Last 7 days
2.8%
Last 30 days
22.7%
Last 90 days
10.7%
Trailing 12 Months
17.7%
Year | Q1 | Q2 | Q3 | Q4 |
---|---|---|---|---|
2023 | 3.7B | 3.1B | 2.8B | 0 |
2022 | 7.9B | 6.3B | 5.7B | 4.4B |
2021 | 6.1B | 7.7B | 8.3B | 8.8B |
2020 | 3.3B | 3.2B | 3.0B | 2.9B |
2019 | 2.8B | 3.0B | 3.1B | 3.4B |
2018 | 3.3B | 3.2B | 3.3B | 2.4B |
2017 | 2.9B | 3.2B | 3.2B | 3.7B |
2016 | 2.4B | 2.1B | 2.4B | 2.3B |
2015 | 3.9B | 3.6B | 3.1B | 3.0B |
2014 | 4.4B | 4.8B | 4.7B | 3.9B |
2013 | 3.0B | 3.5B | 3.6B | 4.4B |
2012 | 2.9B | 3.0B | 3.0B | 3.0B |
2011 | 2.8B | 2.8B | 2.8B | 2.8B |
2010 | 0 | 0 | 0 | 2.8B |
Datesorted ascending | Name | Buy/Sell | $ Value | Avg. Price | # Shares | Title |
---|---|---|---|---|---|---|
Nov 29, 2023 | schwartz harvey m | acquired | - | - | 70,896 | chief executive officer |
Aug 23, 2023 | schwartz harvey m | acquired | - | - | 80,717 | chief executive officer |
Aug 02, 2023 | finn christopher | sold | -875,888 | 32.36 | -27,067 | chief operating officer |
Aug 02, 2023 | ferguson jeffrey w. | sold | -386,346 | 32.36 | -11,939 | general counsel |
Aug 02, 2023 | larson bruce m. | sold | -434,045 | 32.36 | -13,413 | chief human resources officer |
Aug 02, 2023 | buser curtis l. | sold | -835,794 | 32.36 | -25,828 | chief financial officer |
Aug 02, 2023 | andrews charles elliott jr. | sold | -215,809 | 32.36 | -6,669 | chief accounting officer |
Jun 01, 2023 | cherwoo sharda | acquired | - | - | 5,709 | - |
May 23, 2023 | schwartz harvey m | acquired | - | - | 85,723 | chief executive officer |
May 01, 2023 | rice derica w | acquired | - | - | 6,238 | - |
Datesorted ascending | Fund Name | Type | % Chg | $ Change | $ Held | % Portfolio |
---|---|---|---|---|---|---|
Dec 01, 2023 | B. Riley Wealth Advisors, Inc. | reduced | -36.92 | -303,905 | 447,254 | 0.01% |
Nov 27, 2023 | BANQUE PICTET & CIE SA | unchanged | - | -50,120 | 844,480 | 0.01% |
Nov 24, 2023 | DEUTSCHE BANK AG\ | reduced | -7.11 | -1,038,260 | 7,390,920 | -% |
Nov 22, 2023 | KBC Group NV | unchanged | - | - | 5,286,000 | 0.02% |
Nov 22, 2023 | Public Sector Pension Investment Board | unchanged | - | -48,232 | 812,661 | 0.01% |
Nov 21, 2023 | Walleye Capital LLC | added | 54.12 | 5,277,430 | 16,878,900 | 0.04% |
Nov 21, 2023 | Brown Shipley& Co Ltd | sold off | -100 | -60,226 | - | -% |
Nov 21, 2023 | COMERICA BANK | reduced | -90.01 | 1,220,480 | 1,220,480 | 0.01% |
Nov 21, 2023 | Walleye Trading LLC | reduced | -30.68 | -486,836 | 921,871 | -% |
Nov 16, 2023 | ATTICUS WEALTH MANAGEMENT, LLC | unchanged | - | -448 | 7,540 | -% |
Date Filed | Name of Filer | Percent of Class | No. of Shares | Form Type | |
---|---|---|---|---|---|
Feb 13, 2023 | capital world investors | 0.6% | 2,217,000 | SC 13G/A | |
Feb 09, 2023 | vanguard group inc | 6.86% | 24,952,869 | SC 13G/A | |
Feb 08, 2023 | morgan stanley | 6.4% | 23,412,646 | SC 13G/A | |
Jun 14, 2022 | carlyle group management l.l.c. | 42.1% | 152,131,004 | SC 13D/A | |
Feb 14, 2022 | vulcan value partners, llc | 4.66% | 16,609,123 | SC 13G/A | |
