Last 7 days
-0.6%
Last 30 days
-1.7%
Last 90 days
0.7%
Trailing 12 Months
-16.1%
Datesorted ascending | Name | Buy/Sell | $ Value | Avg. Price | # Shares | Title |
---|---|---|---|---|---|---|
2023-08-03 | YABUKI JEFFERY W | bought | 24,700 | 49.4 | 500 | - |
2023-07-31 | FRIEDMAN ADENA T | bought | 510,000 | 51.00 | 10,000 | chair and ceo |
2023-07-24 | SPLINTER MICHAEL R | sold | -59,398 | 51.03 | -1,164 | - |
2023-07-21 | DENNISON ANN M | sold | -255,255 | 50.05 | -5,100 | executive vice president |
2023-07-03 | Peterson Bradley J | sold (taxes) | -495,907 | 49.7 | -9,978 | executive vice president |
2023-07-03 | Daly Michelle Lynn | sold (taxes) | -55,962 | 49.7 | -1,126 | controller and prin acctg ofcr |
2023-07-03 | Griggs PC Nelson | sold (taxes) | -570,804 | 49.7 | -11,485 | president, capital access plat |
2023-06-22 | Kazim Essa | sold (taxes) | -49,351 | 49.55 | -996 | - |
2023-06-22 | Torgeby Johan | sold (taxes) | -26,410 | 49.55 | -533 | - |
2023-06-21 | Kazim Essa | acquired | - | - | 6,921 | - |
Datesorted ascending | Fund Name | Type | % Chg | $ Change | $ Held | % Portfolio |
---|---|---|---|---|---|---|
2023-09-18 | WASHINGTON CAPITAL MANAGEMENT, INC | sold off | -100 | -360,822 | - | -% |
2023-09-12 | Farther Finance Advisors, LLC | reduced | -1.32 | -2,079 | 18,644 | -% |
2023-09-08 | TUCKER ASSET MANAGEMENT LLC | reduced | -5.31 | -6,472 | 40,927 | 0.01% |
2023-08-24 | Alberta Investment Management Corp | unchanged | - | -30,366 | 314,055 | -% |
2023-08-23 | Stonebridge Capital Advisors LLC | sold off | -100 | -492 | - | -% |
2023-08-23 | WOLVERINE TRADING, LLC | new | - | 626,714 | 626,714 | -% |
2023-08-22 | Old North State Trust, LLC | sold off | -100 | -44,000 | - | -% |
2023-08-22 | COMERICA BANK | new | - | 34,000 | 34,000 | -% |
2023-08-21 | TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | reduced | -3.46 | -208,000 | 1,527,000 | 0.01% |
2023-08-21 | OSAIC HOLDINGS, INC. | added | 5.99 | -73,744 | 2,070,250 | -% |
Date Filed | Name of Filer | Percent of Class | No. of Shares | Form Type | |
---|---|---|---|---|---|
Feb 13, 2023 | capital world investors | 3.3% | 16,206,884 | SC 13G/A | |
Feb 09, 2023 | vanguard group inc | 8.69% | 42,696,652 | SC 13G/A | |
Feb 08, 2023 | massachusetts financial services co /ma/ | 6.9% | 34,141,493 | SC 13G/A | |
