Market Summary
USD218.71+1.45
Market Closed0.67%
CAT Stock Price
CAT RSI Chart
CAT Valuation
CAT Price/Sales (Trailing)
CAT Profitability
CAT Fundamentals
CAT Revenue
CAT Earnings
Price Action
52 Week Range
159.53266.04
(Low)(High)
Last 7 days
-12.6%
Last 30 days
-12.4%
Last 90 days
-5.8%
Trailing 12 Months
2.2%
CAT Financial Health
CAT Investor Care
Peers (Alternatives to Caterpillar)
View All Peers In Detail| Name | Mkt Capsorted ascending | Revenue | Price %, 1M | Returns, 1Y | P/E | P/S | Rev 1-Yr | Inc 1-Yr |
|---|---|---|---|---|---|---|---|---|
| LARGE-CAP | ||||||||
CAT | 114.8B | 59.4B | -12.45% | 2.23% | 17.13 | 1.93 | 16.59% | 3.25% |
ITW | 70.3B | 15.9B | -4.56% | 11.77% | 23.16 | 4.41 | 10.22% | 12.62% |
IR | 21.7B | 5.9B | -7.82% | 9.45% | 35.84 | 3.66 | 14.83% | 7.50% |
DOV | 20.1B | 8.5B | -9.87% | -7.45% | 18.83 | 2.36 | 7.60% | -5.20% |
XYL | 17.5B | 5.5B | -9.89% | 14.00% | 49.32 | 3.17 | 6.29% | -16.86% |
| MID-CAP | ||||||||
ITT | 6.8B | 3.0B | -14.00% | 4.81% | 18.5 | 2.27 | 8.05% | 16.03% |
TKR | 5.7B | 4.5B | -8.08% | 29.59% | 14.09 | 1.28 | 8.80% | 10.38% |
FLS | 4.1B | 3.6B | -13.45% | -3.25% | 21.49 | 1.12 | 2.09% | 49.85% |
ALG | 2.1B | 1.5B | 7.36% | 16.17% | 20.61 | 1.39 | 13.45% | 27.02% |
| SMALL-CAP | ||||||||
LNN | 1.5B | 704.6M | -12.58% | -3.22% | 20.25 | 2.18 | 6.02% | 74.71% |
ASTE | 897.7M | 1.0M | -11.61% | -5.12% | -9.0K | 897.72 | -99.91% | -100.63% |
PLOW | 728.3M | 616.1M | -19.70% | -3.14% | 18.86 | 1.18 | 13.78% | 25.80% |
Financials for Caterpillar
| Income Statement (Last 12 Months) | (In Millions) | |||||
|---|---|---|---|---|---|---|
| Description | (%) Q/Q | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 |
| Revenue | 4.9% | 59,427 | 56,628 | 54,031 | 52,673 | 50,971 |
| S&GA Expenses | 1.0% | 5,651 | 5,594 | 5,533 | 5,472 | 5,365 |
| R&D Expenses | -2.1% | 1,814 | 1,852 | 1,803 | 1,769 | 1,686 |
| EBITDA | -4.3% | 10,971 | 11,462 | 10,721 | 10,529 | 10,556 |
| EBITDA Margin | -8.8% | 0.18* | 0.20* | 0.20* | 0.20* | 0.21* |
| Earnings Before Taxes | -5.0% | 8,752 | 9,215 | 8,432 | 8,206 | 8,204 |
| EBT Margin | -9.5% | 0.15* | 0.16* | 0.16* | 0.16* | 0.16* |
| Net Income | -9.0% | 6,704 | 7,370 | 6,758 | 6,499 | 6,493 |
| Net Income Margin | -13.3% | 0.11* | 0.13* | 0.13* | 0.12* | 0.13* |
| Free Cahsflow | 25.6% | 6,470 | 5,151 | 4,438 | 4,396 | 6,105 |
| Balance Sheet | (In Millions) | |||||
|---|---|---|---|---|---|---|
| Description | (%) Q/Q | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 |
| Assets | 1.3% | 81,943 | 80,907 | 81,107 | 82,276 | 82,793 |
| Current Assets | 2.8% | 43,785 | 42,577 | 41,982 | 42,570 | 43,455 |
| Cash Equivalents | 10.4% | 7,004 | 6,346 | 6,014 | 6,526 | 9,254 |
| Inventory | -3.5% | 16,270 | 16,860 | 15,881 | 15,038 | 14,038 |
| Net PPE | 3.3% | 12,028 | 11,643 | 11,744 | 11,932 | 12,090 |
| Goodwill | -13.2% | 5,288 | 6,092 | 6,195 | 6,293 | 6,324 |
| Liabilities | 1.2% | 66,052 | 65,285 | 65,348 | 65,179 | 66,277 |
| Current Liabilities | 4.4% | 31,531 | 30,202 | 28,963 | 29,532 | 29,847 |
| . Short Term Borrowings | 10.2% | 5,957 | 5,404 | - | - | - |
| Shareholder's Equity | 1.7% | 15,891 | 15,622 | 15,759 | 17,097 | 16,516 |
| Retained Earnings | 0.5% | 43,514 | 43,304 | 41,263 | 40,820 | 39,282 |