Feb 11, 2022 | conway william e jr | 9.0% | 31,999,644 | SC 13G/A | |
Feb 11, 2022 | capital world investors | 5.4% | 19,315,259 | SC 13G | |
Feb 11, 2022 | d'aniello daniel a. | 9.3% | 32,999,644 | SC 13G/A | |
Feb 11, 2022 | rubenstein david m. | 8.8% | 31,249,644 | SC 13G/A | |
Feb 10, 2022 | morgan stanley | 5.1% | 18,224,322 | SC 13G |
Date Filed | Form Type | Document | |
---|---|---|---|
Dec 01, 2023 | 4 | Insider Trading | |
Nov 07, 2023 | 8-K | Current Report | |
Nov 07, 2023 | 10-Q | Quarterly Report | |
Nov 03, 2023 | 13F-HR | Fund Holdings Report | |
Oct 16, 2023 | SC 13D/A | 13D - Major Acquisition | |
Oct 03, 2023 | SC 13D/A | 13D - Major Acquisition | |
Oct 02, 2023 | 4 | Insider Trading | |
Oct 02, 2023 | 4 | Insider Trading | |
Oct 02, 2023 | 3 | Insider Trading | |
Sep 22, 2023 | SC 13G | Major Ownership Report |
Name | Mkt Capsorted ascending | Revenue | Price %, 1M | Returns, 1Y | P/E | P/S | Rev 1-Yr | Inc 1-Yr |
---|---|---|---|---|---|---|---|---|
LARGE-CAP | ||||||||
BLK | 110.7B | 17.6B | 13.75% | 5.36% | 20.55 | 6.3 | -5.78% | -3.16% |
BX | 80.5B | 8.4B | 14.00% | 43.69% | 44.82 | 9.54 | -32.87% | -30.57% |
BK | 37.4B | 18.6B | 5.60% | 10.90% | 10.33 | 2.01 | 39.05% | 25.27% |
ARES | 33.0B | 3.5B | 3.69% | 52.14% | 58.21 | 9.39 | 2.56% | 40.60% |
BEN | 12.6B | 7.8B | 6.88% | -4.25% | 14.31 | 1.61 | -5.15% | -31.67% |
MID-CAP | ||||||||
IVZ | 7.8B | 5.7B | 11.11% | -18.96% | 11.43 | 1.29 | -9.77% | -35.38% |
AMG | 4.9B | 2.1B | 4.62% | -13.58% | 3.91 | 2.34 | -15.60% | 129.63% |
AB | 3.7B | - | 0.42% | -27.96% | 13.47 | - | - | -25.86% |
CNS | 3.1B | 495.8M | 11.27% | -4.83% | 23.21 | 6.17 | -17.53% | -35.12% |
APAM | 3.0B | 952.1M | 5.52% | 10.77% | 14.39 | 3.18 | -12.03% | -11.83% |
SMALL-CAP | ||||||||
AMK | 1.9B | 714.4M | 8.02% | 7.13% | 17.01 | 2.72 | 19.52% | 26.73% |
PX | 1.1B | 237.0M | -3.49% | -5.57% | -905.19 | 4.74 | 27.67% | -104.78% |
BSIG | 751.1M | 397.6M | 9.17% | - | 10.23 | 1.89 | -18.61% | -32.91% |
AC | 748.3M | 27.2M | -0.56% | -21.53% | 40.91 | 31.64 | 63.80% | 165.45% |
AINC | 16.1M | 737.5M | -11.66% | -67.48% | -8.48 | 0.02 | 24.02% | -119.80% |
Income Statement (Quarterly) | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q3 | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 |
Revenue | 55.1% | 717 | 462 | 859 | 719 | 1,089 | 1,049 | 1,582 | 1,999 | 1,640 | 2,706 | 2,437 | 1,515 | 1,035 | 1,131 | 796 | 460 | 769 | 1,061 | 1,087 | 152 | 679 |
Costs and Expenses | 1.4% | 555 | 548 | 703 | 557 | 700 | 726 | 842 | 1,083 | 938 | 1,451 | 1,285 | 835 | 643 | 925 | -69.80 | 484 | 505 | 528 | 603 | 223 | 616 |
S&GA Expenses | - | - | - | 159 | 189 | 149 | 132 | 106 | 131 | 100 | 109 | 92.00 | 108 | 91.00 | 80.00 | 70.00 | 150 | 122 | 111 | 113 | 73.00 | 166 |
EBITDA Margin | -100.0% | - | 0.29* | 0.34* | 0.41* | 0.44* | 0.46* | 0.48* | 0.48* | 0.48* | 0.48* | 0.44* | 0.15* | 0.00* | -0.05* | 0.04* | - | - | - | - | - | - |