Feb 03, 2023 | blackrock inc. | 5.4% | 26,673,504 | SC 13G | |
Dec 16, 2022 | investor ab | 11.8% | 58,182,426 | SC 13D/A | |
Aug 26, 2022 | investor ab | 11.8% | 58,182,426 | SC 13D/A | |
Jun 09, 2022 | blackrock inc. | 4.97% | 8,189,122 | SC 13G | |
Feb 11, 2022 | capital world investors | 5.5% | 9,272,130 | SC 13G/A | |
Feb 04, 2022 | blackrock inc. | 5.1% | 8,546,784 | SC 13G | |
Feb 02, 2022 | massachusetts financial services co /ma/ | 6.7% | 11,150,926 | SC 13G/A |
Date Filed | Form Type | Document | |
---|---|---|---|
Sep 01, 2023 | 8-K | Current Report | |
Aug 07, 2023 | 4 | Insider Trading | |
Aug 02, 2023 | 10-Q | Quarterly Report | |
Aug 02, 2023 | 4 | Insider Trading | |
Jul 26, 2023 | 4 | Insider Trading | |
Jul 25, 2023 | 144/A | 144/A | |
Jul 25, 2023 | 4 | Insider Trading | |
Jul 24, 2023 | 144 | Notice of Insider Sale Intent | |
Jul 24, 2023 | 144 | Notice of Insider Sale Intent | |
Jul 21, 2023 | 144 | Notice of Insider Sale Intent |
Name | Mkt Capsorted ascending | Revenue | Price %, 1M | Returns, 1Y | P/E | P/S | Rev 1-Yr | Inc 1-Yr |
---|---|---|---|---|---|---|---|---|
LARGE-CAP | ||||||||
CME | 73.9B | 5.4B | 1.35% | 12.46% | 24.81 | 13.57 | 39.96% | 1.84% |
ICE | 64.6B | 9.6B | 1.51% | 19.02% | 38.27 | 6.75 | 1.00% | -49.94% |
NDAQ | 24.8B | 6.1B | -1.68% | -16.14% | 22.49 | 4.07 | 3.28% | -2.99% |
CBOE | 16.4B | 3.9B | 3.83% | 30.22% | 25.14 | 4.2 | 6.88% | 207.99% |
TROW | - | 6.3B | 2.78% | -2.91% | - | - | -14.15% | -36.16% |
MID-CAP | ||||||||
IBKR | 9.4B | 4.8B | -2.12% | 30.17% | 3.89 | 1.96 | 226.24% | 90.31% |
SEIC | 8.1B | 1.9B | 0.31% | 13.59% | 20.27 | 4.3 | -8.00% | -31.66% |
SF | 7.0B | 4.8B | 4.86% | 10.34% | 11.36 | 1.45 | 2.69% | -21.37% |
SNEX | 2.0B | 60.6B | -3.20% | 9.46% | 8.16 | 0.03 | -1.46% | 48.12% |
SMALL-CAP | ||||||||
BGCP | 1.7B | 1.9B | 8.85% | 32.11% | 239.3 | 0.92 | 0.08% | -93.14% |
VIRT | 1.7B | 2.2B | -8.18% | -21.09% | 8.51 | 0.76 | -14.47% | -57.71% |
COWN | 1.1B | 1.5B | 0.39% | 32.10% | 14.3 | 0.71 | -27.22% | -74.14% |
AC | 809.1M | 23.7M | 3.27% | -4.78% | 44.23 | 34.21 | 51.04% | 152.07% |
OPY | 415.0M | 1.2B | 0.21% | 15.79% | 12.91 | 0.34 | 4.38% | -66.00% |
WETF | 742.8M | 313.5M | - | - | 14.66 | 2.47 | 0.19% | 735.99% |
6.3%
-3.0%
-9.6%
-24.8%
50.4%
43.5%
19.6%
Y-axis is the maximum loss one would have experienced if Nasdaq was unfortunately bought at previous high price.
