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Caterpillar Inc Stock Research

CAT

269.86USD-1.86(-0.68%)Delayedas of 03 Oct 2023, 01:12 pm
Watchlist

Market Summary

USD269.86-1.86
Delayedas of 03 Oct 2023, 01:12 pm
-0.68%

CAT Alerts

  • 1 major insider sales recently.
  • Big jump in Earnings (Y/Y)

CAT Stock Price

CAT RSI Chart

CAT Valuation

Market Cap

139.4B

Price/Earnings (Trailing)

16.67

Price/Sales (Trailing)

2.15

EV/EBITDA

10.05

Price/Free Cashflow

16.11

CAT Price/Sales (Trailing)

CAT Profitability

Operating Margin

32.10%

EBT Margin

15.21%

Return on Equity

39.12%

Return on Assets

8.5%

Free Cashflow Yield

6.21%

CAT Fundamentals

CAT Revenue

Revenue (TTM)

64.8B

Revenue Y/Y

21.56%

Revenue Q/Q

9.18%

CAT Earnings

Earnings (TTM)

8.4B

Earnings Y/Y

74.78%

Earnings Q/Q

50.57%

Price Action

52 Week Range

171.56293.88
(Low)(High)

Last 7 days

-0.9%

Last 30 days

-5.1%

Last 90 days

9.9%

Trailing 12 Months

66.7%

CAT Financial Health

Current Ratio

1.43

CAT Investor Care

Dividend Yield

2.4%

Dividend/Share (TTM)

6.53

Buy Backs (1Y)

3.41%

Diluted EPS (TTM)

16.07

Historical Charts for Stock Metrics

Get all data in R, Python etc through our Historical Stock Data APIs
Net sales

Latest Insider Trading transactions for CAT

Filter Transactions
Datesorted ascendingNameBuy/Sell$ ValueAvg. Price# SharesTitle
2023-09-01
Schaupp William E
sold (taxes)
-69,913
285
-245
chief accounting officer
2023-08-30
Fassino Anthony D.
sold (taxes)
-395,881
282
-1,401
group president
2023-08-30
Fassino Anthony D.
sold
-396,128
95.66
-4,141
group president
2023-08-30
Fassino Anthony D.
sold
-774,242
282
-2,740
group president
2023-08-29
Fassino Anthony D.
acquired
339,776
82.0714
4,140
group president
2023-08-29
Fassino Anthony D.
sold (taxes)
-339,543
279
-1,217
group president
2023-08-29
Fassino Anthony D.
sold
-815,517
279
-2,923
group president
2023-08-09
Johnson Cheryl H
acquired
2,764,590
151
18,294
chief human resources officer
2023-08-09
Johnson Cheryl H
sold
-5,238,130
286
-18,294
chief human resources officer
2023-08-07
MacLennan David
acquired
124,744
277
450
-

1–10 of 50

Which funds bought or sold CAT recently?

View All Details
Datesorted ascendingFund NameType% Chg$ Change$ Held% Portfolio
2023-09-26
BROOKFIELD Corp /ON/
reduced
-95.39
-6,846,410
357,019
-%
2023-09-26
M Holdings Securities, Inc.
reduced
-71.09
-696,000
315,000
0.06%
2023-09-26
DecisionPoint Financial, LLC
unchanged
-
431
6,152
-%
2023-09-21
Baystate Wealth Management LLC
added
261
133,976
180,565
0.01%
2023-09-21
Jefferies Group LLC
new
-
86,306
86,306
-%
2023-09-20
BARCLAYS PLC
added
15.48
52,210,000
268,241,000
0.17%
2023-09-19
BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL
reduced
-3.37
501,601
13,387,600
5.61%
2023-09-15
CJM Wealth Advisers, Ltd.
added
0.08
20,838
294,111
0.15%
2023-09-14
IMS Capital Management
unchanged
-
27,536
393,680
0.22%
2023-09-13
CGC Financial Services, LLC
new
-
31,002
31,002
0.02%

1–10 of 42

Latest Funds Activity

Are funds buying CAT calls or puts?
Calls
Puts
No. of funds holding Calls - Puts
Net Call Options
No. of funds that own CAT
No. of Funds

