Last 30 days
0.4%
Last 90 days
1.8%
Trailing 12 Months
6.9%
Datesorted ascending | Name | Buy/Sell | $ Value | Avg. Price | # Shares | Title |
---|---|---|---|---|---|---|
2023-08-31 | Sethi Alok | sold (taxes) | -170,361 | 26.74 | -6,371 | evp, technology and operations |
2023-08-31 | JOHNSON JENNIFER M | sold (taxes) | -2,298,280 | 26.74 | -85,949 | president and ceo |
2023-08-31 | Merchant Thomas C | sold (taxes) | -118,057 | 26.74 | -4,415 | evp, general counsel |
2023-08-31 | JOHNSON GREGORY E | sold (taxes) | -567,343 | 26.74 | -21,217 | executive chairman |
2023-08-31 | Nicholls Matthew | sold (taxes) | -1,136,560 | 26.74 | -42,504 | - |
2023-08-31 | Spector Adam Benjamin | sold (taxes) | -530,682 | 26.74 | -19,846 | evp, head global distribution |
2023-08-31 | Shaneyfelt Gwen L | sold (taxes) | -127,175 | 26.74 | -4,756 | chief accounting officer |
2023-08-31 | Murphy Terrence | sold (taxes) | -78,241 | 26.74 | -2,926 | evp, head of public markets |
2023-07-31 | Spector Adam Benjamin | sold (taxes) | -883,604 | 29.24 | -30,219 | evp, head global distribution |
2023-02-07 | YANG GEOFFREY Y | acquired | 160,022 | 32.12 | 4,982 | - |
Datesorted ascending | Fund Name | Type | % Chg | $ Change | $ Held | % Portfolio |
---|---|---|---|---|---|---|
2023-09-12 | Farther Finance Advisors, LLC | reduced | -5.6 | -2,496 | 36,459 | 0.01% |
2023-08-22 | COMERICA BANK | new | - | 1,000 | 1,000 | -% |
2023-08-22 | VIRGINIA RETIREMENT SYSTEMS ET AL | unchanged | - | -55,855 | 6,486,440 | 0.06% |
2023-08-21 | TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | unchanged | - | -5,000 | 679,000 | 0.01% |
2023-08-21 | VisionPoint Advisory Group, LLC | new | - | 10,630 | 10,630 | -% |
2023-08-21 | CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | reduced | -5.91 | -932,291 | 12,962,300 | 0.02% |
2023-08-21 | OSAIC HOLDINGS, INC. | added | 7.84 | 238,056 | 3,607,190 | 0.01% |
2023-08-17 | AUXIER ASSET MANAGEMENT | reduced | -0.53 | -41,059 | 2,931,770 | 0.49% |
2023-08-16 | Neo Ivy Capital Management | new | - | 271,000 | 271,000 | 0.14% |
2023-08-16 | Sunbelt Securities, Inc. | new | - | 91,589 | 91,589 | 0.01% |
Date Filed | Name of Filer | Percent of Class | No. of Shares | Form Type | |
---|---|---|---|---|---|
Feb 09, 2023 | vanguard group inc | 6.91% | 34,570,289 | SC 13G/A | |
Feb 06, 2023 | state street corp | 7.47% | 37,357,474 | SC 13G/A | |
Feb 01, 2023 | blackrock inc. | 5.9% | 29,407,084 | SC 13G/A | |
Feb 11, 2022 | state street corp | 5.49% | 27,564,494 | SC 13G/A | |
Feb 10, 2022 | vanguard group inc | 6.51% | 32,682,023 | SC 13G/A | |
Feb 01, 2022 | blackrock inc. | 5.4% | 27,015,242 | SC 13G/A | |
Feb 10, 2021 | vanguard group inc | 6.22% | 31,487,649 | SC 13G/A | |
Feb 10, 2021 | state street corp | 5.42% | 27,405,759 | SC 13G | |
Feb 02, 2021 | blackrock inc. | 5.3% | 26,766,010 | SC 13G | |
Feb 12, 2020 | vanguard group inc | 7.23% | 36,129,484 | SC 13G/A |
Date Filed | Form Type | Document | |
