Last 7 days
3.9%
Last 30 days
-34.7%
Last 90 days
-30.2%
Trailing 12 Months
-34.1%
Year | Q1 | Q2 | Q3 | Q4 |
---|---|---|---|---|
2023 | 64.5B | 60.6B | 0 | 0 |
2022 | 52.8B | 61.5B | 66.0B | 64.7B |
2021 | 43.0B | 45.0B | 42.5B | 47.6B |
2020 | 50.8B | 51.1B | 54.1B | 52.1B |
2019 | 26.9B | 27.7B | 32.9B | 37.6B |
2018 | 32.3B | 33.9B | 27.6B | 26.3B |
2017 | 19.2B | 19.8B | 29.4B | 31.3B |
2016 | 13.7B | 14.6B | 14.8B | 17.4B |
2015 | 45.7B | 42.7B | 34.7B | 24.5B |
2014 | 34.9B | 32.3B | 34.0B | 39.7B |
2013 | 58.9B | 51.2B | 42.5B | 38.3B |
2012 | 78.9B | 75.7B | 69.3B | 64.1B |
2011 | 60.8B | 67.1B | 75.5B | 76.5B |
2010 | 0 | 56.8B | 46.9B | 61.6B |
2009 | 0 | 0 | 43.6B | 0 |
Datesorted ascending | Name | Buy/Sell | $ Value | Avg. Price | # Shares | Title |
---|---|---|---|---|---|---|
Dec 01, 2023 | fowler john moore | sold | -36,390 | 60.65 | -600 | - |
Nov 14, 2023 | parthemore eric | sold | -7,446 | 102 | -73.00 | - |
Oct 31, 2023 | thamodaran dhamu r. | acquired | - | - | 106 | - |
Oct 31, 2023 | fowler john moore | acquired | - | - | 127 | - |
Oct 31, 2023 | radziwill john | acquired | - | - | 159 | chairman of the board |
Oct 31, 2023 | kass steven a | acquired | - | - | 127 | - |
Oct 31, 2023 | cooper diane l. | acquired | - | - | 106 | - |
Sep 20, 2023 | smith philip andrew | sold | -283,694 | 94.5648 | -3,000 | - |
Sep 15, 2023 | lyon charles m | sold | -220,498 | 93.0764 | -2,369 | - |
Sep 14, 2023 | lyon charles m | sold | -710,380 | 93.0914 | -7,631 | - |
Datesorted ascending | Fund Name | Type | % Chg | $ Change | $ Held | % Portfolio |
---|---|---|---|---|---|---|
Dec 06, 2023 | CITIGROUP INC | reduced | -38.46 | -373,995 | 952,045 | -% |
Nov 27, 2023 | USA FINANCIAL FORMULAS | unchanged | - | 11,002 | 77,051 | 0.12% |
Nov 27, 2023 | TRUST CO OF VERMONT | reduced | -0.73 | 90,332 | 661,673 | 0.04% |
Nov 24, 2023 | DEUTSCHE BANK AG\ | reduced | -5.27 | 109,365 | 1,149,860 | -% |
Nov 22, 2023 | Public Sector Pension Investment Board | reduced | -29.37 | -457,835 | 2,142,320 | 0.01% |
Nov 22, 2023 | KBC Group NV | unchanged | - | - | 100,000 | -% |
Nov 21, 2023 | COMERICA BANK | new | - | 795,250 | 795,250 | -% |
Nov 17, 2023 | JACOBS LEVY EQUITY MANAGEMENT, INC | reduced | -3.58 | 934,403 | 8,421,570 | 0.05% |
Nov 17, 2023 | Diversified Trust Co | reduced | -19.5 | -27,695 | 426,835 | 0.02% |
Nov 15, 2023 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | added | 28.43 | 301,823 | 907,559 | -% |
Date Filed | Name of Filer | Percent of Class | No. of Shares | Form Type | |
---|---|---|---|---|---|
Feb 09, 2023 | vanguard group inc | 5.70% | 1,161,980 | SC 13G/A | |
Jan 23, 2023 | blackrock inc. | 13.7% | 2,790,008 | SC 13G/A | |
Feb 10, 2022 | vanguard group inc | 5.40% | 1,077,511 | SC 13G/A | |
Feb 09, 2022 | nine ten capital management llc | 5.5% | 1,094,607 | SC 13G/A | |
Jan 27, 2022 | blackrock inc. | 14.0% | 2,799,930 | SC 13G/A | |
Jan 26, 2022 | blackrock inc. | 14.0% | 2,799,930 | SC 13G | |
Feb 12, 2021 | nine ten capital management llc | 5.6% | 1,094,607 | SC 13G | |
Feb 10, 2021 | vanguard group inc | 5.05% | 981,321 | SC 13G/A | |
