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LPLA

231.76USD+5.61(+2.48%)Market Closed

LPL Financial Holdings Inc

Market Summary

USD231.76+5.61Market Closed
2.48%

LPLA Alerts

LPLA Stock Price

RSI Chart

Valuation

Market Cap

20.8B

Price/Earnings

41.06

Price/Sales

2.53

Price/Cashflow

40.74

MarketCap/EBT

31.44

Price/Sales

Profitability

EBT Margin

8.03%

Return on Equity

27.41%

Return on Assets

6.53%

Fundamentals

Revenue

Revenue (TTM)

8.4B

Revenue Y/Y

7.04%

Revenue Q/Q

6.09%

Earnings

Earnings (TTM)

634.7M

Earnings Y/Y

125.42%

Earnings Q/Q

44.71%

Price Action

52 Week Range

140.43271.31
(Low)(High)

Last 7 days

6.2%

Last 30 days

-6.9%

Last 90 days

2.5%

Trailing 12 Months

34.8%

Financial Health

Debt/Equity

1.48

Debt/Cashflow

0.19

Investor Care

Dividend Yield

0.38%

Dividend/Share (TTM)

1

Buy Backs (1Y)

0.68%

Diluted EPS (TTM)

7.8

Peers (Alternatives to LPL Financial Holdings)

View All Peers In Detail
NameMkt Capsorted ascendingRevenuePrice %, 1MReturns, 1YP/EP/SRev 1-YrInc 1-Yr
LARGE-CAP
62.7B
5.0B
1.79% -21.41%
21.43
12.95
6.85% 9.98%
54.0B
9.5B
14.09% -18.26%
16.01
5.7
8.61% 19.83%
30.6B
6.1B
11.86% -67.49%
26.88
5.18
3.86% -0.69%
24.5B
6.9B
14.65% -38.22%
12.06
3.54
-6.95% -34.97%
13.3B
3.8B
1.52% -2.72%
62.94
3.65
10.01% -46.45%
MID-CAP
7.9B
1.1B
-0.52% 0.68%
6.24
8.12
-28.35% -28.41%
7.2B
2.0B
26.69% -0.24%
14.24
3.56
9.45% -3.53%
6.7B
4.7B
15.76% -14.84%
8.5
1.42
2.68% -0.67%
2.4B
2.6B
0.72% -21.69%
6.37
0.93
-11.69% -29.99%
SMALL-CAP
1.9B
61.5B
8.42% 45.31%
12
0.03
36.75% -13.04%
1.5B
1.8B
2.59% -17.48%
14.13
0.8
-10.47% 171.91%
1.1B
1.6B
0.08% 3.32%
8.34
0.66
-23.97% -60.19%
918.0M
19.9M
-0.44% -1.92%
-26.12
14.13
-72.02% -152.67%
791.6M
307.2M
9.41% -21.41%
53.61
2.53
4.57% 259.02%
360.0M
1.2B
31.04% -20.54%
4.94
0.31
-19.93% -59.07%

Financials for LPL Financial Holdings

Income Statement (Last 12 Months)
(In Millions)
Description(%) Q/Q2022Q32022Q22022Q12021Q42021Q3
Revenue1.7%8,3628,2208,0797,7217,208
Earnings Before Taxes25.6%829660610601611
Net Income25.6%635505464460463
Balance Sheet
(In Millions)
Description(%) Q/Q2022Q32022Q22022Q12021Q42021Q3
Assets25.3%9,6967,7367,7737,9927,556
    Cash Equivalents74.1%1,2197001,010495978
  Net PPE3.5%751726686659625
  Goodwill0%1,6421,6421,6421,6421,641
Liabilities30.6%7,6965,8926,0386,3215,939
  Long Term Debt-0.1%2,7192,7212,7222,8142,726
Shareholder's Equity8.4%2,0001,8441,7351,6711,616
  Retained Earnings8.3%2,8002,5852,4432,3282,238
  Additional Paid-In Capital0.9%1,8961,8791,8611,8411,826
Accumulated Depreciation-599----
Shares Outstanding0.0%808080--
Cashflow (Last 12 Months)
(In Millions)
Description(%) Q/Q2022Q32022Q22022Q12021Q42021Q3
Cashflow From Operations366.3%2,376509318453526
  Share Based Compensation3.7%5048464442
Cashflow From Investing-16.8%-356.73-305.29-493.51-458.64-434.96
Cashflow From Financing-13.5%-314.55-277.21171279241
  Dividend Payments-0.1%8080808080
  Buy Backs18.4%2251901409040

Risks

What is the probability of a big loss on LPLA?

32.7%


Probability that LPL Financial Holdings stock will be more than 20% underwater in next one year

20%


Probability that LPL Financial Holdings stock will be more than 30% underwater in next one year.

18.9%


Probability that LPL Financial Holdings stock will be more than 40% underwater in next one year.
*Calculated based on probability distribution of losses observed in actual data in the last 5 years.

How does LPLA drawdown profile look like?

Y-axis is the maximum loss one would have experienced if LPL Financial Holdings was unfortunately bought at previous high price.

Returns

Cumulative Returns on LPLA

26.1%


10-Year Cumulative Returns

28.1%


7-Year Cumulative Returns

37.4%


5-Year Cumulative Returns

37.0%


3-Year Cumulative Returns

What are the long-term rolling returns for LPLA?

FIve years rolling returns for LPL Financial Holdings.

Which funds bought or sold LPLA recently?

