Latest Thomas J. Herzfeld Advisors, Inc. Stock Portfolio
$282Million
Equity Portfolio Value
Last Reported on: 13 May, 2024
About Thomas J. Herzfeld Advisors, Inc. and it’s 13F Hedge Fund Stock Holdings
Thomas J. Herzfeld Advisors, Inc. is a hedge fund based in MIAMI BEACH, FL. On 29-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $640 Millions. In it's latest 13F Holdings report, Thomas J. Herzfeld Advisors, Inc. reported an equity portfolio of $282.8 Millions as of 31 Mar, 2024.
The top stock holdings of Thomas J. Herzfeld Advisors, Inc. are , , . The fund has invested 10% of it's portfolio in PIMCO DYNAMIC INCOME STRATEGY FUND and 8.4% of portfolio in FS CREDIT OPPORTUNITIES CORP.
The fund managers got completely rid off PGT INNOVATIONS INC (PGTI), OXFORD LANE CAP CORP and ISHARES TR (AAXJ) stocks. They significantly reduced their stock positions in MORGAN STANLEY EMERGING MKTS, WISDOMTREE TR (DWMF) and SPDR SER TR (BIL). Thomas J. Herzfeld Advisors, Inc. opened new stock positions in PIMCO ACCESS INCOME FUND, CARNIVAL CORP (CCL) and INVESCO EXCH TRADED FD TR II (SPHD). The fund showed a lot of confidence in some stocks as they added substantially to ADAMS DIVERSIFIED EQUITY FUND INC, ONESPAWORLD HOLDINGS LIMITED (OSW) and OFG BANCORP (OFG).
The top stock holdings of Thomas J. Herzfeld Advisors, Inc. are , , . The fund has invested 10% of it's portfolio in PIMCO DYNAMIC INCOME STRATEGY FUND and 8.4% of portfolio in FS CREDIT OPPORTUNITIES CORP.
The fund managers got completely rid off PGT INNOVATIONS INC (PGTI), OXFORD LANE CAP CORP and ISHARES TR (AAXJ) stocks. They significantly reduced their stock positions in MORGAN STANLEY EMERGING MKTS, WISDOMTREE TR (DWMF) and SPDR SER TR (BIL). Thomas J. Herzfeld Advisors, Inc. opened new stock positions in PIMCO ACCESS INCOME FUND, CARNIVAL CORP (CCL) and INVESCO EXCH TRADED FD TR II (SPHD). The fund showed a lot of confidence in some stocks as they added substantially to ADAMS DIVERSIFIED EQUITY FUND INC, ONESPAWORLD HOLDINGS LIMITED (OSW) and OFG BANCORP (OFG).
New Buys
| Ticker | $ Bought |
|---|---|
| PIMCO ACCESS INCOME FUND | 1,546,700 |
| EATON VANCE TAX-MANAGED GLOB | 1,533,500 |
| SABA CAPITAL INCOME & OPPORT | 1,507,260 |
| PIMCO INCOME STRATEGY FDII | 1,449,810 |
| CARNIVAL CORP | 1,245,240 |
| BROOKFIELD REAL ASSETS INCOM | 1,240,380 |
| WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND | 401,227 |
| INVESCO EXCH TRADED FD TR II | 16,211 |
New stocks bought by Thomas J. Herzfeld Advisors, Inc.
Additions
| Ticker | % Inc. |
|---|---|
| ADAMS DIVERSIFIED EQUITY FUND INC | 45,882 |
| NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND | 35,781 |
| THE TAIWAN FUND INC | 7,415 |
| BLACKROCK CAP ALLOCATION TR | 5,085 |
| NUVEEN VRIABL RAT PFD & INM | 509 |
| INVESCO CALIFORNIA VALUE MUNICIPAL INCOME TRUST | 95.7 |
| ONESPAWORLD HOLDINGS LIMITED | 74.81 |
| OFG BANCORP | 50.45 |
Additions to existing portfolio by Thomas J. Herzfeld Advisors, Inc.