Jan 26, 2021 | blackrock inc. | 13.2% | 2,563,747 | SC 13G/A | |
Feb 11, 2020 | vanguard group inc | 5.02% | 960,589 | SC 13G |
Date Filed | Form Type | Document | |
---|---|---|---|
Dec 07, 2023 | 4 | Insider Trading | |
Dec 07, 2023 | 4 | Insider Trading | |
Dec 07, 2023 | 4 | Insider Trading | |
Dec 07, 2023 | 4 | Insider Trading | |
Dec 07, 2023 | 4 | Insider Trading | |
Dec 07, 2023 | 4 | Insider Trading | |
Dec 07, 2023 | 4 | Insider Trading | |
Dec 01, 2023 | 144 | Notice of Insider Sale Intent | |
Dec 01, 2023 | 4 | Insider Trading | |
Nov 24, 2023 | 10-K | Annual Report |
Name | Mkt Capsorted ascending | Revenue | Price %, 1M | Returns, 1Y | P/E | P/S | Rev 1-Yr | Inc 1-Yr |
---|---|---|---|---|---|---|---|---|
LARGE-CAP | ||||||||
GS | 112.6B | 69.0B | 6.38% | -3.57% | 14.37 | 1.63 | 111.13% | -43.52% |
CME | 75.6B | 6.0B | -0.77% | 24.38% | 25.39 | 12.68 | 48.81% | 1.84% |
ICE | 64.4B | 9.6B | 3.96% | 8.67% | 26.59 | 6.69 | 0.28% | -5.02% |
COIN | 32.0B | 2.8B | 52.90% | 230.08% | -43.44 | 11.48 | -45.02% | 40.09% |
FDS | 16.8B | 2.1B | -1.56% | -1.87% | 35.89 | 8.06 | 13.10% | 17.95% |
MID-CAP | ||||||||
IBKR | 8.4B | 5.8B | -0.98% | 6.18% | 3.46 | 1.45 | 163.87% | 90.31% |
JEF | 7.7B | 7.3B | 5.29% | 2.42% | 23.03 | 1.05 | 0.06% | -65.84% |
HLI | 7.2B | 1.8B | 9.32% | 16.62% | 28.59 | 4.02 | -21.34% | -32.20% |
EVR | 5.8B | 2.5B | 8.95% | 40.00% | 18.57 | 2.34 | -18.73% | -50.44% |
FRHC | 4.8B | 1.2B | -4.70% | 30.20% | 15.77 | 3.98 | 91.59% | 442.92% |
SMALL-CAP | ||||||||
DFIN | 1.7B | 788.4M | 12.50% | 65.28% | 21.14 | 2.21 | -12.27% | -29.61% |
CLSK | 1.2B | 142.1M | 112.70% | 349.27% | -11.71 | 8.57 | 12.51% | -410.05% |
AMRK | 686.3M | 9.9B | 11.61% | -14.80% | 5.28 | 0.07 | 22.69% | -14.30% |
AAMC | 15.2M | - | 47.73% | -55.17% | -0.62 | 2.69 | -2.71% | -20.71% |
COHN | 12.1M | 61.0M | 2.47% | -15.77% | -1.92 | 0.2 | -12.76% | 89.50% |
Income Statement (Quarterly) | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 | 2018Q2 |
Revenue | -6.9% | 15,048 | 16,161 | 13,012 | 16,381 | 18,931 | 16,383 | 14,341 | 11,847 | 10,192 | 11,245 | 9,251 | 14,285 | 8,243 | 20,366 | 11,245 | 11,280 | 7,873 | 7,192 | 6,552 | 6,079 | 7,118 |
Gross Profit | 10.3% | 777 | 704 | 655 | 583 | 529 | 545 | 451 | 390 | 432 | 471 | 380 | 342 | 323 | 367 | 277 | 287 | 283 | 271 | 265 | 243 | 260 |
S&GA Expenses | -3.5% | 14.00 | 14.00 | 13.00 | 14.00 | 16.00 | 14.00 | 11.00 | 10.00 | 8.00 | 7.00 | 9.00 | 6.00 | 1.00 | 4.00 | 1.00 | 1.00 | - | - | - | 2.00 | - |
EBITDA Margin | -100.0% | - | 0.01* | 0.01* | 0.01* | 0.01* | 0.01* | 0.01* | 0.01* | 0.01* | 0.01* | 0.01* | 0.01* | 0.01* | 0.01* | 0.01* | - | - | - | - | - | - |
Interest Expenses | 20.9% | 216 | 179 | 154 | 78.00 | 28.00 | 14.00 | 16.00 | 14.00 | 15.00 | 11.00 | 10.00 | 10.00 | 12.00 | 28.00 | 31.00 | 37.00 | 39.00 | 35.00 | 30.00 | 25.00 | 22.00 |
Income Taxes | 58.2% | 25.00 | 16.00 | 19.00 | 14.00 | 22.00 | 23.00 | 11.00 | -2.40 | 12.00 | 21.00 | 7.00 | 3.00 | 12.00 | 17.00 | 5.00 | 7.00 | 5.00 | 8.00 | 6.00 | 5.00 | 9.00 |