| Shares Outstanding | -1.1% | 525 | 531 | 535 | - | - |
| Minority Interest | -29.0% | 22.00 | 31.00 | 32.00 | 32.00 | 32.00 |
| Cashflow (Last 12 Months) | (In Millions) | |||||
|---|---|---|---|---|---|---|
| Description | (%) Q/Q | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 |
| Cashflow From Operations | 20.6% | 7,766 | 6,439 | 5,698 | 5,583 | 7,198 |
| Share Based Compensation | -1.8% | 216 | 220 | 223 | - | - |
| Cashflow From Investing | 5.5% | -2,541 | -2,690 | -3,255 | -3,920 | -3,084 |
| Cashflow From Financing | -8.0% | -7,281 | -6,744 | -7,223 | -6,449 | -4,188 |
| Dividend Payments | 0.9% | 2,440 | 2,419 | 2,393 | 2,365 | 2,332 |
| Buy Backs | -2.9% | 4,230 | 4,355 | 4,341 | 3,488 | 2,668 |
Risks for CAT
What is the probability of a big loss on CAT?
65.4%
Probability that Caterpillar stock will be more than 20% underwater in next one year
23.5%
Probability that Caterpillar stock will be more than 30% underwater in next one year.
0%
Probability that Caterpillar stock will be more than 40% underwater in next one year.
*Calculated based on probability distribution of losses observed in actual data in the last 5 years.
How does CAT drawdown profile look like?
Y-axis is the maximum loss one would have experienced if Caterpillar was unfortunately bought at previous high price.
Drawdowns
Returns for CAT
Cumulative Returns on CAT
12.4%
10-Year Cumulative Returns
19.6%
7-Year Cumulative Returns
9.4%
5-Year Cumulative Returns
32.6%
3-Year Cumulative Returns
What are the long-term rolling returns for CAT?
FIve years rolling returns for Caterpillar.
Annualized Returns
Which funds bought or sold CAT recently?
View All Details| Datesorted ascending | Fund Name | Type | % Chg | $ Change | $ Held | % Portfolio |
|---|---|---|---|---|---|---|
2023-03-15 | B. Riley Wealth Advisors, Inc. | reduced | -0.98 | 1,777,540 | 5,768,540 | 0.16% |
2023-03-13 | Claro Advisors LLC | new | - | 236,930 | 236,930 | 0.08% |
2023-03-10 | VICTORY CAPITAL MANAGEMENT INC | added | 4.13 | 23,894,200 | 69,821,200 | 0.08% |
2023-03-10 | MATHER GROUP, LLC. | reduced | -4.53 | 183,548 | 650,548 | 0.01% |
2023-03-08 | Capital Asset Advisory Services LLC | added | 4.86 | 798,086 | 2,220,090 | 0.18% |
2023-03-07 | Great Lakes Retirement, Inc. | new | - | 856,899 | 856,899 | 0.22% |
2023-03-06 | Rockefeller Capital Management L.P. | added | 3.95 | 17,430,000 | 51,096,000 | 0.26% |
2023-03-06 | BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL | added | 0.09 | 4,302,770 | 13,629,800 | 5.17% |
2023-03-06 | NORTH STAR ASSET MANAGEMENT INC | reduced | -10.43 | 82,709 | 349,709 | 0.02% |
2023-03-03 | TIAA, FSB | added | 1.51 | 1,756,780 | 5,403,780 | 0.02% |
Latest Funds Activity
Calls
Puts
Net Call Options
No. of Funds
Caterpillar News
Schedule 13G FIlings of Caterpillar
| Date Filed | Name of Filer | Percent of Class | No. of Shares | Form Type | |
|---|---|---|---|---|---|
| Feb 13, 2023 | capital world investors | 5.6% | 29,381,792 | SC 13G | |
| Feb 09, 2023 | vanguard group inc | 9.36% | 48,701,582 | SC 13G/A | |
| Feb 09, 2023 | state street corp | 7.66% | 39,841,238 | SC 13G/A | |
| Jan 31, 2023 | blackrock inc. | 7.0% | 36,459,646 | SC 13G/A | |
| Feb 11, 2022 | state street corp | 7.59% | 41,036,149 | SC 13G/A | |