Reductions
| Ticker | % Reduced |
|---|---|
| MORGAN STANLEY EMERGING MKTS | -98.71 |
| GENERAL AMERICAN INVESTORS CO INC | -85.15 |
| WISDOMTREE TR | -80.71 |
| THE GABELLI DIVIDEND & INCOME TRUST | -80.59 |
| ABERDEEN STD GLOBAL INFRASTRUCTURE | -70.25 |
| BLACKROCK ESG CAP ALLC TR | -69.93 |
| BLACKROCK MUNIYILD QULT FD I | -68.97 |
| SRH TOTAL RETURN FUND INC | -67.97 |
Thomas J. Herzfeld Advisors, Inc. reduced stake in above stock
Sold off
| Ticker | $ Sold |
|---|---|
| OXFORD LANE CAP CORP | -809,617 |
| PGT INNOVATIONS INC | -1,307,160 |
| INSIGHT SELECT INCOME FD | -354,534 |
| ISHARES TR | -442,806 |
| THE GABELLI HEALTHCARE & WELLNESS TRUST | -21,739 |
| NUVEEN MUTLI ASSET INCOME FUND | -19,520 |
| NUVEEN REAL ASSET INCOME AND GROWTH FUND | -18,576 |
| NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND | -13,200 |
Thomas J. Herzfeld Advisors, Inc. got rid off the above stocks
Current Stock Holdings of Thomas J. Herzfeld Advisors, Inc.
Last Reported on: 13 May, 2024| Ticker | Namesorted ascending | % Portfolio | Shares Held | $ Value | Type | % Change | Options |
|---|---|---|---|---|---|---|---|
| AAXJ | ISHARES TR | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | |
| ACWF | ISHARES TR | 0.08 | 4,469 | 226,534 | REDUCED | -50.02 | |
| AGOV | EXCHANGE LISTED FDS TR | 0.45 | 60,998 | 1,260,830 | REDUCED | -60.85 | |
| AMX | AMERICA MOVIL SAB DE CV | 0.07 | 10,698 | 199,625 | UNCHANGED | 0.00 | |
| ASLE | AERSALE CORPORATION | 0.33 | 129,206 | 927,699 | UNCHANGED | 0.00 | |
| ASR | GRUPO AEROPORTUARIO DEL SURESTE SAB DE CV | 0.42 | 3,775 | 1,203,020 | REDUCED | -9.58 | |
| BIL | SPDR SER TR | 0.04 | 1,369 | 125,674 | REDUCED | -64.36 | |
| BPOP | POPULAR INC | 0.89 | 28,523 | 2,512,590 | REDUCED | -3.97 | |
| CCL | CARNIVAL CORP | 0.44 | 76,208 | 1,245,240 | NEW | ||
| CEF | SPROTT PHYSICAL GOLD AND SILVER TRUST | 0.06 | 8,000 | 162,720 | UNCHANGED | 0.00 | |
| CHPT | CHARGEPOINT HOLDINGS INC. | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | |
| CPA | COPA HOLDINGS SA | 0.60 | 16,250 | 1,692,600 | REDUCED | -10.96 | |
| CWCO | CONSOLIDATED WATER CO LTD | 0.06 | 6,092 | 178,557 | UNCHANGED | 0.00 | |
| CX | CEMEX SAB DE CV | 0.86 | 270,581 | 2,437,940 | ADDED | 19.91 | |
| DWMF | WISDOMTREE TR | 0.02 | 1,000 | 50,290 | REDUCED | -80.71 | |
| ESRT | EMPIRE STATE REALTY TRUST INC | 0.26 | 73,894 | 748,546 | UNCHANGED | 0.00 | |
| EVTC | EVERTEC INC | 0.24 | 16,956 | 676,544 | UNCHANGED | 0.00 | |