---|---|---|---|
Sep 11, 2023 | SC 13G/A | Major Ownership Report | |
Sep 11, 2023 | SC 13G/A | Major Ownership Report | |
Sep 05, 2023 | 4 | Insider Trading | |
Sep 05, 2023 | 4 | Insider Trading | |
Sep 05, 2023 | 4 | Insider Trading | |
Sep 05, 2023 | 4 | Insider Trading | |
Sep 05, 2023 | 4 | Insider Trading | |
Sep 05, 2023 | 4 | Insider Trading | |
Sep 05, 2023 | 4 | Insider Trading | |
Sep 05, 2023 | 4 | Insider Trading |
Name | Mkt Capsorted ascending | Revenue | Price %, 1M | Returns, 1Y | P/E | P/S | Rev 1-Yr | Inc 1-Yr |
---|---|---|---|---|---|---|---|---|
LARGE-CAP | ||||||||
AMP | - | 15.0B | 3.59% | 25.90% | - | - | 9.38% | -23.22% |
BX | 81.5B | 7.0B | 15.62% | 27.98% | 65.35 | 11.71 | -60.78% | -68.72% |
KKR | 54.6B | 11.1B | 6.30% | 34.23% | 44.47 | 4.9 | 13.00% | 26.39% |
BEN | 12.9B | 7.8B | 0.43% | 6.93% | 15.77 | 1.66 | -8.39% | -52.46% |
MID-CAP | ||||||||
AMG | 4.8B | 2.1B | 1.87% | 10.46% | 4.21 | 2.25 | -13.32% | 104.61% |
AMK | 2.0B | 678.6M | -5.18% | 35.10% | 18.59 | 2.9 | 16.44% | 46.62% |
IVZ | 7.8B | 5.8B | 0.40% | -7.01% | 11.43 | 1.29 | -13.83% | -40.28% |
HLI | 6.9B | 1.8B | 7.59% | 34.62% | 28.19 | 3.82 | 48.44% | -13.75% |
EVR | 5.4B | 2.5B | 5.76% | 58.95% | 15.69 | 2.16 | -24.58% | -51.56% |
JHG | 4.5B | 2.0B | 3.29% | 18.74% | 11.99 | 2.19 | -20.30% | -29.01% |
LAZ | 2.9B | 2.7B | 0.64% | -7.89% | 1.5K | 1.08 | -13.59% | -99.63% |
SMALL-CAP | ||||||||
DHIL | 476.2M | 140.6M | -5.61% | -1.83% | 9.71 | 3.39 | -21.64% | -14.24% |
VALU | 461.6M | 39.5M | -8.56% | -19.80% | 25.55 | 11.63 | -2.01% | -17.48% |
SCU | 297.6M | 391.0M | 0.08% | 27.51% | -18.65 | 0.76 | -32.74% | -176.48% |
-3.4%
-0.3%
-1.2%
10.3%
83.1%
40.4%
14.2%
Y-axis is the maximum loss one would have experienced if Franklin Resources was unfortunately bought at previous high price.
Income Statement (Last 12 Months) | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 | 2018Q2 |
Revenue | -0.8% | 7,802 | 7,865 | 8,018 | 8,275 | 8,517 | 8,659 | 8,654 | 8,426 | 7,950 | 6,938 | 6,172 | 5,567 | 5,209 | 5,525 | 5,647 | 5,669 | 5,735 | 5,817 | 6,001 | 6,205 | 6,409 |
Operating Expenses | 0.4% | 6,690 | 6,662 | 6,608 | 6,501 | 6,560 | 6,629 | 6,631 | 6,551 | 6,502 | 5,736 | 5,087 | 4,518 | 3,963 | 4,136 | 4,219 | 4,203 | 4,180 | 4,134 | 4,142 | 4,176 | 4,211 |
S&GA Expenses | -2.0% | 1,615 | 1,648 | 1,724 | 1,846 | 1,959 | 2,050 | 2,109 | 2,106 | 2,046 | 1,884 | 1,766 | 1,703 | 1,700 | 1,794 | 1,819 | 1,820 | 1,846 | 1,883 | 1,956 | 2,040 | 2,085 |
EBITDA | -100.0% | - | 1,454 | 1,471 | 1,923 | 2,375 | 2,660 | 2,803 | 2,654 | 2,089 | 1,779 | 1,257 | 1,147 | 1,333 | 1,481 | 1,870 | - | - | - | - | - | - |
EBITDA Margin | -100.0% | - | 0.18* | 0.18* | 0.23* | 0.28* | 0.31* | 0.32* | 0.31* | 0.27* | 0.26* | 0.20* | 0.21* | 0.25* | 0.26* | 0.32* | - | - | - | - | - | - |
Interest Expenses | 5.0% | 126 | 120 | 110 | 98.00 | 85.00 | 82.00 | 75.00 | 85.00 | 90.00 | 69.00 | 57.00 | 33.00 | 20.00 | 20.00 | 22.00 | 22.00 | 21.00 | 38.00 | 42.00 | 46.00 | 56.00 |