Schedule 13G FIlings of Caterpillar

Date FiledName of FilerPercent of ClassNo. of SharesForm Type
Feb 13, 2023
capital world investors
5.6%
29,381,792
SC 13G
Feb 09, 2023
vanguard group inc
9.36%
48,701,582
SC 13G/A
Feb 09, 2023
state street corp
7.66%
39,841,238
SC 13G/A
Jan 31, 2023
blackrock inc.
7.0%
36,459,646
SC 13G/A
Feb 11, 2022
state street corp
7.59%
41,036,149
SC 13G/A
Feb 09, 2022
vanguard group inc
8.79%
47,559,902
SC 13G/A
Feb 01, 2022
blackrock inc.
6.7%
36,502,143
SC 13G/A
Feb 12, 2021
state street corp
7.63%
41,449,959
SC 13G
Feb 10, 2021
vanguard group inc
8.50%
46,200,532
SC 13G/A
Jan 29, 2021
blackrock inc.
6.6%
35,608,592
SC 13G/A

Recent SEC filings of Caterpillar

View All Filings
Date Filed Form Type Document
Oct 02, 2023
4
Insider Trading
Oct 02, 2023
4
Insider Trading
Sep 27, 2023
4
Insider Trading
Sep 27, 2023
4
Insider Trading
Sep 05, 2023
4
Insider Trading
Sep 01, 2023
8-K
Current Report
Aug 31, 2023
4
Insider Trading
Aug 29, 2023
144
Notice of Insider Sale Intent
Aug 28, 2023
4
Insider Trading
Aug 28, 2023
4
Insider Trading

CAT Fair Value

Loading...

Peers (Alternatives to Caterpillar)

View All Peers In Detail
NameMkt Capsorted ascendingRevenuePrice %, 1MReturns, 1YP/EP/SRev 1-YrInc 1-Yr
LARGE-CAP
139.4B
64.8B
-5.08% 66.71%
16.67
2.15
19.88% 23.71%
69.6B
16.1B
-6.99% 27.36%
22.43
4.33
5.86% 17.15%
24.3B
6.5B
-9.08% 47.02%
40.13
4.1
16.93% 6.34%
19.3B
8.5B
-7.41% 18.93%
18.87
2.27
3.15% -10.67%
18.9B
6.1B
-10.49% 5.39%
42.99
3.12
15.93% 12.85%
MID-CAP
7.9B
3.2B
-6.52% 47.93%
18.64
2.51
11.48% 25.05%
5.7B
4.8B
-7.22% 23.78%
13.95
1.26
9.96% 15.37%
5.1B
4.0B
-3.28% 60.12%
21.47
1.28
13.86% 149.05%
2.1B
1.6B
-1.45% 43.07%
16.77
1.3
12.15% 49.02%
SMALL-CAP
1.3B
697.1M
-8.26% -18.64%
18.02
1.84
-5.05% 33.25%
1.1B
1.4B
-14.72% 49.81%
42.53
0.78
19.26% 3212.50%
687.9M
615.7M
-4.41% 6.82%
19.3
1.12
7.88% 20.17%

Caterpillar News

Benzinga
Caterpillar Unusual Options Activity For October 03 - Caterpillar ....
Benzinga,
44 minutes ago
Investor's Business Daily
Zacks Investment Research
Investor's Business Daily
Nanalyze

Returns for CAT

Cumulative Returns on CAT

15.4%


10-Year Cumulative Returns

20.2%


7-Year Cumulative Returns

13.9%


5-Year Cumulative Returns

24.0%


3-Year Cumulative Returns

Risks for CAT

What is the probability of a big loss on CAT?

69.6%


Probability that Caterpillar stock will be more than 20% underwater in next one year

23.1%


Probability that Caterpillar stock will be more than 30% underwater in next one year.

0%


Probability that Caterpillar stock will be more than 40% underwater in next one year.
*Calculated based on probability distribution of losses observed in actual data in the last 5 years.

How does CAT drawdown profile look like?

Y-axis is the maximum loss one would have experienced if Caterpillar was unfortunately bought at previous high price.