| FBP | FIRST BANCORP/PUERTO RICO | 0.93 | 150,604 | 2,641,590 | REDUCED | -11.72 | |
| FMX | FOMENTO ECONOMICO MEXICANO SAB DE CV | 0.50 | 10,899 | 1,419,810 | REDUCED | -10.00 | |
| FRGE | FORGE GLOBAL HOLDINGS INC. | 0.00 | 1,000 | 1,930 | UNCHANGED | 0.00 | |
| FXY | INVESTCO CURRENCYSHARES JAPAN | 0.09 | 4,198 | 257,044 | UNCHANGED | 0.00 | |
| GLD | SPDR GOLD TR | 0.10 | 1,398 | 287,597 | UNCHANGED | 0.00 | |
| LEN | LENNAR CORP | 0.58 | 9,450 | 1,625,210 | REDUCED | -10.00 | |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 0.03 | 150 | 83,460 | UNCHANGED | 0.00 | |
| META | META PLATFORMS INC | 0.02 | 100 | 48,558 | UNCHANGED | 0.00 | |
| MLM | MARTIN MARIETTA MATERIALS INC | 0.83 | 3,840 | 2,357,530 | REDUCED | -20.66 | |
| MTTR | MATTERPORT INC | 0.00 | 731 | 1,652 | UNCHANGED | 0.00 | |
| MTZ | MASTEC INC | 1.15 | 34,872 | 3,251,810 | ADDED | 3.88 | |
| NCLH | NORWEGIAN CRUISE LINE HOLDINGS LTD | 1.53 | 207,207 | 4,336,840 | ADDED | 11.06 | |
| NEE | NEXTERA ENERGY INC | 0.78 | 34,697 | 2,217,480 | REDUCED | -14.74 | |
| NFE | NEW FORTRESS ENERGY INC | 0.90 | 83,602 | 2,557,380 | REDUCED | -10.68 | |
| NFLX | NETFLIX, INC. | 0.02 | 100 | 60,733 | UNCHANGED | 0.00 | |
| NWTN | NWTN INC | 0.00 | 26,327 | 1,532 | UNCHANGED | 0.00 | |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 3.31 | 1,416,600 | 9,349,530 | ADDED | 24.5 | |
| OFG | OFG BANCORP | 0.62 | 47,454 | 1,746,780 | ADDED | 50.45 | |
| OPFI | OPPFI INC COM | 0.00 | 5,898 | 14,139 | UNCHANGED | 0.00 | |
| OSW | ONESPAWORLD HOLDINGS LIMITED | 0.35 | 74,759 | 989,062 | ADDED | 74.81 | |
| PCT | PURECYCLE TECHNOLOGIES INC | 0.00 | 2,457 | 4,545 | UNCHANGED | 0.00 | |
| PGTI | PGT INNOVATIONS INC | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | |
| PLYA | PLAYA HOTELS & RESORTS NV | 0.69 | 202,058 | 1,959,960 | REDUCED | -10.02 | |
| QQQ | INVESCO QQQ TR | 0.04 | 270 | 119,883 | UNCHANGED | 0.00 | |
| QSR | RESTAURANT BRANDS INTERNATIONAL INC | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | |
| RCL | ROYAL CARIBBEAN GROUP | 1.34 | 27,348 | 3,801,640 | REDUCED | -8.42 | |
| SEB | SEABOARD CORP | 0.16 | 137 | 441,677 | UNCHANGED | 0.00 | |
| SPHD | INVESCO EXCH TRADED FD TR II | 0.01 | 860 | 16,211 | NEW | ||
| SPY | SPDR S&P 500 ETF TR | 0.07 | 390 | 203,997 | UNCHANGED | 0.00 | |
| SSSS | SURO CAPITAL CORP | 0.86 | 537,651 | 2,446,310 | REDUCED | -34.97 | |