Earnings Before Taxes | 1.5% | 1,246 | 1,227 | 1,263 | 1,729 | 2,213 | 2,456 | 2,603 | 2,444 | 1,906 | 1,620 | 1,110 | 1,018 | 1,214 | 1,358 | 1,747 | 1,648 | 1,735 | 1,769 | 1,910 | 2,215 | 2,390 |
EBT Margin | -100.0% | - | 0.16* | 0.16* | 0.21* | 0.26* | 0.28* | 0.30* | 0.29* | 0.24* | 0.24* | 0.18* | 0.18* | 0.23* | 0.24* | 0.30* | - | - | - | - | - | - |
Net Income | -3.4% | 820 | 849 | 1,004 | 1,292 | 1,725 | 1,907 | 1,939 | 1,831 | 1,244 | 1,096 | 794 | 799 | 1,026 | 982 | 1,270 | 1,196 | 1,392 | 1,548 | 1,624 | 764 | 687 |
Net Income Margin | -100.0% | - | 0.11* | 0.13* | 0.16* | 0.20* | 0.22* | 0.22* | 0.22* | 0.16* | 0.16* | 0.13* | 0.14* | 0.19* | 0.17* | 0.22* | - | - | - | - | - | - |
Free Cashflow | -100.0% | - | 1,306 | 1,433 | 1,866 | 1,496 | 869 | 1,038 | 1,166 | 1,067 | 1,335 | 1,188 | 918 | 685 | -269 | -188 | - | - | - | - | - | - |
Balance Sheet | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 | 2018Q2 |
Assets | 4.0% | 30,235 | 29,086 | 29,335 | 28,061 | 27,596 | 25,833 | 24,995 | 24,168 | 23,129 | 21,870 | 21,230 | 21,685 | 15,617 | 14,666 | 15,002 | 14,532 | 14,463 | 14,239 | 13,951 | 14,384 | 15,528 |
Cash Equivalents | 2.5% | 4,388 | 4,279 | 4,502 | 4,783 | 4,479 | 5,015 | 4,544 | 4,647 | 4,361 | 4,604 | 4,458 | 3,990 | 7,030 | 6,036 | 5,976 | 6,207 | 5,758 | 5,946 | 6,659 | 6,911 | 6,654 |
Net PPE | 7.5% | 806 | 750 | 760 | 743 | 759 | 744 | 756 | 770 | 753 | 768 | 801 | 814 | 705 | 709 | 692 | 684 | 685 | 577 | 541 | 535 | 522 |
Goodwill | 0.1% | 6,012 | 6,007 | 5,943 | 5,779 | 5,807 | 1,105 | 262 | 4,458 | 4,517 | 4,516 | 4,515 | 4,501 | 2,191 | - | - | 2,130 | - | - | - | 1,795 | - |
Liabilities | 6.1% | 16,645 | 15,683 | 14,800 | 14,236 | 13,817 | 12,505 | 11,815 | 11,425 | 10,646 | 9,373 | 9,193 | 10,274 | 3,900 | 3,704 | 3,377 | 3,161 | 3,091 | 2,921 | 2,942 | 3,132 | 3,306 |
Long Term Debt | -0.2% | 3,359 | 3,365 | 3,371 | 3,376 | 3,382 | 3,388 | 3,394 | 3,399 | 3,481 | 3,487 | 3,753 | 3,017 | 697 | 697 | 697 | 697 | 697 | 698 | 698 | 696 | 696 |
Shareholder's Equity | -4.0% | 11,948 | 12,443 | 12,556 | 11,475 | 12,285 | 12,190 | 12,196 | 11,811 | 11,431 | 11,519 | 11,280 | 10,869 | 10,904 | 10,685 | 10,759 | 10,542 | 10,566 | 10,499 | 10,077 | 10,208 | 10,190 |
Retained Earnings | 0.8% | 12,361 | 12,260 | 12,113 | 12,046 | 11,998 | 11,891 | 11,892 | 11,551 | 11,151 | 10,862 | 10,665 | 10,473 | 10,515 | 10,330 | 10,408 | 10,288 | 10,242 | 10,220 | 10,088 | 10,218 | 10,154 |
Shares Outstanding | -0.4% | 499 | 501 | 500 | 500 | 498 | 500 | 503 | 502 | 503 | 504 | 505 | 495 | 495 | 495 | 498 | 499 | 504 | 508 | 511 | 519 | 529 |
Minority Interest | -3.2% | 591 | 611 | 889 | 824 | 741 | 649 | 644 | 587 | 556 | 1,118 | 1,020 | 755 | 890 | 850 | 753 | 718 | 655 | 615 | 331 | 309 | 327 |
Cashflow (Last 12 Months) | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 | 2018Q2 |