Earnings Before Taxes | 64.3% | 95.00 | 58.00 | 96.00 | 66.00 | 71.00 | 87.00 | 53.00 | 5.00 | 46.00 | 76.00 | 27.00 | 80.00 | 49.00 | 56.00 | 22.00 | 34.00 | 22.00 | 31.00 | 24.00 | 21.00 | 33.00 |
EBT Margin | -100.0% | - | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.01* | 0.01* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | - | - | - | - | - | - |
Net Income | 66.7% | 70.00 | 42.00 | 77.00 | 52.00 | 49.00 | 64.00 | 42.00 | 7.00 | 34.00 | 55.00 | 20.00 | 77.00 | 37.00 | 39.00 | 16.00 | 27.00 | 16.00 | 23.00 | 18.00 | 16.00 | 24.00 |
Net Income Margin | -100.0% | - | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | 0.00* | - | - | - | - | - | - |
Free Cashflow | 100.0% | - | -1,660 | 1,035 | 255 | -2,611 | 2,685 | -607 | 736 | 700 | 766 | -141 | 732 | 36.00 | 500 | 666 | - | - | - | - | - | - |
Balance Sheet | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 | 2018Q2 |
Assets | 0.1% | 21,933 | 21,919 | 19,832 | 19,860 | 19,409 | 21,196 | 19,229 | 18,840 | 16,800 | 15,800 | 13,975 | 13,475 | 12,390 | 10,871 | 10,129 | 9,936 | 10,055 | 9,408 | 8,616 | 7,825 | 7,285 |
Cash Equivalents | 10.9% | 1,401 | 1,264 | 1,252 | 1,109 | 1,364 | 1,300 | 983 | 6,510 | 1,076 | 1,002 | 1,034 | 953 | 4,099 | 3,690 | 3,069 | 2,451 | 2,629 | 2,110 | 2,052 | 2,288 | 1,677 |
Net PPE | 0.4% | 118 | 118 | 116 | 113 | 110 | 105 | 95.00 | 93.00 | 91.00 | 86.00 | 73.00 | 62.00 | 52.00 | 43.00 | 43.00 | 44.00 | 46.00 | 46.00 | 44.70* | 42.00 | 41.00 |
Liabilities | -0.3% | 20,603 | 20,672 | 18,656 | 18,790 | 18,362 | 20,190 | 18,276 | 17,936 | 15,898 | 14,940 | 13,175 | 12,707 | 11,701 | 10,222 | 9,514 | 9,342 | 9,484 | 8,856 | 8,088 | 7,319 | 6,797 |
Shareholder's Equity | 6.6% | 1,330 | 1,247 | 1,177 | 1,070 | 1,047 | 1,006 | 953 | 904 | 901 | 860 | 800 | 768 | 689 | 649 | 615 | 594 | 571 | 552 | 526 | 505 | 488 |
Retained Earnings | 6.9% | 1,077 | 1,008 | 966 | 890 | 837 | 788 | 724 | 683 | 675 | 641 | 586 | 572 | 495 | 458 | 419 | 402 | 375 | 359 | 335.20* | 317 | 301 |
Additional Paid-In Capital | 1.8% | 365 | 359 | 347 | 340 | 335 | 330 | 324 | 316 | 311 | 304 | 297 | 293 | 289 | 286 | 281 | 277 | 274 | 272 | 269.70* | 268 | 266 |
Shares Outstanding | 0.3% | 21.00 | 21.00 | 21.00 | 20.00 | 20.00 | 20.00 | 19.00 | 20.00 | 19.00 | 19.00 | 19.00 | 19.00 | 19.00 | 19.00 | 19.00 | 19.00 | 19.00 | 19.00 | 19.00 | 19.00 | 19.00 |
Cashflow (Quarterly) | ||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 | 2018Q2 |
Cashflow From Operations | 112.6% | 207,900,000 | -1,649,400,000 | 1,046,700,000 | 266,500,000 | -2,598,000,000 | 2,702,200,000 | -600,200,000 | 744,100,000 | 713,600,000 | 783,800,000 | -118,800,000 | 743,400,000 | 37,200,000 | 502,400,000 | 667,600,000 | -130,000,000 | 462,500,000 | 76,100,000 | -213,000,000 | 571,200,000 | -396,400,000 |
Share Based Compensation | -31.9% | 6,400,000 | 9,400,000 | 5,500,000 | 5,000,000 | 4,500,000 | 4,200,000 | 4,100,000 | 3,600,000 | 3,800,000 | 3,400,000 | 3,100,000 | 2,900,000 | 2,400,000 | 2,400,000 | 2,600,000 | 2,200,000 | 2,100,000 | 1,900,000 | 1,900,000 | 1,700,000 | 1,700,000 |
