Grufity logoGrufity logo

CAT

236.13USD+0.44(+0.19%)Delayed

Caterpillar Inc

Market Summary

USD236.13+0.44Delayed
0.19%

CAT Alerts

CAT Stock Price

RSI Chart

Valuation

Market Cap

116.5B

Price/Earnings

17.23

Price/Sales

2.16

Price/Cashflow

20.44

MarketCap/EBT

13.81

Price/Sales

Profitability

Operating Margin

29.39%

EBT Margin

15.61%

Return on Equity

42.88%

Return on Assets

8.33%

Fundamentals

Revenue

Revenue (TTM)

56.6B

Revenue Y/Y

20.95%

Revenue Q/Q

5.24%

Earnings

Earnings (TTM)

6.8B

Earnings Y/Y

18.32%

Earnings Q/Q

8.85%

Price Action

52 Week Range

159.53239.85
(Low)(High)

Last 7 days

0.2%

Last 30 days

10.1%

Last 90 days

31.5%

Trailing 12 Months

22.8%

Financial Health

Current Ratio

1.45

Investor Care

Dividend Yield

2.75%

Dividend/Share (TTM)

6.04

Buy Backs (1Y)

3.08%

Diluted EPS (TTM)

13.75

Peers (Alternatives to Caterpillar)

View All Peers In Detail
NameMkt Capsorted ascendingRevenuePrice %, 1MReturns, 1YP/EP/SRev 1-YrInc 1-Yr
LARGE-CAP
116.5B
56.6B
10.06% 22.81%
17.23
2.16
16.98% 53.73%
65.8B
15.6B
8.93% -0.53%
24.83
4.2
9.75% -0.82%
20.3B
5.7B
11.21% -7.80%
30.76
3.68
4.14% 61.55%
19.0B
8.4B
9.72% -13.18%
16.29
2.27
8.57% 23.48%
18.5B
5.3B
9.17% -4.43%
43.88
3.54
1.79% 9.35%
MID-CAP
6.4B
2.8B
13.80% -11.33%
18.69
2.25
5.38% 424.65%
5.1B
4.4B
7.10% 11.25%
13.74
1.16
10.07% 3.84%
3.7B
3.5B
14.90% 6.75%
39.27
1.07
-3.08% -49.16%
SMALL-CAP
1.8B
770.7M
8.08% 20.37%
27.58
2.34
35.78% 53.78%
1.8B
1.4B
1.44% 5.86%
21.38
1.25
15.70% 16.86%
992.3M
1.1B
7.72% -29.59%
661.56
0.87
10.63% -95.59%
782.7M
609.2M
8.22% -0.10%
26.39
1.37
11.44% -10.30%
117.4M
100.5M
13.58% -7.78%
29.49
1.36
32.71% -121.97%

Financials for Caterpillar

Income Statement (Last 12 Months)
(In Millions)
Description(%) Q/Q2022Q32022Q22022Q12021Q42021Q3
Revenue4.8%56,62854,03152,67350,97148,408
  S&GA Expenses1.1%5,5945,5335,4725,3655,159
  R&D Expenses2.7%1,8521,8031,7691,6861,621
Earnings Before Taxes9.3%9,2158,4328,2068,2046,583
Net Income4.0%6,7586,4996,4935,153
Balance Sheet
(In Millions)
Description(%) Q/Q2022Q32022Q22022Q12021Q42021Q3
Assets-0.2%80,90781,10782,27682,79380,784
  Current Assets1.4%42,57741,98242,57043,45541,893
    Cash Equivalents5.7%6,3556,0146,5269,2549,446
  Inventory6.2%16,86015,88115,03814,03813,666
  Net PPE-0.9%11,64311,74411,93212,09011,904
  Goodwill-1.7%6,0926,1956,2936,3246,353
Liabilities-0.1%65,28565,34865,17966,27764,089
  Current Liabilities4.3%30,20228,96329,53229,84725,976
.    Short Term Borrowings-5,404----
Shareholder's Equity-0.9%15,62215,75917,09716,51616,695
  Retained Earnings4.9%43,30441,26340,82039,28238,361
Shares Outstanding-0.7%531535536544-
Minority Interest-3.1%3132323230
Cashflow (Last 12 Months)
(In Millions)
Description(%) Q/Q2022Q32022Q22022Q12021Q42021Q3
Cashflow From Operations13.0%6,4395,6985,5837,1987,858
  Share Based Compensation-1.8%216220223225
Cashflow From Investing17.4%-2,690.00-3,255.00-3,920.00-3,084.00-2,618.00
Cashflow From Financing6.6%-6,744.00-7,223.00-6,449.00-4,188.00-5,144.00
  Dividend Payments1.1%2,4192,3932,3652,3322,293
  Buy Backs0.3%4,3554,3413,4882,6681,622