Interest Expenses | 2.3% | 31.00 | 31.00 | 30.00 | 28.00 | 27.00 | 27.00 | 28.00 | 37.00 | 28.00 | 26.00 | 23.00 | 21.00 | 23.00 | 26.00 | 24.00 | 23.00 | 20.00 | 20.00 | 20.00 | 20.00 | 26.00 |
Income Taxes | 664.4% | 41.00 | -7.30 | 34.00 | 13.00 | 76.00 | 51.00 | 148 | 249 | 154 | 306 | 273 | 143 | 82.00 | 52.00 | -80.00 | 0.00 | 9.00 | 16.00 | 24.00 | -5.50 | 17.00 |
Earnings Before Taxes | 317.4% | 152 | -70.00 | 160 | 172 | 359 | 300 | 743 | 909 | 701 | 1,253 | 1,164 | 697 | 415 | 257 | -789 | -40.30 | 261 | 542 | 470 | -78.70 | 61.00 |
EBT Margin | -100.0% | - | 0.20* | 0.27* | 0.35* | 0.40* | 0.42* | 0.45* | 0.46* | 0.46* | 0.46* | 0.41* | 0.12* | -0.04* | -0.10* | -0.01* | - | - | - | - | - | - |
Net Income | 182.6% | 81.00 | -98.40 | 125 | 160 | 282 | 245 | 595 | 660 | 547 | 947 | 891 | 555 | 333 | 205 | -709 | -40.40 | 252 | 527 | 446 | -16.00 | 12.00 |
Net Income Margin | -100.0% | - | 0.15* | 0.22* | 0.29* | 0.31* | 0.32* | 0.34* | 0.34* | 0.35* | 0.34* | 0.30* | 0.08* | -0.05* | -0.13* | -0.12* | - | - | - | - | - | - |
Free Cashflow | 100.0% | - | -756 | -125 | -136 | 292 | -191 | -384 | 474 | 698 | 518 | 60.00 | -82.50 | -47.30 | 159 | -259 | - | - | - | - | - | - |
Balance Sheet | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q3 | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 |
Assets | -2.0% | 20,957 | 21,381 | 21,274 | 21,403 | 21,092 | 21,425 | 21,736 | 21,250 | 20,789 | 19,649 | 16,975 | 15,645 | 14,202 | 12,323 | 12,085 | 13,809 | 13,928 | 13,401 | 12,243 | 12,914 | 13,434 |
Cash Equivalents | 46.2% | 1,272 | 870 | 1,010 | 1,361 | 1,362 | 1,309 | 1,290 | 2,475 | 2,399 | 1,586 | 880 | 988 | 938 | 555 | 1,008 | 828 | 1,490 | 669 | 723 | 638 | 1,238 |
Net PPE | 2.9% | 155 | 151 | 142 | 140 | 134 | 138 | 145 | 144 | 139 | 142 | 149 | 149 | 134 | 122 | 121 | 108 | 111 | 106 | 100 | 95.00 | 93.00 |
Liabilities | -1.9% | 14,453 | 14,736 | 14,462 | 14,582 | 14,438 | 14,993 | 15,382 | 15,544 | 15,756 | 15,027 | 13,263 | 12,715 | 11,772 | 10,180 | 10,016 | 10,839 | 10,633 | 9,783 | 9,107 | 10,078 | 10,355 |
LT Debt, Non Current | - | - | - | - | - | 2,235 | 2,239 | 2,255 | 2,072 | 2,371 | 2,308 | 1,941 | 1,971 | 1,987 | 1,944 | 2,188 | 1,976 | 1,962 | 1,532 | 1,537 | 1,550 | 1,558 |
Shareholder's Equity | -2.1% | 6,505 | 6,645 | 6,812 | 6,821 | 6,655 | 6,432 | 6,354 | 5,706 | 5,033 | 4,622 | 3,712 | 2,930 | 2,430 | 2,143 | 2,069 | 2,970 | 3,296 | 3,618 | - | 2,836 | - |
Retained Earnings | -3.0% | 2,903 | 2,993 | 3,281 | 3,401 | 3,431 | 3,310 | 3,207 | 2,805 | 2,324 | 1,940 | 1,119 | 348 | -170 | -466 | -612 | - | - | - | - | - | - |
Additional Paid-In Capital | 2.2% | 3,338 | 3,267 | 3,196 | 3,139 | 3,123 | 3,034 | 2,982 | 2,718 | 2,672 | 2,622 | 2,574 | 2,546 | 2,616 | 2,680 | 2,569 | - | - | - | - | - | - |
Shares Outstanding | 0.2% | 361 | 360 | 362 | 362 | 363 | 361 | 358 | 355 | 356 | 355 | 354 | 354 | 352 | 349 | 348 | 118 | 115 | 110 | 109 | 108 | 106 |
Minority Interest | -14.1% | 585 | 681 | 637 | 600 | 537 | 446 | 444 | 427 | 274 | 285 | 250 | 241 | 219 | 184 | 204 | 334 | 310 | 309 | 290 | 324 | 378 |