Cashflow From Operations | -11.8% | 1,232 | 1,397 | 1,534 | 1,957 | 1,596 | 970 | 1,121 | 1,245 | 1,120 | 1,489 | 1,343 | 1,083 | 802 | -34.70 | 45.00 | 269 | 891 | 1,777 | 2,164 | 2,230 | 1,686 |
Share Based Compensation | -14.9% | 185 | 218 | 218 | 208 | 206 | 198 | 190 | 172 | 162 | 151 | 135 | 122 | 110 | 110 | 108 | 112 | 116 | 116 | 119 | 118 | 118 |
Cashflow From Investing | 10.8% | -3,900 | -4,372 | -3,643 | -3,329 | -3,359 | -2,489 | -2,532 | -2,615 | -5,533 | -5,345 | -4,843 | -4,061 | -730 | -535 | -1,205 | -1,275 | -1,026 | -843 | -330 | -290 | -285 |
Cashflow From Financing | 13.1% | 2,521 | 2,230 | 2,077 | 1,585 | 1,976 | 1,975 | 1,537 | 2,030 | 1,698 | 2,129 | 1,705 | 734 | 1,221 | 939 | 727 | 340 | -747 | -3,660 | -4,106 | -3,761 | -3,541 |
Dividend Payments | 1.1% | 601 | 594 | 588 | 583 | 578 | 573 | 568 | 560 | 553 | 545 | 537 | 533 | 530 | 528 | 527 | 519 | 510 | 2,133 | 2,128 | 2,117 | 2,107 |
Buy Backs | -0.1% | 96.00 | 96.00 | 173 | 181 | 226 | 221 | 186 | 208 | 168 | 121 | 140 | 218 | 353 | 474 | 554 | 755 | 962 | 1,287 | 1,575 | 1,425 | 1,244 |
Consolidated Statements of Income - USD ($) $ in Millions | 3 Months Ended | 9 Months Ended | ||
---|---|---|---|---|
Jun. 30, 2023 | Jun. 30, 2022 | Jun. 30, 2023 | Jun. 30, 2022 | |
Operating Revenues | ||||
Operating revenues | $ 1,969.0 | $ 2,031.3 | $ 5,863.3 | $ 6,336.3 |
Operating Expenses | ||||
Compensation and benefits | 841.2 | 766.7 | 2,667.7 | 2,321.8 |
Sales, distribution and marketing | 406.8 | 440.3 | 1,202.0 | 1,432.8 |
Information systems and technology | 127.3 | 125.9 | 376.7 | 376.6 |
Occupancy | 56.9 | 53.8 | 171.1 | 163.1 |
Amortization of intangible assets | 85.4 | 81.8 | 254.6 | 200.5 |
General, administrative and other | 136.5 | 158.1 | 427.2 | 416.1 |
Total operating expenses | 1,654.1 | 1,626.6 | 5,099.3 | 4,910.9 |
Operating Income | 314.9 | 404.7 | 764.0 | 1,425.4 |
Other Income (Expenses) | ||||
Investment and other income, net | 51.2 | 13.0 | 267.9 | 97.7 |
Interest expense | (34.9) | (28.9) | (99.3) | (71.1) |
Expenses of consolidated investment products | 5.8 | |||
Other Income (Expenses), Net | 17.2 | (91.6) | 228.2 | 49.8 |
Income before taxes | 332.1 | 313.1 | 992.2 | 1,475.2 |
Taxes on income | 84.1 | 89.5 | 237.3 | 347.7 |
Net income | 248.0 | 223.6 | 754.9 | 1,127.5 |
Less: net income (loss) attributable to | ||||
Redeemable noncontrolling interests | 26.8 | (0.5) | 108.5 | (50.2) |
Nonredeemable noncontrolling interests | (6.3) | (32.3) | 59.1 | 118.5 |
Net income attributable to Franklin Resources, Inc. | $ 227.5 | $ 256.4 | $ 587.3 | $ 1,059.2 |
Earnings per Share | ||||
Basic | $ 0.44 | $ 0.50 | $ 1.14 | $ 2.07 |
Diluted | $ 0.44 | $ 0.50 | $ 1.14 | $ 2.07 |
CIPs [Member] | ||||
Other Income (Expenses) | ||||
Investment and other income, net | $ 1.7 | $ (74.4) | $ 75.3 | $ 33.3 |
Expenses of consolidated investment products | (0.8) | (1.3) | (15.7) | (10.1) |
Less: net income (loss) attributable to | ||||
