Latest Joseph P. Lucia & Associates, LLC Stock Portfolio

Joseph P. Lucia & Associates, LLC Performance:

2025 Q4: -3.6%YTD: 6.02%2024: -1.65%

Performance for 2025 Q4 is -3.6%, and YTD is 6.02%, and 2024 is -1.65%.

About Joseph P. Lucia & Associates, LLC and 13F Hedge Fund Stock Holdings

On 2026-01-28, the fund reported it's updated stock portfolio. In the 13F Holdings report, Joseph P. Lucia & Associates, LLC reported an equity portfolio of $277.3 Millions as of 31 Dec, 2025.

The top stock holdings of Joseph P. Lucia & Associates, LLC are AFK, AAPL, NVDA. The fund has invested 4.8% of it's portfolio in VANECK ETF TRUST and 4.7% of portfolio in APPLE INC.

The fund managers got completely rid off HOME DEPOT INC (HD), AIM ETF PRODUCTS TRUST (AZAA) and COINBASE GLOBAL INC (COIN) stocks. They significantly reduced their stock positions in GLOBAL X FDS (ARGT), ISHARES TR (IJR) and WISDOMTREE TR (DWMF). Joseph P. Lucia & Associates, LLC opened new stock positions in BARON ETF TR, HAEMONETICS CORP MASS (HAE) and GOLDMAN SACHS ETF TR (GBUY). The fund showed a lot of confidence in some stocks as they added substantially to NETFLIX INC (NFLX), SELECT SECTOR SPDR TR (XLB) and VANGUARD INDEX FDS (VB).

Joseph P. Lucia & Associates, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Joseph P. Lucia & Associates, LLC made a return of -3.6% in the last quarter. In trailing 12 months, it's portfolio return was 6.02%.

Performance
S&P 500

New Buys

Ticker	$ Bought
baron etf tr	962,419
haemonetics corp mass	650,097
goldman sachs etf tr	594,002
ishares tr	473,737
goldman sachs etf tr	426,557
spdr series trust	398,840
invesco db multi-sector comm	331,357
the cigna group	281,836

New stocks bought by Joseph P. Lucia & Associates, LLC

Additions

Ticker	% Inc.
netflix inc	502
select sector spdr tr	183
vanguard index fds	137
select sector spdr tr	118
select sector spdr tr	106
select sector spdr tr	90.2
blackrock etf trust ii	81.34
exxon mobil corp	63.07

Additions to existing portfolio by Joseph P. Lucia & Associates, LLC

Reductions

Ticker	% Reduced
global x fds	-29.5
ishares tr	-24.31
wisdomtree tr	-21.59
schwab strategic tr	-21.18
ishares tr	-19.89
aim etf products trust	-17.35
invesco exch traded fd tr ii	-16.56
aldeyra therapeutics inc	-15.38

Joseph P. Lucia & Associates, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
aim etf products trust	-297,941
grayscale ethereum trust etf	-253,221
vanguard malvern fds	-205,558
wisdomtree tr	-202,453
coreweave inc	-285,332
fidelity covington trust	-200,082
oracle corp	-266,897
home depot inc	-379,087

Joseph P. Lucia & Associates, LLC got rid off the above stocks

Sector Distribution

Joseph P. Lucia & Associates, LLC has about 79% of it's holdings in Others sector.

Sector	%
Others	79
Technology	10.4
Consumer Cyclical	3.2
Communication Services	3
Healthcare	2.2

Market Cap. Distribution

Joseph P. Lucia & Associates, LLC has about 18.5% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	79
MEGA-CAP	15.5
LARGE-CAP	3
MICRO-CAP	1.6

Stocks belong to which Index?

About 19.8% of the stocks held by Joseph P. Lucia & Associates, LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	80.2
S&P 500	17.2
RUSSELL 2000	2.6

Top 5 Winners (%)		%
LLY	eli lilly & co	39.1 %
GOOG	alphabet inc	28.3 %
GOOG	alphabet inc	27.5 %
CAT	caterpillar inc	18.1 %
PHYS	sprott asset management lp	11.5 %

Top 5 Winners ($)		$
AFK	vaneck etf trust	1.2 M
AAPL	apple inc	0.8 M
GOOG	alphabet inc	0.5 M
AMZN	amazon com inc	0.4 M
XLB	select sector spdr tr	0.3 M

Top 5 Losers (%)		%
NFLX	netflix inc	-87.3 %
XLB	select sector spdr tr	-46.3 %
XLB	select sector spdr tr	-42.5 %
XLB	select sector spdr tr	-42.2 %
XLB	select sector spdr tr	-41.6 %

Top 5 Losers ($)		$
XLB	select sector spdr tr	-4.6 M
NFLX	netflix inc	-3.4 M
XLB	select sector spdr tr	-2.3 M
XLB	select sector spdr tr	-1.5 M
XLB	select sector spdr tr	-1.4 M

Joseph P. Lucia & Associates, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Joseph P. Lucia & Associates, LLC

Joseph P. Lucia & Associates, LLC has 164 stocks in it's portfolio. About 32.4% of the portfolio is in top 10 stocks. XLB proved to be the most loss making stock for the portfolio. AFK was the most profitable stock for Joseph P. Lucia & Associates, LLC last quarter.

Last Reported on: 28 Jan, 2026

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	4.66	47,545	12,925,700	added	15.8

AAXJ	ishares tr	0.56	50,481	1,562,890	reduced	-7.95

AAXJ	ishares tr	0.52	6,653	1,428,340	added	1.65

AAXJ	ishares tr	0.41	14,225	1,147,020	added	2.92

AAXJ	ishares tr	0.27	12,070	750,151	reduced	-19.89

AAXJ	ishares tr	0.11	1,865	294,111	unchanged	0.00

AAXJ	ishares tr	0.08	2,187	210,564	new

AAXJ	ishares tr	0.07	4,220	202,315	unchanged	0.00

ACES	alps etf tr	0.82	37,851	2,288,850	reduced	-2.21

ACHR	archer aviation inc	0.03	11,170	83,998	reduced	-1.76

AEMB	american centy etf tr	0.67	18,121	1,847,980	reduced	-3.97

AEMB	american centy etf tr	0.48	26,085	1,345,460	reduced	-2.21

AEMB	american centy etf tr	0.36	10,528	989,316	added	12.17

AEMB	american centy etf tr	0.28	16,212	766,017	added	2.46

AEMB	american centy etf tr	0.25	8,516	701,097	added	7.31

AEMB	american centy etf tr	0.15	3,292	417,574	reduced	-7.48

AFK	vaneck etf trust	4.75	36,598	13,180,400	reduced	-1.47

AFK	vaneck etf trust	0.56	88,009	1,554,240	reduced	-8.04

AGNG	global x fds	0.78	122,327	2,161,540	reduced	-0.74

AGNG	global x fds	0.32	28,867	879,317	added	27.88