Cashflow From Investing | 4.6% | -10,300,000 | -10,800,000 | -17,800,000 | -11,900,000 | -13,500,000 | -16,800,000 | -7,300,000 | -9,000,000 | -10,400,000 | -17,600,000 | -22,800,000 | -226,300,000 | -3,000,000 | -5,400,000 | -6,900,000 | -2,500,000 | -23,200,000 | -9,900,000 | -5,200,000 | -6,100,000 | -2,400,000 |
Cashflow From Financing | -286.7% | -140,000,000 | -36,200,000 | 88,600,000 | -25,400,000 | -131,000,000 | -19,300,000 | 241,500,000 | -35,000,000 | -47,000,000 | -58,100,000 | 104,500,000 | -146,000,000 | 374,200,000 | 127,800,000 | -43,700,000 | -141,000,000 | 78,600,000 | -7,600,000 | 79,600,000 | -5,400,000 | 20,200,000 |
Buy Backs | - | - | - | - | - | - | - | - | 8,600,000 | 3,100,000 | - | - | - | - | 7,100,000 | 400,000 | 3,800,000 | - | - | - | - | - |
Consolidated Income Statements - USD ($) $ in Millions | 12 Months Ended | ||
---|---|---|---|
Sep. 30, 2023 | Sep. 30, 2022 | Sep. 30, 2021 | |
Revenues: | |||
Total revenues | $ 60,856.1 | $ 66,036.0 | $ 42,534.2 |
Cost of sales of physical commodities | 57,942.0 | 63,928.6 | 40,861.1 |
Operating revenues | 2,914.1 | 2,107.4 | 1,673.1 |
Transaction-based clearing expenses | 271.8 | 291.2 | 271.7 |
Introducing broker commissions | 161.6 | 160.1 | 160.5 |
Interest expense | 802.2 | 135.5 | 49.6 |
Interest expense on corporate funding | 57.5 | 44.7 | 41.3 |
Net operating revenues | 1,621.0 | 1,475.9 | 1,150.0 |
Compensation and other expenses: | |||
Compensation and benefits | 868.6 | 794.8 | 679.1 |
Trading systems and market information | 74.0 | 66.2 | 58.8 |
Professional fees | 57.0 | 54.3 | 40.9 |
Non-trading technology and support | 61.6 | 52.4 | 46.0 |
Occupancy and equipment rental | 40.4 | 36.1 | 34.2 |
Selling and marketing | 54.0 | 55.3 | 33.3 |
Travel and business development | 24.8 | 16.9 | 4.5 |
Communications | 9.1 | 8.3 | 9.3 |
Depreciation and amortization | 51.0 | 44.4 | 36.5 |
Bad debts, net of recoveries | 16.5 | 15.8 | 10.4 |
Other | 66.4 | 60.6 | 46.3 |
Total compensation and other expenses | 1,323.4 | 1,205.1 | 999.3 |
Gain on acquisitions and other gains, net | 25.4 | 6.4 | 3.4 |
Income from operations, before tax | 323.0 | 277.2 | 154.1 |
Income tax expense | 84.5 | 70.1 | 37.8 |
Net income | $ 238.5 | $ 207.1 | $ 116.3 |
Earnings per share: | |||
Basic (in dollar per share) | $ 11.55 | $ 10.27 | $ 5.90 |
Diluted (in dollar per share) | $ 11.18 | $ 10.01 | $ 5.74 |
Weighted-average number of common shares outstanding: | |||
Basic (in shares) | 19,957,333 | 19,570,403 | 19,130,643 |
Diluted (in shares) | 20,619,340 | 20,067,540 | 19,678,168 |
Sales of physical commodities | |||
Revenues: | |||
Total revenues | $ 58,131.2 | $ 64,052.6 | $ 40,961.6 |
Principal gains, net | |||
Revenues: | |||
Total revenues | 1,079.9 | 1,145.2 | 892.0 |
Commission and clearing fees | |||
Revenues: | |||
Total revenues | 498.4 | 507.9 | 487.2 |
Consulting, management, and account fees | |||
Revenues: | |||
Total revenues | 159.0 | 111.3 | 91.0 |
Interest income | |||
Revenues: | |||
Total revenues | $ 987.6 | $ 219.0 | $ 102.4 |
Consolidated Balance Sheets - USD ($) $ in Millions | Sep. 30, 2023 | Sep. 30, 2022 |
---|---|---|
ASSETS | ||
Cash and cash equivalents | $ 1,108.3 | $ 1,108.5 |
