Latest RIVERNORTH CAPITAL MANAGEMENT, LLC Stock Portfolio

$2.00Billion– No. of Holdings #542

RIVERNORTH CAPITAL MANAGEMENT, LLC Performance:

2026 Q1: -1.47%YTD: -1.47%2025: 0.78%

Performance for 2026 Q1 is -1.47%, and YTD is -1.47%, and 2025 is 0.78%.

About RIVERNORTH CAPITAL MANAGEMENT, LLC and 13F Hedge Fund Stock Holdings

RIVERNORTH CAPITAL MANAGEMENT, LLC is a hedge fund based in West Palm Beach, FL. On 2026-05-15, the fund reported it's updated stock portfolio. In the 13F Holdings report, RIVERNORTH CAPITAL MANAGEMENT, LLC reported an equity portfolio of $2 Billions as of 31 Mar, 2026.

The top stock holdings of RIVERNORTH CAPITAL MANAGEMENT, LLC are , , . The fund has invested 7% of it's portfolio in BLACKROCK MUNIHOLDINGS FD IN and 4.3% of portfolio in BLACKROCK MUNIYILD QULT FD I.

The fund managers got completely rid off PIMCO DYNAMIC INCOME FD, GOLUB CAP BDC INC (GBDC) and NEW MTN FIN CORP (NMFC) stocks. They significantly reduced their stock positions in GSR IV ACQUISITION CORP, BLACKROCK ETF TRUST II (HYMU) and CARLYLE SECURED LENDING INC (CGBD). RIVERNORTH CAPITAL MANAGEMENT, LLC opened new stock positions in BLACKROCK CORPOR HI YLD FD I, COMPASS INC (COMP) and SIXTH STREET SPECIALTY LENDI (TSLX). The fund showed a lot of confidence in some stocks as they added substantially to FS KKR CAP CORP (FSK), FEDERATED HERMES PREM MUNI I and ISHARES TR (AAXJ).

RIVERNORTH CAPITAL MANAGEMENT, LLC Equity Portfolio Value

Last Reported on: 15 May, 2026

RIVERNORTH CAPITAL MANAGEMENT, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that RIVERNORTH CAPITAL MANAGEMENT, LLC made a return of -1.47% in the last quarter. In trailing 12 months, it's portfolio return was -0.47%.

Performance
S&P 500

New Buys

Ticker	$ Bought
blackrock corpor hi yld fd i	50,264,600
fs credit opportunities corp	20,443,000
compass inc	20,316,800
blackrock tech and private e	16,962,300
pimco new york mun fd ii	7,246,380
gigcapital8 corp	5,977,140
blackstone secd lending fd	5,787,210
ares capital corp	5,754,260

New stocks bought by RIVERNORTH CAPITAL MANAGEMENT, LLC

Additions

Ticker	% Inc.
fs kkr cap corp	580
federated hermes prem muni i	484
blackrock muniyield n y qual	411
rivernorth flexible mun inco	318
ishares tr	271
rivernorth flexible muni inc	231
blackrock muniyild qult fd i	223
blackrock muniyield quality	200

Additions to existing portfolio by RIVERNORTH CAPITAL MANAGEMENT, LLC

Reductions

Ticker	% Reduced
gsr iv acquisition corp	-97.1
blackrock etf trust ii	-83.92
blackrock income tr inc	-81.97
flaherty & crumrine pfd inco	-81.17
doubleline income solutions	-80.26
horizon space acquisition ii	-78.06
pimco corporate & income opp	-76.95
doubleline yield opportuniti	-73.71

RIVERNORTH CAPITAL MANAGEMENT, LLC reduced stake in above stock

Sold off

None of the stocks were completely sold off by RIVERNORTH CAPITAL MANAGEMENT, LLC

Sector Distribution

RIVERNORTH CAPITAL MANAGEMENT, LLC has about 96% of it's holdings in Others sector.

Others
Financial Services

Sector	%
Others	96
Financial Services	3

Market Cap. Distribution

RIVERNORTH CAPITAL MANAGEMENT, LLC has about 0% of it's portfolio invested in the large-cap and mega-cap stocks.

UNALLOCATED
MID-CAP
SMALL-CAP

Category	%
UNALLOCATED	96
MID-CAP	2.1
SMALL-CAP	1.7

Stocks belong to which Index?

About 0% of the stocks held by RIVERNORTH CAPITAL MANAGEMENT, LLC either belong to S&P 500 or RUSSELL 2000 index.

Others

Index	%
Others	98.9

Top 5 Winners (%)		%
	suncar technology group inc	594.5 %
	aleanna inc	472.4 %
	real asset acquisition corp	209.3 %
	xai octagn flt rat & alt inm	187.5 %
	namib minerals	92.9 %

Top 5 Winners ($)		$
	xai octagn flt rat & alt inm	7.6 M
	pimco dynamic income strateg	4.5 M
	cohen & steers infrastructur	1.6 M
	kayne anderson energy infrst	1.3 M
	royce micro-cap tr inc	0.8 M

Top 5 Losers (%)		%
	graf global corp	-71.3 %
	euda health holdings ltd	-70.5 %
	drugs made in amer acqutn co	-67.8 %
	m3brigade acquisition v corp	-65.7 %
	roman dbdr acquisition corp	-62.7 %

Top 5 Losers ($)		$
FSK	fs kkr cap corp	-5.6 M
	blue owl technology fin corp	-4.4 M
	liberty all star equity fd	-4.0 M
	blackrock muniholdings fd in	-3.8 M
	fs specialty lending fd	-3.0 M

RIVERNORTH CAPITAL MANAGEMENT, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of RIVERNORTH CAPITAL MANAGEMENT, LLC

RIVERNORTH CAPITAL MANAGEMENT, LLC has 542 stocks in it's portfolio. About 26.7% of the portfolio is in top 10 stocks. FSK proved to be the most loss making stock for the portfolio. was the most profitable stock for RIVERNORTH CAPITAL MANAGEMENT, LLC last quarter.

Last Reported on: 15 May, 2026

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	0.04	3,147	798,677	new

AAXJ	ishares tr	1.79	336,951	35,767,300	added	271

AAXJ	ishares tr	0.09	16,823	1,791,650	new

AGOV	exchange listed fds tr	0.16	120,000	3,124,800	unchanged	0.00

ARES	ares management corporation	0.21	38,547	4,205,480	new

CGBD	carlyle secured lending inc	0.70	1,272,510	13,921,200	reduced	-33.05

CGW	invesco exch traded fd tr ii	0.08	58,576	1,576,280	added	5.35

COMP	compass inc	1.02	941	20,316,800	new

FSK	fs kkr cap corp	1.07	2,097,170	21,349,200	added	580

HYMU	blackrock etf trust ii	0.12	47,424	2,462,730	reduced	-83.92

MSFT	microsoft corp	0.01	706	261,340	new

OCSL	oaktree specialty lending	0.72	1,279,910	14,462,900	added	0.96

TSLX	sixth street specialty lendi	0.27	290,953	5,347,720	new

	blackrock muniholdings fd in	7.05	12,505,800	141,066,000	added	199

	blackrock muniyild qult fd i	4.34	7,899,360	86,734,900	added	223

	blackrock muniyield quality	2.76	5,254,330	55,223,000	added	200

	blackrock corpor hi yld fd i	2.51	5,899,600	50,264,600	new

	invesco municipal trust	2.09	4,387,060	41,764,800	reduced	-23.95

	blackrock science & technolo	1.65	1,493,940	33,090,700	added	2.46

	pimco mun income fd ii	1.61	4,251,530	32,184,100	reduced	-15.48