Redeemable noncontrolling interests | 10.5 | (16.5) | 68.5 | (90.9) |
Investment management fees [Member] | ||||
Operating Revenues | ||||
Operating revenues | 1,613.4 | 1,636.1 | 4,818.5 | 5,045.8 |
Sales and distribution fees [Member] | ||||
Operating Revenues | ||||
Operating revenues | 304.0 | 335.6 | 897.3 | 1,104.0 |
Shareholder servicing fees [Member] | ||||
Operating Revenues | ||||
Operating revenues | 38.8 | 46.9 | 115.5 | 146.8 |
Other [Member] | ||||
Operating Revenues | ||||
Operating revenues | $ 12.8 | $ 12.7 | $ 32.0 | $ 39.7 |
Consolidated Balance Sheets - USD ($) $ in Millions | Jun. 30, 2023 | Sep. 30, 2022 |
---|---|---|
Assets | ||
Receivables | $ 1,341.9 | $ 1,264.8 |
Investments | 2,249.1 | 1,651.3 |
Total investments, at fair value | 867.3 | 613.5 |
Property and equipment, net | 806.1 | 743.3 |
Goodwill | 6,012.3 | 5,778.6 |
Intangible assets, net | 4,994.9 | 5,082.1 |
Operating lease right-of-use assets | 431.0 | 464.5 |
Other | 372.7 | 395.4 |
Total Assets | 30,234.6 | 28,060.6 |
Liabilities | ||
Compensation and benefits | 1,461.2 | 1,464.4 |
Accounts payable and accrued expenses | 563.5 | 466.2 |
Income taxes | 448.6 | 523.1 |
Debt | 3,358.7 | 3,376.4 |
Deferred tax liabilities | 450.7 | 347.8 |
Operating lease liabilities | 494.8 | 528.4 |
Other | 1,313.7 | 1,425.0 |
Total liabilities | 16,645.3 | 14,235.9 |
Commitments and Contingencies (Note 10) | ||
Redeemable Noncontrolling Interests | 1,050.1 | 1,525.8 |
Stockholders’ Equity | ||
Preferred stock, $1.00 par value, 1,000,000 shares authorized; none issued | 0.0 | 0.0 |
Common stock, $0.10 par value, 1,000,000,000 shares authorized; 499,012,841 and 499,575,175 shares issued and outstanding at June 30, 2023 and September 30, 2022 | 49.9 | 50.0 |
Retained earnings | 12,360.7 | 12,045.6 |
Accumulated other comprehensive loss | (462.5) | (621.0) |
Total Franklin Resources, Inc. stockholders’ equity | 11,948.1 | 11,474.6 |
Nonredeemable noncontrolling interests | 591.1 | 824.3 |
Total stockholders’ equity | 12,539.2 | 12,298.9 |
Total Liabilities, Redeemable Noncontrolling Interests and Stockholders’ Equity | 30,234.6 | 28,060.6 |
CIPs [Member] | ||
Assets | ||
Cash and cash equivalents | 659.0 | 647.6 |
Receivables | 118.3 | 134.0 |
Total investments, at fair value | 9,639.0 | 7,898.1 |
Total Assets | 10,416.3 | 8,679.7 |
Liabilities | ||
Accounts payable and accrued expenses | 565.4 | 646.9 |
Debt | 7,988.7 | 5,457.7 |
Other | 26.6 | 175.0 |
Total liabilities | 8,580.7 | 6,279.6 |
Redeemable Noncontrolling Interests | 590.9 | 942.2 |
Stockholders’ Equity | ||
Total Franklin Resources, Inc. stockholders’ equity | 967.9 | 960.8 |
Nonredeemable noncontrolling interests | 276.8 | 497.1 |
Total stockholders’ equity | 1,244.7 | 1,457.9 |
Total Liabilities, Redeemable Noncontrolling Interests and Stockholders’ Equity | 10,416.3 | 8,679.7 |
Franklin Resources, Inc. [Member] | ||
Assets | ||
Cash and cash equivalents | $ 3,728.6 | $ 4,134.9 |