Cashflow (Quarterly) | (In Millions) | |||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Description | (%) Q/Q | 2023Q3 | 2023Q2 | 2023Q1 | 2022Q4 | 2022Q3 | 2022Q2 | 2022Q1 | 2021Q4 | 2021Q3 | 2021Q2 | 2021Q1 | 2020Q4 | 2020Q3 | 2020Q2 | 2020Q1 | 2019Q4 | 2019Q3 | 2019Q2 | 2019Q1 | 2018Q4 | 2018Q3 |
Cashflow From Operations | 208.6% | 800 | -736 | -112 | -120 | 300 | -186 | -371 | 489 | 707 | 526 | 70.00 | -58.60 | -33.70 | 169 | -245 | -565 | 655 | -72.00 | 341 | -438 | 633 |
Share Based Compensation | -5.3% | 64.00 | 68.00 | 54.00 | 15.00 | 54.00 | 45.00 | 40.00 | 41.00 | 42.00 | 47.00 | 32.00 | 27.00 | 19.00 | 31.00 | 29.00 | 32.00 | 37.00 | 35.00 | 36.00 | 40.00 | 50.00 |
Cashflow From Investing | -175.6% | -29.20 | 39.00 | -93.90 | 34.00 | -227 | -5.10 | -630 | -14.40 | -6.10 | -2.00 | -9.70 | -23.90 | -13.60 | -10.50 | -13.20 | -10.30 | 6.00 | -16.60 | -7.10 | -79.00 | -7.60 |
Cashflow From Financing | -165.3% | -355 | 545 | -136 | 26.00 | 13.00 | 240 | -164 | -400 | 88.00 | 221 | -151 | 118 | 412 | -616 | 457 | -121 | 174 | 50.00 | -251 | -78.30 | -261 |
Dividend Payments | -0.3% | 126 | 127 | 118 | 118 | 118 | 118 | 90.00 | 89.00 | 89.00 | 89.00 | 89.00 | 88.00 | 88.00 | 87.00 | 87.00 | 37.00 | 50.00 | 21.00 | 47.00 | 46.00 | 23.00 |
Buy Backs | -29.1% | 43.00 | 61.00 | 100 | 39.00 | 42.00 | 25.00 | 80.00 | 77.00 | 60.00 | 15.00 | 10.00 | - | - | - | 26.00 | - | 23.00 | 2.00 | 10.00 | 20.00 | 37.00 |
Condensed Consolidated Statements of Operations - USD ($) $ in Millions | 3 Months Ended | 9 Months Ended | ||
---|---|---|---|---|
Sep. 30, 2023 | Sep. 30, 2022 | Sep. 30, 2023 | Sep. 30, 2022 | |
Revenues | ||||
Investment income (loss) | $ (17.7) | $ 422.3 | $ (99.2) | $ 1,846.7 |
Interest and other income | 57.9 | 35.5 | 152.1 | 92.5 |
Interest and other income of Consolidated Funds | 152.7 | 79.7 | 411.7 | 204.6 |
Total revenues | 716.6 | 1,088.5 | 2,037.7 | 3,719.3 |
Compensation and benefits | ||||
Cash-based compensation and benefits | 267.6 | 251.4 | 798.4 | 779.7 |
Equity-based compensation | 64.4 | 54.2 | 186.8 | 139.3 |
Performance allocations and incentive fee related compensation | (53.9) | 163.5 | (40.4) | 741.2 |
Total compensation and benefits | 278.1 | 469.1 | 944.8 | 1,660.2 |
General, administrative and other expenses | 143.0 | 149.2 | 470.7 | 387.2 |
Interest | 31.4 | 27.3 | 91.8 | 82.0 |
Interest and other expenses of Consolidated Funds | 102.5 | 53.7 | 298.3 | 137.1 |
Other non-operating expenses | 0.1 | 0.3 | 0.2 | 0.8 |
Total expenses | 555.1 | 699.6 | 1,805.8 | 2,267.3 |
Other income (loss) | ||||
Net investment income (loss) of Consolidated Funds | (9.3) | (30.3) | 9.9 | (51.0) |
Income before provision for income taxes | 152.2 | 358.6 | 241.8 | 1,401.0 |
Provision for income taxes | 41.2 | 76.2 | 68.2 | 274.9 |
Net income | 111.0 | 282.4 | 173.6 | 1,126.1 |
Net income attributable to non-controlling interests in consolidated entities | 29.7 | 1.6 | 90.0 | 28.3 |
Net income attributable to The Carlyle Group Inc. | $ 81.3 | $ 280.8 | $ 83.6 | $ 1,097.8 |