| Feb 09, 2022 | vanguard group inc | 8.79% | 47,559,902 | SC 13G/A | |
| Feb 01, 2022 | blackrock inc. | 6.7% | 36,502,143 | SC 13G/A | |
| Feb 12, 2021 | state street corp | 7.63% | 41,449,959 | SC 13G | |
| Feb 10, 2021 | vanguard group inc | 8.50% | 46,200,532 | SC 13G/A | |
| Jan 29, 2021 | blackrock inc. | 6.6% | 35,608,592 | SC 13G/A |
CAT Fair Value
Caterpillar fair value in different scenarios
The table shows the Fair Value estimates for Caterpillar for various scenarios. Disclaimer: These are just estimations from a model. None of the models are good at predicting the future. Please dont buy or sell stocks based on these outputs.
| Fair Value | Very Pessimistic | Pessimistic | Base Case | Optimistic | Very Optimistic |
|---|---|---|---|---|---|
| Very Low Inflation | 124.09 -43.26% | 176.03 -19.51% | 261.33 19.49% | 340.54 55.70% | 430.48 96.83% |
| Current Inflation | 93.41 -57.29% | 113.36 -48.17% | 157.29 -28.08% | 240.94 10.16% | 304.33 39.15% |
| Very High Inflation | 105.90 -51.58% | 137.55 -37.11% | 192.32 -12.07% | 245.29 12.15% | 303.54 38.79% |
Historical Caterpillar Fair Value Estimates
Very Pessimistic Case
Pessimistic Case
Fair Value
Optimistic Case
Very Optimistic Case
Closing Stock Price
Recent SEC filings of Caterpillar
View All Filings| Date Filed | Form Type | Document | |
|---|---|---|---|
| Mar 16, 2023 | 4 | Insider Trading | |
| Mar 16, 2023 | 4 | Insider Trading | |
| Mar 14, 2023 | 4 | Insider Trading | |
| Mar 14, 2023 | 4 | Insider Trading | |
| Mar 08, 2023 | 4 | Insider Trading | |
| Mar 08, 2023 | 4 | Insider Trading | |
| Mar 08, 2023 | 4 | Insider Trading | |
| Mar 08, 2023 | 4 | Insider Trading | |
| Mar 08, 2023 | 4 | Insider Trading | |
| Mar 08, 2023 | 4 | Insider Trading |
Latest Insider Trading transactions for CAT
Filter Transactions| Datesorted ascending | Name | Buy/Sell | $ Value | Avg. Price | # Shares | Title |
|---|---|---|---|---|---|---|
2023-03-02 | BONFIELD ANDREW R J | acquired | 2,946,920 | 127 | 23,095 | chief financial officer |
2023-03-02 | BONFIELD ANDREW R J | sold (taxes) | -4,052,780 | 249 | -16,256 | chief financial officer |
2023-02-17 | MacLennan David | bought | 99,716 | 249 | 400 | - |
2023-02-09 | Long Suzette M | sold | -2,008,290 | 251 | -8,000 | clo/general counsel |
2023-02-07 | BONFIELD ANDREW R J | sold (taxes) | -1,324,970 | 248 | -5,328 | chief financial officer |
2023-02-07 | Johnson Denise C | sold (taxes) | -1,512,720 | 248 | -6,083 | group president |
2023-02-07 | Long Suzette M | acquired | - | - | 13,359 | chief legal officer |
2023-02-07 | Long Suzette M | sold (taxes) | -1,305,070 | 248 | -5,248 | chief legal officer |
2023-02-07 | Umpleby III Donald J | sold (taxes) | -5,216,810 | 248 | -20,978 | chief executive officer |
2023-02-07 | Umpleby III Donald J | acquired | - | - | 49,260 | chief executive officer |
