Latest Thomas J. Herzfeld Advisors, Inc. Stock Portfolio
Thomas J. Herzfeld Advisors, Inc. Performance:
2025 Q3: 0.03%YTD: 0.57%2024: 3.47%
Performance for 2025 Q3 is 0.03%, and YTD is 0.57%, and 2024 is 3.47%.
About Thomas J. Herzfeld Advisors, Inc. and 13F Hedge Fund Stock Holdings
Thomas J. Herzfeld Advisors, Inc. is a hedge fund based in MIAMI BEACH, FL. On 29-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $640 Millions. In it's latest 13F Holdings report, Thomas J. Herzfeld Advisors, Inc. reported an equity portfolio of $291.7 Millions as of 30 Sep, 2025.
The top stock holdings of Thomas J. Herzfeld Advisors, Inc. are , , . The fund has invested 13.4% of it's portfolio in PIMCO DYNAMIC INCOME STRATEGY FUND and 6.1% of portfolio in HIGHLAND FLOATING RATE OPPORTUNITIES FUND.
The fund managers got completely rid off PROSHARES TR (BIB), CLEARBRIDGE ENERGY MIDSTRM O and SURO CAPITAL CORP (SSSS) stocks. They significantly reduced their stock positions in CORNERSTONE STRATEGIC VALUE FUND INC, PROSHARES ULTRASHORT S&P500 (ANEW) and ISHARES TR (ACWF). Thomas J. Herzfeld Advisors, Inc. opened new stock positions in PGIM ETF TR (PAB), SIMPLIFY EXCHANGE TRADED FUN (AGGH) and PIMCO DYNAMIC INCOME OPRNTS. The fund showed a lot of confidence in some stocks as they added substantially to THE GABELLI DIVIDEND & INCOME TRUST and EXCHANGE LISTED FDS TR (AGOV).
The top stock holdings of Thomas J. Herzfeld Advisors, Inc. are , , . The fund has invested 13.4% of it's portfolio in PIMCO DYNAMIC INCOME STRATEGY FUND and 6.1% of portfolio in HIGHLAND FLOATING RATE OPPORTUNITIES FUND.
The fund managers got completely rid off PROSHARES TR (BIB), CLEARBRIDGE ENERGY MIDSTRM O and SURO CAPITAL CORP (SSSS) stocks. They significantly reduced their stock positions in CORNERSTONE STRATEGIC VALUE FUND INC, PROSHARES ULTRASHORT S&P500 (ANEW) and ISHARES TR (ACWF). Thomas J. Herzfeld Advisors, Inc. opened new stock positions in PGIM ETF TR (PAB), SIMPLIFY EXCHANGE TRADED FUN (AGGH) and PIMCO DYNAMIC INCOME OPRNTS. The fund showed a lot of confidence in some stocks as they added substantially to THE GABELLI DIVIDEND & INCOME TRUST and EXCHANGE LISTED FDS TR (AGOV).
Thomas J. Herzfeld Advisors, Inc. Annual Return Estimates Vs S&P 500
Our best estimate is that Thomas J. Herzfeld Advisors, Inc. made a return of 0.03% in the last quarter. In trailing 12 months, it's portfolio return was 2.78%.
New Buys
| Ticker | $ Bought |
|---|---|
| pgim etf tr | 10,588,000 |
| simplify exchange traded fun | 9,230,000 |
| pimco dynamic income oprnts | 4,491,920 |
| oxford lane cap corp | 3,857,870 |
| pimco calif mun income fund | 1,907,440 |
| aberdeen life sciences investor | 1,813,690 |
| aberdeen healthcare investors | 1,746,610 |
| gamco nat res gold and income | 1,653,930 |
New stocks bought by Thomas J. Herzfeld Advisors, Inc.
Additions
| Ticker | % Inc. |
|---|---|
| the gabelli dividend & income trust | 40,732 |
| blackstone / gso long-short credit income fund | 5,781 |
| asa gold and precious metals ltd | 1,455 |
| nyli cbre gbl infr megtrnds | 1,097 |
| saba capital income & opport | 163 |
| first tr inter dur pfd & in | 104 |
| pgim short dur hig yld opp f | 85.15 |
| the korea fund inc | 60.96 |
Additions to existing portfolio by Thomas J. Herzfeld Advisors, Inc.