Risks

What is the probability of a big loss on CAT?

59.6%


Probability that Caterpillar stock will be more than 20% underwater in next one year

23.5%


Probability that Caterpillar stock will be more than 30% underwater in next one year.

0%


Probability that Caterpillar stock will be more than 40% underwater in next one year.
*Calculated based on probability distribution of losses observed in actual data in the last 5 years.

How does CAT drawdown profile look like?

Y-axis is the maximum loss one would have experienced if Caterpillar was unfortunately bought at previous high price.

Returns

Cumulative Returns on CAT

14.1%


10-Year Cumulative Returns

22.3%


7-Year Cumulative Returns

13.6%


5-Year Cumulative Returns

22.0%


3-Year Cumulative Returns

What are the long-term rolling returns for CAT?

FIve years rolling returns for Caterpillar.

Which funds bought or sold CAT recently?

View All Details
Datesorted ascendingFund NameType% Chg$ Change$ Held% Portfolio
2022-11-23
Eagle Bay Advisors LLC
ADDED
23.14
18,516
160,000
0.10%
2022-11-23
Gould Capital, LLC
ADDED
1.76
-165,000
2,340,000
2.02%
2022-11-23
FSB PREMIER WEALTH MANAGEMENT, INC.
ADDED
0.05
-28,000
318,000
0.19%
2022-11-23
Toroso Investments, LLC
ADDED
3.52
-58,000
1,121,000
0.05%
2022-11-22
Gibson Wealth Advisors LLC
NEW
-
410,000
410,000
0.47%
2022-11-22
CONTINENTAL INVESTORS SERVICES, INC.
NEW
-
339,000
339,000
0.01%
2022-11-22
CVA Family Office, LLC
ADDED
121.61
218,000
429,000
0.12%
2022-11-22
SMITH CHAS P & ASSOCIATES PA CPAS
REDUCED
-8.25
-49,000
263,000
0.02%
2022-11-22
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY
NEW
-
8,164,000
8,164,000
0.10%
2022-11-22
B. Riley Wealth Advisors, Inc.
REDUCED
-3.82
-530,000
3,991,000
0.12%

1–10 of 44

Latest Funds Activity

Are funds buying CAT calls or puts?
Are funds bullish or bearish(Calls - Puts)?
No. of funds that own CAT

Caterpillar News

Investor's Business Daily

Dow Jones Stocks: Chevron Leads 5 Blue Chips Near Buy Points | Investor's Business Daily.4 hours ago

Seeking Alpha

CAT Fair Value

Caterpillar fair value in different scenarios

The table shows the Fair Value estimates for Caterpillar for various scenarios. Disclaimer: These are just estimations from a model. None of the models are good at predicting the future. Please dont buy or sell stocks based on these outputs.
Fair ValueVery PessimisticPessimisticBase CaseOptimisticVery Optimistic
Very Low Inflation

124.09

-47.45%

176.03

-25.45%

261.33

10.67%

340.54

44.22%

430.48

82.31%

Current Inflation

116.07

-50.84%

158.54

-32.86%

229.40

-2.85%

296.27

25.47%

371.18

57.19%

Very High Inflation

105.90

-55.15%

137.55

-41.75%

192.32

-18.55%

245.29

3.88%

303.54

28.55%

Historical Caterpillar Fair Value Estimates


Recent SEC filings of Caterpillar

View All Filings
Date Filed Form Type Document
Nov 28, 2022
4
Insider Trading
Nov 28, 2022
4
Insider Trading
Nov 14, 2022
4
Insider Trading
Nov 10, 2022
4
Insider Trading
Nov 02, 2022
10-Q
Quarterly Report
Oct 27, 2022
4
Insider Trading
Oct 27, 2022
4
Insider Trading
Oct 27, 2022
8-K
Current Report
Oct 13, 2022
8-K
Current Report
Oct 03, 2022
4
Insider Trading