Cash, securities and other assets segregated under federal and other regulations (including $5.8 million and $805.7 million at fair value at September 30, 2023 and 2022, respectively) | 2,426.3 | 3,267.2 |
Collateralized transactions: | ||
Securities purchased under agreements to resell | 2,979.5 | 1,672.0 |
Securities borrowed | 1,129.1 | 1,209.8 |
Deposits with and receivables from broker-dealers, clearing organizations and counterparties, net (including $4,248.3 million and $2,817.2 million at fair value at September 30, 2023 and 2022, respectively) | 7,443.8 | 6,842.6 |
Receivable from clients, net (including $(7.9) million and $(0.5) million at fair value at September 30, 2023 and 2022, respectively) | 683.1 | 566.2 |
Notes receivable, net | 5.2 | 5.1 |
Income taxes receivable | 25.1 | 16.8 |
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $1,466.4 million and $2,372.3 million at September 30, 2023 and 2022, respectively) | 5,044.8 | 4,167.3 |
Physical commodities inventory, net (including $386.5 million and $359.8 million at fair value at September 30, 2023 and 2022, respectively) | 537.3 | 513.5 |
Deferred tax assets | 45.4 | 52.0 |
Property and equipment, net | 123.5 | 112.9 |
Operating right of use assets | 122.1 | 121.8 |
Goodwill and intangible assets, net | 82.4 | 86.2 |
Other assets | 182.8 | 117.7 |
Total assets | 21,938.7 | 19,859.6 |
Liabilities: | ||
Accounts payable and other accrued liabilities (including $1.5 million and $0.0 million at fair value at September 30, 2023 and 2022, respectively) | 533.0 | 400.6 |
Operating lease liabilities | 149.3 | 143.0 |
Payables to: | ||
Clients (including $79.8 million and $(1,392.4) million at fair value at September 30, 2023 and 2022, respectively) | 9,976.0 | 9,891.0 |
Broker-dealers, clearing organizations and counterparties (including $10.2 million and $55.8 million at fair value at September 30, 2023 and 2022, respectively) | 442.4 | 659.8 |
Lenders under loans | 341.0 | 485.1 |
Senior secured borrowings, net | 342.1 | 339.1 |
Income taxes payable | 38.2 | 16.2 |
Deferred tax liabilities | 8.1 | 0.0 |
Collateralized transactions: | ||
Securities sold under agreements to repurchase | 4,526.6 | 3,195.6 |
Securities loaned | 1,117.3 | 1,189.5 |
Financial instruments sold, not yet purchased, at fair value | 3,085.6 | 2,469.6 |
Total liabilities | 20,559.6 | 18,789.5 |
Commitments and contingencies (Note 13) | ||
Stockholders' equity: | ||
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding | 0.0 | 0.0 |
Common stock, $0.01 par value. Authorized 200,000,000 shares; 23,403,960 issued and 20,796,637 outstanding at September 30, 2023 and 22,911,227 issued and 20,303,904 outstanding at September 30, 2022 | 0.2 | 0.2 |
Common stock in treasury, at cost - 2,607,323 shares at September 30, 2023 and 2022 | (69.3) | (69.3) |
Additional paid-in-capital | 371.9 | 340.2 |
Retained earnings | 1,128.1 | 889.6 |
Accumulated other comprehensive loss, net | (51.8) | (90.6) |
Total equity | 1,379.1 | 1,070.1 |
Total liabilities and stockholders' equity | $ 21,938.7 | $ 19,859.6 |
 CEO | Mr. Sean Michael O'Connor |
---|---|
 WEBSITE | www.stonex.com |
 EMPLOYEES | 3972 |