Drawdowns

Financials for Caterpillar

Income Statement (Last 12 Months)
(In Millions)
Income Statement (Last 12 Months)
(In Millions)
(*) denotes actual numbers (not divided by Millions)
Description(%) Q/Q2023Q22023Q12022Q42022Q32022Q22022Q12021Q42021Q32021Q22021Q12020Q42020Q32020Q22020Q12019Q42019Q32019Q22019Q12018Q42018Q32018Q2
Revenue5.0%64,77161,70059,42756,62854,03152,67350,97148,40845,89243,00041,74843,65746,53450,96953,80054,99855,75055,32954,72253,27651,179
Operating Expenses---------------45,51046,67547,31246,93746,42945,47944,008
  S&GA Expenses1.8%5,8715,7685,6515,5945,5335,4725,3655,1594,9454,7604,6424,7094,8344,9645,1625,3425,3905,5215,4785,3955,350
  R&D Expenses2.6%1,8771,8291,8141,8521,8031,7691,6861,6211,5381,4331,4151,4271,5141,6141,6931,7731,8211,8421,8501,8821,864
EBITDA-100.0%-11,58110,97111,46210,72110,52910,5568,9668,0547,9927,5367,9879,18110,72011,49811,55711,74011,78711,69711,46410,877
EBITDA Margin-100.0%-0.19*0.18*0.20*0.20*0.20*0.21*0.19*0.18*0.19*0.18*0.18*0.20*0.21*0.21*0.21*0.21*0.21*0.21*0.22*0.21*
Earnings Before Taxes16.6%10,9439,3878,7529,2158,4328,2068,2046,5835,6714,4793,9954,4195,5617,0617,8127,8147,9447,9527,8227,5666,954
EBT Margin-100.0%-0.15*0.15*0.16*0.16*0.16*0.16*0.14*0.12*0.10*0.10*0.10*0.12*0.14*0.15*0.14*0.14*0.14*0.14*0.14*0.14*
Net Income17.6%8,3607,1096,7047,3706,7586,4996,4935,1534,3963,4413,0033,3214,1445,3056,0936,0436,2766,3636,1473,8003,132
Net Income Margin-100.0%-0.12*0.11*0.13*0.13*0.12*0.13*0.11*0.10*0.08*0.07*0.08*0.09*0.10*0.11*0.11*0.11*0.12*0.11*0.07*0.06*
Free Cashflow-100.0%-7,6546,4705,1514,4384,3966,1056,8936,9276,2005,3495,6704,6755,8385,8565,5976,2265,6325,282--
Balance Sheet
(In Millions)
Balance Sheet
(In Millions)
(*) denotes actual numbers (not divided by Millions)
Description(%) Q/Q2023Q22023Q12022Q42022Q32022Q22022Q12021Q42021Q32021Q22021Q12020Q42020Q32020Q22020Q12019Q42019Q32019Q22019Q12018Q42018Q32018Q2
Assets2.1%85,42783,64981,94380,90781,10782,27682,79380,78481,69780,72978,32476,74176,56675,89478,45377,99379,18778,72678,50978,20978,987
  Current Assets2.9%47,00045,66043,78542,57741,98242,57043,45541,89342,94642,58139,46438,53437,86237,58639,19339,16039,78939,12638,60338,45438,641
    Cash Equivalents8.8%7,3876,7897,0046,3466,0236,5329,2639,44910,84211,3519,3669,3198,7917,1308,2927,9367,4597,1587,8908,0468,694
  Inventory0.6%17,74617,63316,27016,86015,88115,03814,03813,66612,67212,14911,40211,45311,37111,74811,26612,18012,00712,34011,52911,81411,255
  Net PPE1.3%12,12411,97312,02811,64311,74411,93212,09011,90412,01412,13212,40112,23212,35712,48812,90412,84213,17213,25913,57413,60713,752
  Goodwill-0.3%5,2935,3095,2886,0926,1956,2936,3246,3536,3726,3436,3946,3046,1926,1406,1966,1426,2116,1916,2176,2336,249
Liabilities2.6%67,17165,47966,05265,28565,34865,17966,27764,08964,81764,11262,94661,74762,78961,65563,82463,00064,30963,24864,42962,31964,045
  Current Liabilities10.9%35,31431,84231,53130,20228,96329,53229,84725,97627,50826,57825,71724,97825,23126,51626,62127,20127,73527,38828,21826,03328,300
  Short Term Borrowings---5,957---5,404---2,015---5,166------
Shareholder's Equity0.5%18,25618,17015,89115,62215,75917,09716,51616,69516,88016,61715,37814,99413,77714,23914,62914,99314,87815,47814,08015,89014,942
  Retained Earnings3.6%47,09445,45743,51443,30441,26340,82039,28238,36136,93436,69735,16735,50834,84135,50434,43734,47732,98132,43530,66230,38428,657
Shares Outstanding-0.6%513516-525531535-544548546-542542547-556568572-592596
Minority Interest0%21.0021.0022.0031.0032.0032.0032.0030.0047.0044.0047.0045.0043.0042.0041.0041.0041.0041.0041.0040.0063.00
Cashflow (Last 12 Months)
(In Millions)
Cashflow (Last 12 Months)
(In Millions)
(*) denotes actual numbers (not divided by Millions)
Description(%) Q/Q2023Q22023Q12022Q42022Q32022Q22022Q12021Q42021Q32021Q22021Q12020Q42020Q32020Q22020Q12019Q42019Q32019Q22019Q12018Q42018Q32018Q2
Cashflow From Operations11.3%10,0429,0267,7666,4395,6985,5837,1987,8587,8527,1256,3276,6895,7246,9216,9126,5617,1846,7446,5585,0164,865
  Share Based Compensation-100.0%-221-216220223-225221219-225228229-227220212-219213
Cashflow From Investing-32.7%-2,535-1,911-2,541-2,690-3,255-3,920-3,084-2,618-2,459-1,749-1,485-1,533-1,592-1,960-1,928-2,152-2,223-2,593-3,212-2,947-2,875
Cashflow From Financing11.7%-5,889-6,672-7,281-6,744-7,223-6,449-4,188-5,144-3,398-1,210-3,755-3,720-2,700-4,862-4,538-4,463-6,128-4,787-3,650-3,561-3,536
  Dividend Payments1.1%2,4912,4652,4402,4192,3932,3652,3322,2932,2442,2382,2432,2512,2712,2052,1322,0712,0041,9781,9511,9081,858
  Buy Backs8.5%4,1353,8104,2304,3554,3413,4882,6681,62225187.001,1301,8943,1944,4074,0475,1494,5994,0493,7982,0001,250