Latest Insider Trading transactions for CAT

Filter Transactions
Datesorted ascendingNameBuy/Sell$ ValueAvg. Price# SharesTitle
2022-11-11
Long Suzette M
SOLD
-447,036
237.28
-1,884
CLO/General Counsel
2022-11-08
Umpleby III Donald J
SOLD FOR TAXES
-26,163,300
229.65
-113,927
Chairman and CEO
2022-11-08
Umpleby III Donald J
ACQUIRED
19,318,900
127.6
151,402
Chairman and CEO
2022-09-01
Schaupp William E
SOLD (Taxes)
-52,499.7
181.66
-289
Chief Accounting Officer
2022-08-18
Umpleby III Donald J
GIFTED
-
-
-7,490
Chairman and CEO
2022-06-08
RUST EDWARD B JR
ACQUIRED
187,517
229.8
816
-
2022-06-08
DICKINSON DANIEL M
ACQUIRED
187,517
229.8
816
-
2022-06-08
Ayotte Kelly
ACQUIRED
187,517
229.8
816
-
2022-06-08
MacLennan David
ACQUIRED
187,517
229.8
816
-
2022-06-08
WILKINS RAYFORD JR
ACQUIRED
187,517
229.8
816
-

1–10 of 50

Donald J. Umpleby
65535
Caterpillar Inc. manufactures and sells construction and mining equipment, diesel and natural gas engines, and industrial gas turbines worldwide. Its Construction Industries segment offers asphalt pavers, backhoe loaders, compactors, cold planers, compact track and multi-terrain loaders, excavators, motorgraders, pipelayers, road reclaimers, site prep tractors, skid steer loaders, telehandlers, and utility vehicles; mini, small, medium, and large excavators; compact, small, and medium wheel loaders; track-type tractors and loaders; and wheel excavators. The Resource Industries segment provides electric rope shovels, draglines, hydraulic shovels, rotary drills, hard rock vehicles, track-type tractors, mining trucks, longwall miners, wheel loaders, off-highway trucks, articulated trucks, wheel tractor scrapers, wheel dozers, fleet management, landfill compactors, soil compactors, machinery components, autonomous ready vehicles and solutions, select work tools, and safety services and mining performance solutions. The Energy & Transportation segment offers reciprocating engines, generator sets, integrated systems and solutions, turbines and turbine-related services, remanufactured reciprocating engines and components, centrifugal gas compressors, diesel-electric locomotives and components, and other rail-related products and services for marine, oil and gas, industrial, and electric power generation sectors. The company's Financial Products segment provides operating and finance leases, installment sale contracts, working capital loans, and wholesale financing plans; and insurance and risk management products for vehicles, power generation facilities, and marine vessels. The All Other operating segment manufactures filters and fluids, undercarriage, ground engaging tools, etc. The company was formerly known as Caterpillar Tractor Co. and changed its name to Caterpillar Inc. in 1986. The company was founded in 1925 and is headquartered in Deerfield, Illinois.