| TMC | TMC THE METALS COMPANY INC | 0.00 | 8,959 | 12,811 | UNCHANGED | 0.00 | |
| UCO | PROSHARES SHORT VIX SHORT-TERM FUTURES ETF | 0.00 | 110 | 6,201 | UNCHANGED | 0.00 | |
| USO | UNITED STATES OIL FUND LP | 0.03 | 1,125 | 88,571 | UNCHANGED | 0.00 | |
| VAC | MARRIOTT VACATIONS WORLDWIDE CORP | 0.43 | 11,174 | 1,203,780 | REDUCED | -10.06 | |
| VMC | VULCAN MATERIALS CO | 0.50 | 5,219 | 1,424,370 | REDUCED | -13.29 | |
| PIMCO DYNAMIC INCOME STRATEGY FUND | 10.00 | 1,333,300 | 28,279,300 | ADDED | 7.55 | ||
| FS CREDIT OPPORTUNITIES CORP | 8.36 | 3,987,390 | 23,645,200 | ADDED | 2.17 | ||
| HIGHLAND FLOATING RATE OPPORTUNITIES FUND | 7.79 | 3,135,800 | 22,044,700 | ADDED | 3.69 | ||
| OFS CREDIT COMPANY INC | 3.30 | 1,302,890 | 9,328,690 | ADDED | 2.03 | ||
| CORNERSTONE STRATEGIC VALUE FUND INC | 3.28 | 1,234,240 | 9,281,460 | ADDED | 4.52 | ||
| NUVEEN PFD & INCOME OPPORTUN | 2.96 | 1,165,060 | 8,376,780 | REDUCED | -11.57 | ||
| NUVEEN FLOATING RATE INCOME | 2.65 | 857,315 | 7,484,360 | ADDED | 27.87 | ||
| DESTRA MULTI-ALTERNATIVE FD | 2.57 | 929,335 | 7,267,400 | ADDED | 4.31 | ||
| THE HERZFELD CARIBBEAN BASIN FUND INC | 2.33 | 2,540,780 | 6,580,620 | REDUCED | -5.83 | ||
| CORNERSTONE TOTAL RTRN FD IN | 1.35 | 509,714 | 3,827,950 | ADDED | 5.83 | ||
| SABA CAPITAL INCOME & OPRNT | 1.32 | 511,391 | 3,728,040 | REDUCED | -62.9 | ||
| CENTRAL SECURITIES CORP | 1.29 | 87,549 | 3,656,920 | REDUCED | -3.35 | ||
| TORTOISE PWR & ENERGY INFRAS | 1.26 | 228,345 | 3,558,960 | ADDED | 0.18 | ||
| NUVEEN DOW 30 DYNAMIC OVERWRITE FUND | 1.23 | 236,290 | 3,464,010 | ADDED | 6.57 | ||
| FRANKLIN LIMITED DURATION INCOME TRUST | 1.22 | 549,899 | 3,447,870 | REDUCED | -27.84 | ||
| NEUBERGER BRMAN NEXT GENERA | 1.22 | 292,663 | 3,438,790 | ADDED | 6.23 | ||
| THORNBURG INCM BUILDER OPP TR | 1.17 | 204,358 | 3,304,470 | REDUCED | -2.87 | ||
| CLEARBRIDGE MLP AND MIDSTRM | 1.14 | 70,197 | 3,213,620 | REDUCED | -32.04 | ||
| RIVERNORTH FLEXIBLE MUN INCOME FUND II, INC. | 1.12 | 226,335 | 3,175,480 | ADDED | 26.91 | ||
| COHEN & STEERS LIMITED DURATION PREFERRED AND INCOME FUND, INC. | 1.12 | 158,016 | 3,172,960 | ADDED | 8.22 | ||
| TORTOISE ENERGY INDEPENDENCE | 1.06 | 89,149 | 3,006,100 | REDUCED | -2.67 | ||
| NUVEEN VRIABL RAT PFD & INM | 1.03 | 162,387 | 2,908,350 | ADDED | 509 | ||
| NUVEEN QUALITY MUNICIPAL INCOME FUND | 1.02 | 251,138 | 2,878,040 | ADDED | 25.37 | ||
| BLACKROCK SCIENCE AND TECHNOLOGY TRUST II | 1.02 | 148,062 | 2,872,400 | ADDED | 12.57 | ||