Caterpillar Inc. manufactures and sells construction and mining equipment, diesel and natural gas engines, and industrial gas turbines worldwide. Its Construction Industries segment offers asphalt pavers, backhoe loaders, compactors, cold planers, compact track and multi-terrain loaders, excavators, motorgraders, pipelayers, road reclaimers, site prep tractors, skid steer loaders, telehandlers, and utility vehicles; mini, small, medium, and large excavators; compact, small, and medium wheel loaders; track-type tractors and loaders; and wheel excavators. The Resource Industries segment provides electric rope shovels, draglines, hydraulic shovels, rotary drills, hard rock vehicles, track-type tractors, mining trucks, longwall miners, wheel loaders, off-highway trucks, articulated trucks, wheel tractor scrapers, wheel dozers, fleet management, landfill compactors, soil compactors, machinery components, autonomous ready vehicles and solutions, select work tools, and safety services and mining performance solutions. The Energy & Transportation segment offers reciprocating engines, generator sets, integrated systems and solutions, turbines and turbine-related services, remanufactured reciprocating engines and components, centrifugal gas compressors, diesel-electric locomotives and components, and other rail-related products and services for marine, oil and gas, industrial, and electric power generation sectors. The company's Financial Products segment provides operating and finance leases, installment sale contracts, working capital loans, and wholesale financing plans; and insurance and risk management products for vehicles, power generation facilities, and marine vessels. The All Other operating segment manufactures filters and fluids, undercarriage, ground engaging tools, etc. The company was formerly known as Caterpillar Tractor Co. and changed its name to Caterpillar Inc. in 1986. The company was founded in 1925 and is headquartered in Deerfield, Illinois.
CAT Income Statement
2022-12-31Consolidated Results of Operations - USD ($) shares in Millions, $ in Millions | 12 Months Ended | ||||||
|---|---|---|---|---|---|---|---|
Dec. 31, 2022 | Dec. 31, 2021 | Dec. 31, 2020 | |||||
| Sales and revenues: | |||||||
| Sales and revenues | $ 59,427 | $ 50,971 | $ 41,748 | ||||
| Operating costs: | |||||||
| Cost of goods sold | 41,350 | 35,513 | 29,082 | ||||
| Selling, general and administrative expenses | 5,651 | 5,365 | 4,642 | ||||
| Research and development expenses | 1,814 | 1,686 | 1,415 | ||||
| Goodwill impairment charge | 925 | 0 | 0 | ||||
| Other operating (income) expenses | 1,218 | 1,074 | 1,467 | ||||
| Total operating costs | 51,523 | 44,093 | 37,195 | ||||
| Operating profit | 7,904 | 6,878 | 4,553 | ||||
| Other income (expense) | 1,291 | 1,814 | (44) | ||||
| Consolidated profit before tax | 8,752 | 8,204 | 3,995 | ||||
| Provision (benefit) for income taxes | 2,067 | 1,742 | 1,006 | ||||
| Profit (loss) of consolidated companies | 6,685 | 6,462 | 2,989 | ||||
| Equity in profit (loss) of unconsolidated affiliated companies | 19 | 31 | 14 | ||||
| Profit (loss) of consolidated and affiliated companies | 6,704 | 6,493 | 3,003 | ||||
| Less: Profit (loss) attributable to noncontrolling interests | (1) | 4 | 5 | ||||
| Profit (loss) | [1] | $ 6,705 | $ 6,489 | $ 2,998 | |||
| Profit (loss) per common share | $ 12.72 | $ 11.93 | $ 5.51 | ||||
| Profit (loss) per common share - diluted | [2] | $ 12.64 | $ 11.83 | $ 5.46 | |||
| Weighted-average common shares outstanding (millions) | |||||||
| Basic | 526.9 | 544.0 | 544.1 | ||||
| Diluted | [2] | 530.4 | 548.5 | 548.6 | |||
| Machinery, Energy & Transportation | |||||||
| Sales and revenues: | |||||||