CAT Income Statement

2023-06-30
Consolidated Statement of Results of Operations - USD ($)
shares in Millions, $ in Millions
3 Months Ended6 Months Ended
Jun. 30, 2023
Jun. 30, 2022
Jun. 30, 2023
Jun. 30, 2022
Sales and revenues:    
Total sales and revenues$ 17,318$ 14,247$ 33,180$ 27,836
Operating costs:    
Cost of goods sold11,0659,97521,16819,534
Selling, general and administrative expenses1,5281,4252,9912,771
Research and development expenses5284801,000937
Other operating (income) expenses3003031,176569
Total operating costs13,66612,30326,79724,037
Operating profit3,6521,9446,3833,799
Other income (expense)127260159513
Consolidated profit before taxes3,6522,0966,2864,095
Provision (benefit) for income taxes7524271,460896
Profit of consolidated companies2,9001,6694,8263,199
Equity in profit (loss) of unconsolidated affiliated companies2444011
Profit of consolidated and affiliated companies2,9241,6734,8663,210
Less: Profit (loss) attributable to noncontrolling interests2010
Profit$ 2,922[1]$ 1,673[1]$ 4,865[2]$ 3,210[2]
Profit per common share (in dollars per share)$ 5.70$ 3.15$ 9.46$ 6.03
Profit per common share - diluted (in dollars per share)$ 5.67[3]$ 3.13[3]$ 9.41[4]$ 5.99[4]
Weighted-average common shares outstanding (millions)    
Basic (in shares)512.9531.0514.3532.6
Diluted (in shares)515.0[3]534.1[3]517.1[4]536.1[4]
Machinery, Energy & Transportation    
Sales and revenues:    
Total sales and revenues$ 16,545$ 13,539$ 31,644$ 26,425
Financial Products    
Sales and revenues:    
Total sales and revenues7737081,5361,411
Operating costs:    
Interest expense of Financial Products245120462226
All other excluding Financial Products    
Operating costs:    
Interest expense excluding Financial Products$ 127$ 108$ 256$ 217
[1]Profit attributable to common shareholders.
[2]Profit attributable to common shareholders.
[3]Diluted by assumed exercise of stock-based compensation awards using the treasury stock method.
[4]Diluted by assumed exercise of stock-based compensation awards using the treasury stock method.