CAT Income Statement

2022-09-30
Consolidated Statement of Results of Operations - USD ($)
shares in Millions, $ in Millions
3 Months Ended9 Months Ended
Sep. 30, 2022
Sep. 30, 2021
Sep. 30, 2022
Sep. 30, 2021
Sales and revenues:    
Sales and revenues$ 14,994$ 12,397$ 42,830$ 37,173
Operating costs:    
Cost of goods sold10,2028,61729,73625,510
Selling, general and administrative expenses1,4011,3404,1723,943
Research and development expenses4764271,4131,247
Other operating (income) expenses339238908854
Total operating costs12,56910,73336,60631,906
Operating profit2,4251,6646,2245,267
Other income (expense)242225755751
Consolidated profit before taxes2,5581,7756,6535,642
Provision (benefit) for income taxes5273681,4231,313
Profit of consolidated companies2,0311,4075,2304,329
Equity in profit (loss) of unconsolidated affiliated companies9212044
Profit of consolidated and affiliated companies2,0401,4285,2504,373
Less: Profit (loss) attributable to the noncontrolling interests(1)2(1)4
Profit$ 2,041[1]$ 1,426[1]$ 5,251[2]$ 4,369[2]
Profit per common share (in dollars per share)$ 3.89$ 2.62$ 9.91$ 8.00
Profit per common share - diluted (in dollars per share)$ 3.87[3]$ 2.60[3]$ 9.85[4]$ 7.94[4]
Weighted-average common shares outstanding (millions)    
Basic (in shares)525.0544.0530.1545.8
Diluted (in shares)527.6[3]547.6[3]533.2[4]550.2[4]
Machinery, Energy & Transportation    
Sales and revenues:    
Sales and revenues$ 14,278$ 11,707$ 40,703$ 35,091
Financial Products    
Sales and revenues:    
Sales and revenues7166902,1272,082
Operating costs:    
Interest expense of Financial Products151111377352
All other excluding Financial Products    
Operating costs:    
Interest expense excluding Financial Products$ 109$ 114$ 326$ 376
[1]Profit attributable to common shareholders.
[2]Profit attributable to common shareholders.
[3]Diluted by assumed exercise of stock-based compensation awards using the treasury stock method.
[4]Diluted by assumed exercise of stock-based compensation awards using the treasury stock method.

CAT Balance Sheet

2022-09-30
Consolidated Statement of Financial Position - USD ($)
$ in Millions
Sep. 30, 2022
Dec. 31, 2021
Current assets:  
Cash and cash equivalents$ 6,346$ 9,254
Receivables - trade and other8,1588,477
Receivables - finance8,9188,898
Prepaid expenses and other current assets2,2952,788
Inventories16,86014,038
Total current assets42,57743,455
Property, plant and equipment - net11,64312,090
Long-term receivables - trade and other1,2781,204
Long-term receivables - finance11,85912,707
Noncurrent deferred and refundable income taxes2,2181,840
Intangible assets8061,042
Goodwill6,0926,324
Other assets4,4344,131
Total assets80,90782,793
Short-term borrowings:  
Accounts payable8,2608,154
Accrued expenses4,0133,757
Accrued wages, salaries and employee benefits2,2042,242
Customer advances1,8311,087
Dividends payable0595
Other current liabilities2,8782,256
Long-term debt due within one year:  
Total current liabilities30,20229,847
Long-term debt due after one year:  
Liability for postemployment benefits5,0385,592
Other liabilities4,5364,805
SPC liabilities in consolidated statement65,28566,277
Commitments and contingencies (Notes 11 and 14)
Shareholders' equity  
Authorized shares: 2,000,000,000 Issued shares: (9/30/22 and 12/31/21 – 814,894,624) at paid-in amount6,5236,398
Treasury stock: (9/30/22 – 294,485,269 shares; 12/31/21 – 279,006,573 shares) at cost(30,883)(27,643)
Profit employed in the business43,30439,282
Accumulated other comprehensive income (loss)(3,353)(1,553)
Noncontrolling interests3132
Total shareholders' equity15,62216,516
Total liabilities and shareholders' equity$ 80,907$ 82,793
Common stock, par value (in dollars per share)$ 1.00$ 1.00
Common stock, Authorized shares2,000,000,0002,000,000,000
Common stock, Issued shares814,894,624814,894,624
Treasury stock, shares294,485,269279,006,573
Machinery, Energy & Transportation  
Short-term borrowings:  
Short-term borrowings$ 3$ 9
Long-term debt due within one year:  
Long-term debt due within one year12045
Long-term debt due after one year:  
Long-term Debt due after one year9,4799,746
Financial Products  
Short-term borrowings:  
Short-term borrowings4,1995,395
Long-term debt due within one year:  
Long-term debt due within one year6,6946,307
Long-term debt due after one year:  
Long-term Debt due after one year$ 16,030$ 16,287