| Sales and revenues | $ 56,574 | $ 48,188 | $ 39,022 | ||||
| Financial Products | |||||||
| Sales and revenues: | |||||||
| Sales and revenues | 2,853 | 2,783 | 2,726 | ||||
| Operating costs: | |||||||
| Interest Expense of Financial Products | 565 | 455 | 589 | ||||
| All other excluding Financial Products | |||||||
| Operating costs: | |||||||
| Interest Expense excluding Financial Products | $ 443 | $ 488 | $ 514 | ||||
| |||||||
CAT Balance Sheet
2022-12-31Consolidated Financial Position - USD ($) $ in Millions | Dec. 31, 2022 | Dec. 31, 2021 |
|---|---|---|
| Current assets: | ||
| Cash and cash equivalents | $ 7,004 | $ 9,254 |
| Receivables - trade and other | 8,856 | 8,477 |
| Receivables - finance | 9,013 | 8,898 |
| Prepaid Expense and Other Assets, Current | 2,642 | 2,788 |
| Inventories | 16,270 | 14,038 |
| Total current assets | 43,785 | 43,455 |
| Property, Plant and Equipment, Net | 12,028 | 12,090 |
| Long-term receivables - trade and other | 1,265 | 1,204 |
| Long-term receivables - finance | 12,013 | 12,707 |
| Noncurrent deferred and refundable income taxes | 2,213 | 1,840 |
| Intangible assets | 758 | 1,042 |
| Goodwill | 5,288 | 6,324 |
| Other assets | 4,593 | 4,131 |
| Segment assets | 81,943 | 82,793 |
| Short-term borrowings: | ||
| Short-term borrowings | 5,957 | 5,404 |
| Accounts payable | 8,689 | 8,154 |
| Accrued expenses | 4,080 | 3,757 |
| Accrued wages, salaries and employee benefits | 2,313 | 2,242 |
| Customer advances | 1,860 | 1,087 |
| Dividends payable | 620 | 595 |
| Other current liabilities | 2,690 | 2,256 |
| Long-term debt due within one year: | ||
| Total current liabilities | 31,531 | 29,847 |
| Long-term debt due after one year: | ||
| Liability for postemployment benefits | 4,203 | 5,592 |
| Other liabilities | 4,604 | 4,805 |
| SPC liabilities in consolidated statement | 66,052 | 66,277 |
| Shareholders' equity | ||
| Authorized shares: 2,000,000,000 Issued shares: (2022 and 2021 – 814,894,624 shares) at paid-in amount | 6,560 | 6,398 |
| Treasury stock: (2022 - 298,549,134 shares; and 2021 - 279,006,573 shares) at cost | (31,748) | (27,643) |
| Profit employed in the business | 43,514 | 39,282 |
| Accumulated other comprehensive income (loss) | (2,457) | (1,553) |
| Noncontrolling interests | 22 | 32 |
| Total stockholders' equity | 15,891 | 16,516 |
| Total liabilities and stockholders' equity | $ 81,943 | $ 82,793 |
| Common Stock, par value (in dollars per share) | $ 1.00 | |
| Common Stock, Authorized shares | 2,000,000,000 | 2,000,000,000 |
| Common Stock, Issued shares | 814,894,624 | 814,894,624 |
| Treasury Stock, shares | 298,549,134 | 279,006,573 |
| Machinery, Energy & Transportation | ||
| Short-term borrowings: | ||
| Short-term borrowings | $ 3 | $ 9 |
| Long-term debt due within one year: | ||
| Long-term Debt and Lease Obligation, Current | 120 | 45 |
| Long-term debt due after one year: | ||
| Long-term Debt and Lease Obligation | 9,498 | 9,746 |
| Financial Products | ||
| Short-term borrowings: | ||
| Short-term borrowings | 5,954 | 5,395 |
| Long-term debt due within one year: | ||
| Long-term Debt and Lease Obligation, Current | 5,202 | 6,307 |
| Long-term debt due after one year: | ||
| Long-term Debt and Lease Obligation | $ 16,216 | $ 16,287 |