Net income attributable to The Carlyle Group Inc. per common share (see Note 12) | ||||
Basic (in dollars per share) | $ 0.23 | $ 0.77 | $ 0.23 | $ 3.04 |
Diluted (in dollars per share) | $ 0.22 | $ 0.77 | $ 0.23 | $ 3.00 |
Weighted-average common shares | ||||
Basic (in shares) | 360,568,375 | 362,895,064 | 361,583,260 | 360,657,999 |
Diluted (in shares) | 363,655,647 | 366,787,149 | 364,092,860 | 365,389,217 |
Fund management fees | ||||
Revenues | ||||
Fund management fees and incentive fees | $ 502.6 | $ 535.9 | $ 1,511.2 | $ 1,532.9 |
Incentive fees | ||||
Revenues | ||||
Fund management fees and incentive fees | 21.1 | 15.1 | 61.9 | 42.6 |
Performance allocations | ||||
Revenues | ||||
Investment income (loss) | (118.3) | 298.1 | (204.3) | 1,346.2 |
Principal investment income | ||||
Revenues | ||||
Investment income (loss) | $ 100.6 | $ 124.2 | $ 105.1 | $ 500.5 |
Condensed Consolidated Balance Sheets - USD ($) $ in Millions | Sep. 30, 2023 | Dec. 31, 2022 |
---|---|---|
Assets | ||
Cash and cash equivalents | $ 1,267.7 | $ 1,360.7 |
Cash and cash equivalents held at Consolidated Funds | 352.3 | 209.0 |
Restricted cash | 4.5 | 0.8 |
Corporate treasury investments | 57.3 | 20.0 |
Investments, including accrued performance allocations of $6,209.2 million and $7,117.7 million as of September 30, 2023 and December 31, 2022, respectively | 9,974.7 | 10,767.9 |
Investments of Consolidated Funds | 7,059.2 | 6,894.4 |
Due from affiliates and other receivables, net | 688.3 | 579.4 |
Due from affiliates and other receivables of Consolidated Funds, net | 131.7 | 101.9 |
Fixed assets, net | 154.8 | 139.9 |
Lease right-of-use assets, net | 337.4 | 337.0 |
Deposits and other | 119.9 | 78.4 |
Intangible assets, net | 796.0 | 897.8 |
Deferred tax assets | 13.5 | 15.8 |
Total assets | 20,957.3 | 21,403.0 |
Liabilities and equity | ||
Debt obligations | 2,275.5 | 2,271.7 |
Loans payable of Consolidated Funds | 6,419.2 | 5,905.2 |
Accounts payable, accrued expenses and other liabilities | 263.5 | 369.2 |
Accrued compensation and benefits | 3,694.4 | 4,320.9 |
Due to affiliates | 290.0 | 362.5 |
Deferred revenue | 413.8 | 126.4 |
Deferred tax liabilities | 276.2 | 402.7 |
Other liabilities of Consolidated Funds | 279.9 | 279.3 |
Lease liabilities | 496.0 | 502.9 |
Accrued giveback obligations | 44.0 | 40.9 |
Total liabilities | 14,452.5 | 14,581.7 |
Commitments and contingencies | ||
Common stock, $0.01 par value, 100,000,000,000 shares authorized (360,719,374 and 362,298,650 shares issued and outstanding as of September 30, 2023 and December 31, 2022, respectively) | 3.6 | 3.6 |
Additional paid-in-capital | 3,337.8 | 3,138.5 |
Retained earnings | 2,902.6 | 3,401.1 |
Accumulated other comprehensive loss | (323.9) | (322.2) |
Non-controlling interests in consolidated entities | 584.7 | 600.3 |
Total equity | 6,504.8 | 6,821.3 |
Total liabilities and equity | $ 20,957.3 | $ 21,403.0 |
 CEO | Mr. Harvey Mitchell Schwartz |
---|---|
 WEBSITE | www.carlyle.com |
 EMPLOYEES | 2100 |