| MFS MUNICIPAL INCOME TRUST | 0.98 | 515,466 | 2,768,050 | ADDED | 23.54 | ||
| BLACKROCK MUNIHLDNGS CALI QL | 0.97 | 249,916 | 2,751,580 | ADDED | 23.69 | ||
| ADAMS NATURAL RESOURCES FUND INC | 0.95 | 116,965 | 2,697,210 | ADDED | 0.77 | ||
| WESTERN ASSET MORTGAGE OPP FUND INC. | 0.91 | 219,941 | 2,575,510 | REDUCED | -29.27 | ||
| NUVEEN CREDIT STRATEGIES INCOME FUND | 0.90 | 458,409 | 2,553,340 | REDUCED | -12.58 | ||
| BNY MELLON ALCENTRA GLOBAL CREDIT INCOME 2024 TARGET TERM FUND, INC. | 0.84 | 276,076 | 2,377,010 | ADDED | 5.34 | ||
| ADAMS DIVERSIFIED EQUITY FUND INC | 0.80 | 116,336 | 2,270,880 | ADDED | 45,882 | ||
| PIONEER DIVERSIFIED HIGH INCOME TRUST | 0.79 | 188,082 | 2,233,420 | ADDED | 5.48 | ||
| CLEARBRIDGE MLP AND MIDSTRM | 0.76 | 52,183 | 2,164,550 | REDUCED | -31.55 | ||
| BLACKSTONE STRATEGIC CRED 20 | 0.70 | 167,346 | 1,991,420 | REDUCED | -3.16 | ||
| SRH TOTAL RETURN FUND INC | 0.68 | 126,905 | 1,911,190 | REDUCED | -67.97 | ||
| THE TAIWAN FUND INC | 0.64 | 45,620 | 1,807,460 | ADDED | 7,415 | ||
| CARLYLE CREDIT INCOME FUND | 0.62 | 223,527 | 1,759,160 | REDUCED | -40.27 | ||
| NUVEEN MORTGAGE AND INCOME FUND | 0.59 | 94,005 | 1,669,530 | REDUCED | -13.86 | ||
| NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND | 0.59 | 68,893 | 1,663,080 | ADDED | 35,781 | ||
| PIMCO ACCESS INCOME FUND | 0.55 | 98,328 | 1,546,700 | NEW | |||
| EATON VANCE TAX-MANAGED GLOB | 0.54 | 187,929 | 1,533,500 | NEW | |||
| VESTA REAL ESTATE CORP | 0.53 | 38,412 | 1,507,290 | UNCHANGED | 0.00 | ||
| SABA CAPITAL INCOME & OPPORT | 0.53 | 394,572 | 1,507,260 | NEW | |||
| BLACKROCK CAP ALLOCATION TR | 0.52 | 88,160 | 1,468,750 | ADDED | 5,085 | ||
| PIMCO INCOME STRATEGY FDII | 0.51 | 194,344 | 1,449,810 | NEW | |||
| BROOKFIELD REAL ASSETS INCOM | 0.44 | 96,005 | 1,240,380 | NEW | |||
| BLACKROCK MUNIYILD QULT FD I | 0.29 | 66,330 | 812,543 | REDUCED | -68.97 | ||
| MFS INVESTMENT GRADE MUNICIPAL TRUST | 0.23 | 85,704 | 653,064 | ADDED | 32.99 | ||
| MFS HIGH YIELD MUNICIPAL TRUST | 0.23 | 195,489 | 650,978 | ADDED | 33.07 | ||
| DELAWARE INVTS NATL MUN INCO | 0.21 | 56,962 | 590,126 | ADDED | 46.9 | ||
| NUVEEN MUNICIPAL CREDIT INC. | 0.17 | 40,445 | 495,047 | ADDED | 45.64 | ||
| EATON VANCE NEW YORK MUN BD | 0.17 | 49,081 | 476,577 | ADDED | 44.37 | ||
| BLACKROCK MUNIIVEST FD II INC. | 0.14 | 37,196 | 405,808 | ADDED | 46.07 | ||