Income Statement (Last 12 Months) | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 | 2018Q2 |
Revenue | -1.9% | 6,105 | 6,224 | 6,226 | 6,111 | 5,911 | 5,771 | 5,886 | 5,882 | 5,938 | 5,924 | 5,625 | 5,225 | 4,908 | 4,571 | 4,258 | 4,332 | 4,200 | 4,166 | 4,277 | 4,161 | 4,162 |
Gross Profit | 0.9% | 3,636 | 3,604 | 3,582 | 3,561 | 3,509 | 3,462 | 3,420 | 3,323 | 3,200 | 3,053 | 2,903 | 2,761 | 2,678 | 2,602 | 2,535 | 2,533 | 2,501 | 2,493 | 2,526 | 2,512 | 2,515 |
Operating Expenses | 3.0% | 2,095 | 2,033 | 2,018 | 2,002 | 1,992 | 1,981 | 1,979 | 1,908 | 1,815 | 1,729 | 1,669 | 1,585 | 1,602 | 1,585 | 1,518 | 1,535 | 1,483 | 1,462 | 1,498 | 1,483 | 1,470 |
S&GA Expenses | -10.3% | 105 | 117 | 125 | 112 | 116 | 94.00 | 85.00 | 110 | 81.00 | 94.00 | 142 | 129 | 156 | 171 | 125 | 143 | 131 | 116 | 120 | 93.00 | 80.00 |
EBITDA | -100.0% | - | 1,890 | 1,862 | 1,869 | 1,863 | 1,924 | 1,937 | 1,857 | 1,818 | 1,655 | 1,515 | 1,497 | 1,356 | 1,282 | 1,333 | - | - | - | - | - | - |
EBITDA Margin | -100.0% | - | 0.30* | 0.30* | 0.31* | 0.32* | 0.33* | 0.33* | 0.32* | 0.31* | 0.28* | 0.27* | 0.29* | 0.28* | 0.28* | 0.31* | - | - | - | - | - | - |
Interest Expenses | 3.0% | 137 | 133 | 129 | 126 | 127 | 128 | 125 | 119 | 110 | 103 | 101 | 103 | 108 | 113 | 124 | 135 | 144 | 150 | 150 | 149 | 145 |
Earnings Before Taxes | -4.0% | 1,437 | 1,497 | 1,475 | 1,467 | 1,456 | 1,513 | 1,534 | 1,487 | 1,473 | 1,335 | 1,212 | 1,198 | 1,056 | 979 | 1,019 | 1,095 | 1,089 | 1,138 | 1,064 | 947 | 972 |
EBT Margin | -100.0% | - | 0.24* | 0.24* | 0.24* | 0.25* | 0.26* | 0.26* | 0.25* | 0.25* | 0.23* | 0.22* | 0.23* | 0.21* | 0.21* | 0.24* | - | - | - | - | - | - |
Net Income | -3.5% | 1,104 | 1,144 | 1,125 | 1,144 | 1,138 | 1,172 | 1,187 | 1,152 | 1,128 | 1,028 | 933 | 911 | 797 | 730 | 774 | 527 | 540 | 528 | 458 | 748 | 755 |
Net Income Margin | -100.0% | - | 0.18* | 0.18* | 0.19* | 0.19* | 0.20* | 0.20* | 0.20* | 0.19* | 0.17* | 0.17* | 0.17* | 0.16* | 0.16* | 0.18* | - | - | - | - | - | - |
Free Cashflow | -100.0% | - | 1,509 | 1,554 | 1,428 | 1,437 | 1,138 | 920 | 961 | 697 | 1,062 | 1,064 | 989 | 1,129 | 873 | 836 | - | - | - | - | - | - |
Balance Sheet | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 | 2018Q2 |
Assets | 23.5% | 25,657 | 20,775 | 20,868 | 22,941 | 22,596 | 20,823 | 20,115 | 18,397 | 17,983 | 18,490 | 17,979 | 14,831 | 14,559 | 14,798 | 13,924 | 12,980 | 14,132 | 14,503 | 15,700 | 14,855 | 15,141 |
Current Assets | 59.0% | 13,578 | 8,540 | 8,604 | 10,851 | 10,218 | 8,178 | 7,423 | 5,496 | 5,017 | 5,654 | 7,660 | 4,810 | 4,716 | 5,270 | 4,290 | 3,499 | 4,363 | 4,736 | 6,370 | 5,457 | 5,727 |
Cash Equivalents | 1333.5% | 5,347 | 373 | 502 | 301 | 454 | 486 | 5,496 | 303 | 390 | 774 | 2,745 | 617 | 741 | 1,044 | 2,586 | 333 | 363 | 539 | 4,697 | 376 | 356 |
