Latest Focused Wealth Management, Inc Stock Portfolio

Focused Wealth Management, Inc Performance:

2025 Q3: 3.66%YTD: 5.26%2024: 6.53%

Performance for 2025 Q3 is 3.66%, and YTD is 5.26%, and 2024 is 6.53%.

About Focused Wealth Management, Inc and 13F Hedge Fund Stock Holdings

Focused Wealth Management, Inc is a hedge fund based in NEWBURGH, NY. On 26-Sep-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $949.3 Millions. In it's latest 13F Holdings report, Focused Wealth Management, Inc reported an equity portfolio of $939.3 Millions as of 30 Sep, 2025.

The top stock holdings of Focused Wealth Management, Inc are BIL, VB, QQQ. The fund has invested 16% of it's portfolio in SPDR SERIES TRUST and 13% of portfolio in VANGUARD INDEX FDS.

The fund managers got completely rid off VISTRA CORP (VST), ISHARES TR (DMXF) and FORTINET INC (FTNT) stocks. They significantly reduced their stock positions in NUVEEN S&P 500 BUY-WRITE INC, SAFETY SHOT INC (JUPW) and SPDR DOW JONES INDL AVERAGE (DIA). Focused Wealth Management, Inc opened new stock positions in VANGUARD INSTL INDEX FD, GOLDMAN SACHS ETF TR (GBUY) and VANGUARD INTL EQUITY INDEX F (VEU). The fund showed a lot of confidence in some stocks as they added substantially to SPDR S&P 500 ETF TR (SPY), UNITEDHEALTH GROUP INC (UNH) and DUKE ENERGY CORP NEW (DUK).

Focused Wealth Management, Inc Annual Return Estimates Vs S&P 500

Our best estimate is that Focused Wealth Management, Inc made a return of 3.66% in the last quarter. In trailing 12 months, it's portfolio return was 6.97%.

New Buys

Ticker	$ Bought
vanguard instl index fd	23,336,300
goldman sachs etf tr	4,195,500
vanguard intl equity index f	635,952
kraneshares trust	430,799
teradyne inc	284,502
gsr iii acquisition corp	259,000
ishares tr	246,799
ishares tr	208,996

New stocks bought by Focused Wealth Management, Inc

Additions

Ticker	% Inc.
spdr s&p 500 etf tr	213
unitedhealth group inc	161
duke energy corp new	94.01
kopin corp	91.91
wells fargo co new	89.22
spdr series trust	79.41
prothena corp plc	77.81
visa inc	48.38

Additions to existing portfolio by Focused Wealth Management, Inc

Reductions

Ticker	% Reduced
nuveen s&p 500 buy-write inc	-87.39
safety shot inc	-48.1
spdr dow jones indl average	-39.39
pinterest inc	-38.52
intel corp	-33.83
robinhood mkts inc	-33.7
bank america corp	-30.52
uber technologies inc	-27.29

Focused Wealth Management, Inc reduced stake in above stock

Sold off

Ticker	$ Sold
ishares tr	-785,004
cleveland-cliffs inc new	-190,000
fastly inc	-110,072
sofi technologies inc	-271,311
blackrock debt strategies fd	-132,724
vistra corp	-1,532,880
toast inc	-275,528
cameco corp	-248,522

Focused Wealth Management, Inc got rid off the above stocks

Sector Distribution

Focused Wealth Management, Inc has about 80.6% of it's holdings in Others sector.

Sector	%
Others	80.6
Technology	6.2
Financial Services	3.2
Communication Services	3
Consumer Cyclical	2.2
Industrials	1.3
Healthcare	1.2

Market Cap. Distribution

Focused Wealth Management, Inc has about 18.5% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	80.6
MEGA-CAP	11.6
LARGE-CAP	6.9

Stocks belong to which Index?

About 18% of the stocks held by Focused Wealth Management, Inc either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	81.7
S&P 500	18

Top 5 Winners (%)		%
HOOD	robinhood mkts inc	52.9 %
INTC	intel corp	49.8 %
TSLA	tesla inc	39.8 %
GOOG	alphabet inc	37.3 %
GOOG	alphabet inc	36.0 %

Top 5 Winners ($)		$
QQQ	invesco qqq tr	8.5 M
AAPL	apple inc	5.3 M
TSLA	tesla inc	3.0 M
GOOG	alphabet inc	2.9 M
NVDA	nvidia corporation	1.4 M

Top 5 Losers (%)		%
TTD	the trade desk inc	-31.9 %
AI	c3 ai inc	-29.4 %
CRIS	curis inc	-22.9 %
CI	the cigna group	-12.8 %
CRM	salesforce inc	-12.5 %

Top 5 Losers ($)		$
IBM	international business machs	-0.2 M
HON	honeywell intl inc	-0.1 M
AI	c3 ai inc	-0.1 M
STWD	starwood ppty tr inc	-0.1 M
DIS	disney walt co	-0.1 M

Focused Wealth Management, Inc Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Focused Wealth Management, Inc

Focused Wealth Management, Inc has 183 stocks in it's portfolio. About 61.8% of the portfolio is in top 10 stocks. IBM proved to be the most loss making stock for the portfolio. QQQ was the most profitable stock for Focused Wealth Management, Inc last quarter.

Last Reported on: 10 Oct, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	2.88	106,276	27,061,000	reduced	-0.31

AAXJ	ishares tr	0.03	2,299	244,844	added	0.39

ABBV	abbvie inc	0.21	8,427	1,951,190	added	6.32

ACHR	archer aviation inc	0.04	42,000	402,360	reduced	-9.48

ADM	archer daniels midland co	0.03	5,346	319,400	added	0.02

AI	c3 ai inc	0.04	20,040	347,494	added	0.15

AMAT	applied matls inc	0.08	3,839	786,067	reduced	-14.67

AMD	advanced micro devices inc	0.03	1,849	299,150	reduced	-26.36

AMZN	amazon com inc	0.86	36,807	8,081,610	added	2.21

AON	aon plc	0.05	1,214	432,888	unchanged	0.00

AWK	american wtr wks co inc new	0.03	2,269	315,858	added	0.58

BABA	alibaba group hldg ltd	0.04	2,100	375,333	added	5.9

BAC	bank america corp	0.54	98,709	5,092,420	reduced	-30.52

BBAX	j p morgan exchange traded f	0.54	88,718	5,065,830	added	1.19

BIL	spdr series trust	16.00	1,438,340	150,321,000	reduced	-2.29

BIL	spdr series trust	1.45	148,186	13,596,100	added	79.41

BIL	spdr series trust	0.06	12,287	540,649	reduced	-0.52

BIL	spdr series trust	0.04	6,033	333,802	added	0.42

BIL	spdr series trust	0.04	3,652	330,502	reduced	-2.06

BIL	spdr series trust	0.03	3,733	301,056	reduced	-5.04