| ABERDEEN STD GLOBAL INFRASTRUCTURE | 0.14 | 22,791 | 404,540 | REDUCED | -70.25 | ||
| WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND | 0.14 | 43,004 | 401,227 | NEW | |||
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II, INC | 0.13 | 23,054 | 371,861 | ADDED | 44.63 | ||
| BNY MELLON MUN INCOME INC | 0.12 | 48,807 | 333,352 | ADDED | 45.09 | ||
| BNY MELLON STRATEGIC MUN BD | 0.12 | 56,737 | 332,479 | ADDED | 45.4 | ||
| BLACKROCK CALIF MUN INCOME | 0.10 | 25,243 | 298,372 | ADDED | 34.06 | ||
| NUVEEN CA QUALTY MUN INCOME | 0.10 | 24,975 | 275,225 | ADDED | 45.12 | ||
| FEDERATED HERMES PREM MUNI I | 0.09 | 23,652 | 261,828 | ADDED | 40.74 | ||
| DWS STRATEGIC MUNICIPAL INCOME TRUST | 0.09 | 28,387 | 253,780 | ADDED | 48.1 | ||
| INVESCO TR INVT GRADE NEW YO | 0.09 | 22,867 | 245,820 | ADDED | 45.56 | ||
| BLACKROCK MUNI INCOME TR II | 0.09 | 22,434 | 243,633 | ADDED | 45.02 | ||
| DEUTSCHE MUNICIPAL INCOME TRUST | 0.09 | 26,940 | 243,268 | ADDED | 45.46 | ||
| INVESCO CALIFORNIA VALUE MUNICIPAL INCOME TRUST | 0.09 | 24,314 | 242,167 | ADDED | 95.7 | ||
| WESTERN ASSET/CLAYMORE INFLATION-LINKED SECURITIES & INCOME FUND | 0.06 | 20,900 | 170,126 | UNCHANGED | 0.00 | ||
| TORTOISE PIPELINE & ENERGY FUND, INC. | 0.04 | 3,460 | 109,406 | UNCHANGED | 0.00 | ||
| ECOFIN SUSTAINABLE AND SOCIAL IMPACT TERM FUND | 0.03 | 7,940 | 93,771 | UNCHANGED | 0.00 | ||
| NET POWER INC. | 0.03 | 29,742 | 86,252 | UNCHANGED | 0.00 | ||
| COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND | 0.03 | 2,399 | 76,456 | ADDED | 34.02 | ||
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | 0.02 | 6,034 | 52,073 | REDUCED | -19.22 | ||
| BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST | 0.01 | 3,348 | 18,514 | ADDED | 0.72 | ||
| ABERDEEN GLOBAL DYNAMIC DIVIDEND FUND | 0.00 | 1,355 | 13,157 | ADDED | 0.67 | ||
| MEXICO EQUITY & INCOME FD | 0.00 | 1,112 | 12,855 | UNCHANGED | 0.00 | ||
| THE NEW GERMANY FUND INC | 0.00 | 1,453 | 12,656 | UNCHANGED | 0.00 | ||
| THE MEXICO FUND, INC. | 0.00 | 645 | 12,397 | UNCHANGED | 0.00 | ||
| PGIM GLOBAL SHORT DURATION HIGH YIELD FUND, INC. | 0.00 | 892 | 10,668 | UNCHANGED | 0.00 | ||
| MORGAN STANLEY INDIA INVESTMENT FUND INC | 0.00 | 443 | 10,162 | ADDED | 6.49 | ||
| THE KOREA FUND INC | 0.00 | 388 | 9,867 | UNCHANGED | 0.00 | ||
| JAPAN SMALLER CAPITALIZATION FUND INC | 0.00 | 1,226 | 9,783 | ADDED | 21.03 | ||
| TCW STRATEGIC INCOME FUND INC | 0.00 | 2,000 | 9,620 | UNCHANGED | 0.00 | ||