Net PPE | 1.3% | 536 | 529 | 532 | 518 | 514 | 511 | 509 | 495 | 493 | 482 | 475 | 435 | 396 | 375 | 384 | 361 | 390 | 370 | 376 | 371 | 370 |
Goodwill | -1.0% | 8,020 | 8,103 | 8,099 | 7,946 | 8,151 | 8,338 | 8,433 | 8,510 | 8,585 | 8,508 | 6,850 | 6,600 | 6,488 | 6,326 | 6,366 | 6,232 | 6,382 | 6,380 | 6,363 | 6,369 | 6,355 |
Liabilities | 33.0% | 19,410 | 14,596 | 14,704 | 17,057 | 16,745 | 14,801 | 13,710 | 12,042 | 11,312 | 12,156 | 11,543 | 8,817 | 8,802 | 9,400 | 8,285 | 7,653 | 8,581 | 9,009 | 10,251 | 9,253 | 9,599 |
Current Liabilities | -2.2% | 8,511 | 8,704 | 8,835 | 11,335 | 10,871 | 8,851 | 7,872 | 5,595 | 4,895 | 5,556 | 4,924 | 4,161 | 4,249 | 5,450 | 4,227 | 3,692 | 4,531 | 5,641 | 6,570 | 5,799 | 6,148 |
LT Debt, Non Current | 105.6% | 9,792 | 4,762 | 4,735 | 4,573 | 4,696 | 4,800 | 4,812 | 5,447 | 5,480 | 5,455 | 5,541 | 3,571 | 3,482 | 2,962 | 2,996 | 2,939 | 3,022 | 2,328 | 2,956 | 3,072 | 3,079 |
Shareholder's Equity | 1.1% | 6,235 | 6,167 | 6,151 | 5,875 | 5,851 | 6,022 | 6,395 | 6,355 | 6,671 | 6,334 | 6,436 | 6,014 | 5,757 | 5,398 | 5,639 | 5,327 | 5,551 | 5,494 | 5,449 | 5,602 | 5,542 |
Retained Earnings | 2.1% | 7,569 | 7,411 | 7,207 | 7,064 | 6,869 | 6,660 | 6,465 | 6,296 | 6,098 | 5,845 | 5,628 | 5,484 | 5,301 | 5,140 | 5,027 | 4,901 | 4,829 | 4,732 | 4,558 | 4,399 | 4,309 |
Additional Paid-In Capital | 3.9% | 1,363 | 1,312 | 1,445 | 1,408 | 1,385 | 1,510 | 1,949 | 1,983 | 2,435 | 2,405 | 2,547 | 2,524 | 2,533 | 2,527 | 2,632 | 2,585 | 2,713 | 2,732 | 2,716 | 2,676 | 2,712 |
Shares Outstanding | 0.2% | 491 | 490 | 492 | 491 | 491 | 493 | 500 | 502 | 507 | 492 | 495 | 492 | 492 | 492 | 495 | 492 | 495 | 498 | 495 | 492 | 494 |
Minority Interest | 0% | 12.00 | 12.00 | 13.00 | 9.00 | 9.00 | 9.00 | 10.00 | 10.00 | 11.00 | 2.00 | 3.00 | 3.00 | 3.00 | 2.00 | - | - | - | - | - | - | - |
Cashflow (Last 12 Months) | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 | 2018Q2 |
Cashflow From Operations | 2.3% | 1,705 | 1,666 | 1,706 | 1,596 | 1,596 | 1,294 | 1,083 | 1,134 | 898 | 1,266 | 1,252 | 1,156 | 1,261 | 1,006 | 963 | 984 | 897 | 990 | 1,028 | 968 | 1,049 |
Share Based Compensation | 9.3% | 117 | 107 | 106 | 100 | 96.00 | 96.00 | 90.00 | 89.00 | 90.00 | 89.00 | 87.00 | 86.00 | 83.00 | 80.00 | 79.00 | 75.00 | 72.00 | 70.00 | 69.00 | 69.00 | 69.00 |
Cashflow From Investing | -99.7% | 1.00 | 306 | 49.00 | -146 | -372 | -343 | -2,653 | -2,497 | -2,502 | -2,668 | -122 | -440 | -396 | -494 | -414 | -162 | -118 | 130 | 196 | -590 | -635 |
Cashflow From Financing | 4898.2% | 2,749 | 55.00 | 1,036 | 5,905 | 4,730 | 1,622 | 1,418 | 2,106 | 1,595 | 1,606 | 1,910 | -2,151 | -2,193 | -1,702 | -2,472 | -850 | -765 | -992 | -1,027 | -541 | -424 |