CAT Balance Sheet

2023-06-30
Consolidated Statement of Financial Position - USD ($)
$ in Millions
Jun. 30, 2023
Dec. 31, 2022
Current assets:  
Cash and cash equivalents$ 7,387$ 7,004
Receivables – trade and other9,4168,856
Receivables – finance9,2889,013
Prepaid expenses and other current assets3,1632,642
Inventories17,74616,270
Total current assets47,00043,785
Property, plant and equipment – net12,12412,028
Long-term receivables – trade and other1,1611,265
Long-term receivables – finance12,02212,013
Noncurrent deferred and refundable income taxes2,6072,213
Intangible assets630758
Goodwill5,2935,288
Other assets4,5904,593
Total assets85,42781,943
Short-term borrowings:  
Accounts payable8,4438,689
Accrued expenses4,4934,080
Accrued wages, salaries and employee benefits1,7552,313
Customer advances2,1371,860
Dividends payable663620
Other current liabilities3,1092,690
Long-term debt due within one year:  
Total current liabilities35,31431,531
Long-term debt due after one year:  
Liability for postemployment benefits4,0844,203
Other liabilities4,7884,604
Total liabilities67,17166,052
Commitments and contingencies (Notes 11 and 14)
Shareholders’ equity  
Common stock, authorized and issued6,4786,560
Treasury stock: (6/30/23 – 304,751,527 shares; 12/31/22 – 298,549,134 shares) at cost(33,391)(31,748)
Profit employed in the business47,09443,514
Accumulated other comprehensive income (loss)(1,946)(2,457)
Noncontrolling interests2122
Total shareholders’ equity18,25615,891
Total liabilities and shareholders’ equity85,42781,943
Machinery, Energy & Transportation  
Short-term borrowings:  
Short-term borrowings03
Long-term debt due within one year:  
Long-term debt due within one year1,043120
Long-term debt due after one year:  
Long-term Debt due after one year8,5359,498
Financial Products  
Short-term borrowings:  
Short-term borrowings5,5485,954
Long-term debt due within one year:  
Long-term debt due within one year8,1235,202
Long-term debt due after one year:  
Long-term Debt due after one year$ 14,450$ 16,216
Donald J. Umpleby
65535
Caterpillar Inc. manufactures and sells construction and mining equipment, diesel and natural gas engines, and industrial gas turbines worldwide. Its Construction Industries segment offers asphalt pavers, backhoe loaders, compactors, cold planers, compact track and multi-terrain loaders, excavators, motorgraders, pipelayers, road reclaimers, site prep tractors, skid steer loaders, telehandlers, and utility vehicles; mini, small, medium, and large excavators; compact, small, and medium wheel loaders; track-type tractors and loaders; and wheel excavators. The Resource Industries segment provides electric rope shovels, draglines, hydraulic shovels, rotary drills, hard rock vehicles, track-type tractors, mining trucks, longwall miners, wheel loaders, off-highway trucks, articulated trucks, wheel tractor scrapers, wheel dozers, fleet management, landfill compactors, soil compactors, machinery components, autonomous ready vehicles and solutions, select work tools, and safety services and mining performance solutions. The Energy & Transportation segment offers reciprocating engines, generator sets, integrated systems and solutions, turbines and turbine-related services, remanufactured reciprocating engines and components, centrifugal gas compressors, diesel-electric locomotives and components, and other rail-related products and services for marine, oil and gas, industrial, and electric power generation sectors. The company's Financial Products segment provides operating and finance leases, installment sale contracts, working capital loans, and wholesale financing plans; and insurance and risk management products for vehicles, power generation facilities, and marine vessels. The All Other operating segment manufactures filters and fluids, undercarriage, ground engaging tools, etc. The company was formerly known as Caterpillar Tractor Co. and changed its name to Caterpillar Inc. in 1986. The company was founded in 1925 and is headquartered in Deerfield, Illinois.