| ABERDEEN JAPAN EQUITY FUND INC | 0.00 | 1,384 | 8,622 | ADDED | 3.05 | ||
| BLACKROCK ESG CAP ALLC TR | 0.00 | 492 | 8,541 | REDUCED | -69.93 | ||
| ABERDEEN TOTAL DYNAMIC DIVIDEND FUND | 0.00 | 947 | 7,851 | UNCHANGED | 0.00 | ||
| ABERDEEN GLOBAL PREMIER PROPERTIES FUND | 0.00 | 1,953 | 7,734 | REDUCED | -3.79 | ||
| THE EUROPEAN EQUITY FUND INC | 0.00 | 735 | 6,549 | ADDED | 1.1 | ||
| ABERDEEN EMERGING MARKETS EQUITY INC. | 0.00 | 1,243 | 6,277 | UNCHANGED | 0.00 | ||
| MORGAN STANLEY EMERGING MKTS | 0.00 | 1,300 | 6,175 | REDUCED | -98.71 | ||
| BLACKROCK INNOVATION AND GRW | 0.00 | 681 | 5,543 | UNCHANGED | 0.00 | ||
| VIRTUS STONE HBR EMRG MKTS I | 0.00 | 978 | 5,291 | NEW | |||
| ROYCE VALUE TRUST INC | 0.00 | 331 | 5,021 | UNCHANGED | 0.00 | ||
| THE GABELLI DIVIDEND & INCOME TRUST | 0.00 | 212 | 4,872 | REDUCED | -80.59 | ||
| LIBERTY ALL STAR EQUITY FUND | 0.00 | 674 | 4,819 | UNCHANGED | 0.00 | ||
| GABELLI EQUITY TRUST INC | 0.00 | 869 | 4,797 | UNCHANGED | 0.00 | ||
| TRI-CONTINENTAL CORP | 0.00 | 155 | 4,774 | UNCHANGED | 0.00 | ||
| GENERAL AMERICAN INVESTORS CO INC | 0.00 | 102 | 4,744 | REDUCED | -85.15 | ||
| BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 0.00 | 573 | 4,727 | UNCHANGED | 0.00 | ||
| VIRTUS TOTAL RETURN FUND INC. | 0.00 | 838 | 4,668 | UNCHANGED | 0.00 | ||
| LIBERTY ALL STAR GROWTH FUND INC | 0.00 | 848 | 4,656 | UNCHANGED | 0.00 | ||
| NUVEEN CORE EQUITY ALPHA FUND | 0.00 | 325 | 4,573 | UNCHANGED | 0.00 | ||
| GABELLI GLOBAL SMALL & MID C | 0.00 | 230 | 2,765 | REDUCED | -58.71 | ||
| TEMPLETON EMERGING MARKETS FUND | 0.00 | 180 | 2,149 | REDUCED | -58.04 | ||
| TEKLA LIFE SCIENCES INVESTORS | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | ||
| PGIM SHORT DURATION HIGH YIELD FUND, INC. | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | ||
| OXFORD LANE CAP CORP | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | ||
| NUVEEN MUTLI ASSET INCOME FUND | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | ||
| NUVEEN REAL ASSET INCOME AND GROWTH FUND | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | ||
| NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | ||
| INSIGHT SELECT INCOME FD | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | ||
| THE GABELLI HEALTHCARE & WELLNESS TRUST | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 | ||
| BLACKROCK HEALTH SCIENCES TRUST II | 0.00 | 0.00 | 0.00 | SOLD OFF | -100 |