Dividend Payments | 2.8% | 403 | 392 | 383 | 375 | 367 | 358 | 350 | 341 | 331 | 323 | 320 | 316 | 313 | 310 | 305 | 300 | 295 | 290 | 280 | 271 | 262 |
Buy Backs | - | - | - | - | - | - | - | - | - | 480 | 262 | 222 | 186 | 302 | 322 | 200 | 200 | 104 | 295 | 394 | 422 | 387 |
Condensed Consolidated Statements of Income (unaudited) - USD ($) $ in Millions | 3 Months Ended | 6 Months Ended | ||
---|---|---|---|---|
Jun. 30, 2023 | Jun. 30, 2022 | Jun. 30, 2023 | Jun. 30, 2022 | |
Revenues: | ||||
Total revenues | $ 1,433 | $ 1,552 | $ 2,966 | $ 3,087 |
Transaction-based expenses: | ||||
Transaction-based expenses | (508) | (659) | (1,128) | (1,302) |
Revenues less transaction-based expenses | 925 | 893 | 1,838 | 1,785 |
Operating expenses: | ||||
Compensation and benefits | 261 | 247 | 517 | 501 |
Professional and contract services | 30 | 29 | 61 | 64 |
Computer operations and data communications | 56 | 50 | 110 | 101 |
Occupancy | 32 | 25 | 71 | 52 |
General, administrative and other | 22 | 34 | 35 | 55 |
Marketing and advertising | 9 | 11 | 19 | 21 |
Depreciation and amortization | 65 | 65 | 134 | 132 |
Regulatory matters | 9 | 8 | 17 | 15 |
Merger and strategic initiatives | 45 | 12 | 47 | 27 |
Restructuring charges | 14 | 0 | 33 | 0 |
Total operating expenses | 543 | 481 | 1,044 | 968 |
Operating income | 382 | 412 | 794 | 817 |
Interest income | 8 | 0 | 15 | 1 |
Interest expense | (36) | (32) | (73) | (64) |
Other income (loss) | (6) | 8 | (7) | 2 |
Net income (loss) from unconsolidated investees | (11) | 9 | 3 | 15 |
Income before income taxes | 337 | 397 | 732 | 771 |
Income tax provision | 70 | 90 | 165 | 182 |
Net income | 267 | 307 | 567 | 589 |
Net loss attributable to noncontrolling interests | 0 | 0 | 1 | 1 |
Net income attributable to Nasdaq | $ 267 | $ 307 | $ 568 | $ 590 |
Per share information: | ||||
Basic earnings per share (in dollars per share) | $ 0.54 | $ 0.62 | $ 1.16 | $ 1.20 |
Diluted earnings per share (in dollars per share) | 0.54 | 0.62 | 1.15 | 1.18 |
Cash dividends declared per common share (in dollars per share) | $ 0.22 | $ 0.20 | $ 0.42 | $ 0.38 |
Transaction rebates | ||||
Transaction-based expenses: | ||||
Transaction-based expenses | $ (444) | $ (529) | $ (931) | $ (1,111) |
Brokerage, clearance and exchange fees | ||||
Transaction-based expenses: | ||||
Transaction-based expenses | (64) | (130) | (197) | (191) |
Operating Segments | Market Platforms | ||||
Revenues: | ||||
Total revenues | 905 | 1,051 | 1,938 | 2,090 |
Transaction-based expenses: | ||||
Transaction-based expenses | (508) | (659) | (1,128) | (1,302) |
Revenues less transaction-based expenses | 397 | 392 | 810 | 788 |