View All Details
Datesorted ascendingFund NameType% Chg$ Change$ Held% Portfolio
2022-11-23
Toroso Investments, LLC
NEW
-
1,397,000
1,397,000
0.06%
2022-11-23
Eagle Bay Advisors LLC
REDUCED
-27.24
-19,870
126,000
0.08%
2022-11-22
CVA Family Office, LLC
UNCHANGED
-
1,000
7,000
-%
2022-11-22
B. Riley Wealth Advisors, Inc.
ADDED
18.16
123,000
433,000
0.01%
2022-11-22
IHT Wealth Management, LLC
ADDED
18.2
171,000
600,000
0.05%
2022-11-21
Integrated Investment Consultants, LLC
ADDED
27.49
191,000
565,000
0.22%
2022-11-21
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
REDUCED
-1.2
4,190,000
28,830,000
0.05%
2022-11-18
Future Fund LLC
REDUCED
-3.59
38,000
305,000
0.61%
2022-11-18
National Pension Service
NEW
-
25,782,000
25,782,000
0.05%
2022-11-17
CENTRAL TRUST Co
UNCHANGED
-
13,000
85,000
-%

1–10 of 44

Latest Funds Activity

Are funds buying LPLA calls or puts?
Are funds bullish or bearish(Calls - Puts)?
No. of funds that own LPLA

LPL Financial Holdings News

Yahoo Finance

Top 5 Growth Stocks to Gain From a Likely Year-End Rally.42 hours ago

GuruFocus.com

LPLA Fair Value

Recent SEC filings of LPL Financial Holdings

View All Filings
Date Filed Form Type Document
Nov 21, 2022
4
Insider Trading
Nov 21, 2022
4
Insider Trading
Nov 21, 2022
4
Insider Trading
Nov 02, 2022
4
Insider Trading
Nov 01, 2022
10-Q
Quarterly Report
Oct 27, 2022
8-K
Current Report
Oct 07, 2022
4
Insider Trading
Sep 09, 2022
4
Insider Trading
Sep 02, 2022
4
Insider Trading
Sep 02, 2022
4
Insider Trading

Latest Insider Trading transactions for LPLA

Filter Transactions
Datesorted ascendingNameBuy/Sell$ ValueAvg. Price# SharesTitle
2022-11-18
Simonich Brent
BOUGHT
201,618
219.15
920
EVP, CAO and Treasurer
2022-11-18
Glavin William Francis Jr
BOUGHT
99,724.9
217.74
458
-
2022-11-17
Oroschakoff Michelle
SOLD
-1,114,540
213.8
-5,213
Managing Director
2022-11-17
Oroschakoff Michelle
ACQUIRED
595,430
77.53
7,680
Managing Director
2022-10-31
Audette Matthew J
ACQUIRED
397,000
19.85
20,000
Chief Financial Officer
2022-10-31
Audette Matthew J
SOLD
-5,141,820
257.091
-20,000
Chief Financial Officer
2022-09-07
Steinmeier Richard
SOLD (Taxes)
-836,303
223.79
-3,737
Managing Director
2022-08-31
Putnam James S
ACQUIRED
-
-
12
-
2022-08-31
Glavin William Francis Jr
ACQUIRED
-
-
16
-
2022-08-31
EBERHART PAULETT
ACQUIRED
-
-
6
-

1–10 of 50

Dan H. Arnold
5900
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and auction rate notes. The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

LPLA Income Statement

2022-09-30
Condensed Consolidated Statements of Income (Unaudited) - USD ($)
shares in Thousands, $ in Thousands
3 Months Ended9 Months Ended
Sep. 30, 2022
Sep. 30, 2021
Sep. 30, 2022
Sep. 30, 2021
REVENUES:    
Advisory$ 923,766$ 959,733$ 2,972,714$ 2,528,092
Commission584,980610,3841,743,8811,765,846
Asset-based489,263301,7011,149,261846,027
Service and fee121,745105,079347,359301,376
Transaction and fee43,32835,283134,470117,030
Interest Income22,0927,36539,95820,797
Other(22,116)1,218(120,005)47,470
Total net revenues2,163,0582,020,7636,267,6385,626,638
EXPENSES:    
Advisory and commission1,304,5281,366,8323,983,0843,748,933
Compensation and benefits208,051185,980596,784531,373
Promotional94,51096,012259,539214,542
Occupancy and equipment54,63652,695161,654137,731
Depreciation and amortization51,66938,409145,576110,612
Interest Expense, Debt33,18627,06389,15277,293
Brokerage, clearing and exchange20,85022,82866,81265,651
Amortization of intangible assets22,65421,53165,01858,887
Professional services16,87116,72253,18354,847
Communications and data processing17,81217,82449,16244,747
Other31,55736,888105,24092,852
Loss on extinguishment of debt00024,400
Costs and Expenses, Total1,856,3241,882,7845,575,2045,161,868
INCOME BEFORE PROVISION FOR INCOME TAXES306,734137,979692,434464,770
PROVISION FOR INCOME TAXES74,40334,915165,814112,985
NET INCOME$ 232,331$ 103,064$ 526,620$ 351,785
EARNINGS PER SHARE    
Earnings per share, basic$ 2.91$ 1.29$ 6.59$ 4.40
Earnings per share, diluted$ 2.86$ 1.26$ 6.47$ 4.30
Weighted-average shares outstanding, basic79,80580,18279,90979,981
Weighted-average shares outstanding, diluted81,25081,84981,41581,772