Reductions
| Ticker | % Reduced |
|---|---|
| cornerstone strategic value fund inc | -99.11 |
| destra multi-alternative fd | -97.9 |
| fs credit opportunities corp | -70.11 |
| mfs municipal income trust | -68.55 |
| blackrock enhanced international dividend trust | -50.27 |
| blackrock muniivest fd ii inc. | -50.13 |
| tortoise energy infra corp | -47.01 |
| morgan stanley india investment fund inc | -44.62 |
Thomas J. Herzfeld Advisors, Inc. reduced stake in above stock
Sold off
| Ticker | $ Sold |
|---|---|
| proshares tr | -8,942,200 |
| pimco calif mun income fd ii | -1,731,220 |
| suro capital corp | -2,170,200 |
| abrdn income credit strategies fund | -1,157,930 |
| blackrock munihldngs cali ql | -980,497 |
| clearbridge energy midstrm o | -3,541,530 |
| sound point meridian cap inc. | -1,125,030 |
| pimco new york mun income fund | -317,020 |
Thomas J. Herzfeld Advisors, Inc. got rid off the above stocks
Sector Distribution
Thomas J. Herzfeld Advisors, Inc. has about 99.9% of it's holdings in Others sector.
| Sector | % |
|---|---|
| Others | 99.9 |
Market Cap. Distribution
Thomas J. Herzfeld Advisors, Inc. has about 0% of it's portfolio invested in the large-cap and mega-cap stocks.
| Category | % |
|---|---|
| UNALLOCATED | 99.9 |
Stocks belong to which Index?
About 0% of the stocks held by Thomas J. Herzfeld Advisors, Inc. either belong to S&P 500 or RUSSELL 2000 index.
| Index | % |
|---|---|
| Others | 99.9 |
Thomas J. Herzfeld Advisors, Inc. Holdings Map
This heatmap illustrates the top 50 positions within the fund's portfolio.
Current Stock Holdings of Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc. has 104 stocks in it's portfolio. About 49.8% of the portfolio is in top 10 stocks. NFLX proved to be the most loss making stock for the portfolio. GLD was the most profitable stock for Thomas J. Herzfeld Advisors, Inc. last quarter.
Last Reported on: 12 Nov, 2025| Ticker | Namesorted ascending | % Portfolio | Shares Held | $ Value | Type | % Change | Options | |
|---|---|---|---|---|---|---|---|---|
| ACWF | ishares tr | 1.86 | 107,519 | 5,439,390 | reduced | -1.08 | ||
| AGGH | simplify exchange traded fun | 3.16 | 191,613 | 9,230,000 | new | |||
| AGOV | exchange listed fds tr | 0.77 | 98,498 | 2,242,800 | added | 12.31 | ||
| AGQ | proshares short vix short-term futures etf | 0.00 | 220 | 11,207 | unchanged | 0.00 | ||
| ANEW | proshares ultrashort s&p500 | 1.35 | 271,755 | 3,926,860 | reduced | -34.18 | ||
| BIB | proshares tr | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| CHPT | chargepoint holdings inc. | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| FXY | investco currencyshares japan | 0.01 | 600 | 37,326 | unchanged | 0.00 | ||
| GLD | spdr gold tr | 0.17 | 1,398 | 496,947 | unchanged | 0.00 | ||
| MDY | spdr s&p midcap 400 etf tr | 0.03 | 150 | 89,405 | unchanged | 0.00 | ||
| META | meta platforms inc | 0.03 | 100 | 73,438 | unchanged | 0.00 | ||
| NCLH | norwegian cruise line holdings ltd | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| NFLX | netflix, inc. | 0.04 | 100 | 119,892 | unchanged | 0.00 | ||
| NXDT | nexpoint diversified rel et | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| PAB | pgim etf tr | 3.63 | 205,593 | 10,588,000 | new | |||
| PCT | purecycle technologies inc | 0.01 | 5,457 | 18,445 | unchanged | 0.00 | ||
| QQQ | invesco qqq tr | 0.06 | 270 | 162,100 | unchanged | 0.00 | ||
| SPY | spdr s&p 500 etf tr | 0.09 | 390 | 259,810 | unchanged | 0.00 | ||
| SSSS | suro capital corp | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| TMC | tmc the metals company inc | 0.03 | 12,911 | 82,243 | unchanged | 0.00 | ||