Operating expenses: | ||||
Operating income | 211 | 217 | 440 | 430 |
Operating Segments | Capital Access Platforms | ||||
Revenues: | ||||
Total revenues | 438 | 422 | 854 | 841 |
Transaction-based expenses: | ||||
Revenues less transaction-based expenses | 438 | 422 | 854 | 841 |
Operating expenses: | ||||
Operating income | 241 | 241 | 467 | 472 |
Operating Segments | Anti-Financial Crime | ||||
Revenues: | ||||
Total revenues | 89 | 75 | 173 | 147 |
Transaction-based expenses: | ||||
Revenues less transaction-based expenses | 89 | 75 | 173 | 147 |
Operating expenses: | ||||
Operating income | 32 | 20 | 55 | 35 |
Reconciling Items | ||||
Revenues: | ||||
Total revenues | $ 1 | $ 4 | $ 1 | $ 9 |
Condensed Consolidated Balance Sheets - USD ($) $ in Millions | Jun. 30, 2023 | Dec. 31, 2022 |
---|---|---|
Current assets: | ||
Cash and cash equivalents | $ 5,347 | $ 502 |
Restricted cash and cash equivalents | 23 | 22 |
Default funds and margin deposits (including restricted cash and cash equivalents of $6,497 and $6,470, respectively) | 7,134 | 7,021 |
Financial investments | 288 | 181 |
Receivables, net | 597 | 677 |
Other current assets | 189 | 201 |
Total current assets | 13,578 | 8,604 |
Property and equipment, net | 536 | 532 |
Goodwill | 8,020 | 8,099 |
Intangible assets, net | 2,490 | 2,581 |
Operating lease assets | 410 | 444 |
Other non-current assets | 623 | 608 |
Total assets | 25,657 | 20,868 |
Current liabilities: | ||
Accounts payable and accrued expenses | 199 | 185 |
Section 31 fees payable to SEC | 184 | 243 |
Accrued personnel costs | 156 | 243 |
Deferred revenue | 558 | 357 |
Other current liabilities | 140 | 122 |
Default funds and margin deposits | 7,134 | 7,021 |
Short-term debt | 140 | 664 |
Total current liabilities | 8,511 | 8,835 |
Long-term debt | 9,792 | 4,735 |
Deferred tax liabilities, net | 474 | 456 |
Operating lease liabilities | 427 | 452 |
Other non-current liabilities | 206 | 226 |
Total liabilities | 19,410 | 14,704 |
Commitments and contingencies | ||
Nasdaq stockholders’ equity: | ||
Common stock, $0.01 par value, 900,000,000 shares authorized, shares issued: 514,060,903 at June 30, 2023 and 513,157,630 at December 31, 2022; shares outstanding: 491,274,775 at June 30, 2023 and 491,592,491 at December 31, 2022 | 5 | 5 |
Additional paid-in capital | 1,363 | 1,445 |
Common stock in treasury, at cost: 22,786,128 shares at June 30, 2023 and 21,565,139 shares at December 31, 2022 | (583) | (515) |
Accumulated other comprehensive loss | (2,119) | (1,991) |
Retained earnings | 7,569 | 7,207 |
Total Nasdaq stockholders’ equity | 6,235 | 6,151 |
Noncontrolling interests | 12 | 13 |
Total equity | 6,247 | 6,164 |
Total liabilities and equity | $ 25,657 | $ 20,868 |