Latest Vivaldi Asset Management, LLC Stock Portfolio
Vivaldi Asset Management, LLC Performance:
2025 Q3: -0.36%YTD: 0.99%2024: 3.04%
Performance for 2025 Q3 is -0.36%, and YTD is 0.99%, and 2024 is 3.04%.
About Vivaldi Asset Management, LLC and 13F Hedge Fund Stock Holdings
First Trust Capital Management L.P. is a hedge fund based in CHICAGO, IL. On 31-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $5.2 Billions. In it's latest 13F Holdings report, First Trust Capital Management L.P. reported an equity portfolio of $1.6 Billions as of 30 Sep, 2025.
The top stock holdings of First Trust Capital Management L.P. are , VRNA, VBTX. The fund has invested 6.7% of it's portfolio in WNS HLDGS LTD and 6.3% of portfolio in VERONA PHARMA PLC.
The fund managers got completely rid off DUN & BRADSTREET HLDGS INC (DNB), SPRINGWORKS THERAPEUTICS INC (SWTX) and SKECHERS U S A INC (SKX) stocks. They significantly reduced their stock positions in INFORMATICA INC (INFA), DYNAMIX CORP and KELLANOVA (K). First Trust Capital Management L.P. opened new stock positions in WNS HLDGS LTD, VERONA PHARMA PLC (VRNA) and VERITEX HLDGS INC (VBTX). The fund showed a lot of confidence in some stocks as they added substantially to COLUMBUS CIRCLE CAP CORP. I.
The top stock holdings of First Trust Capital Management L.P. are , VRNA, VBTX. The fund has invested 6.7% of it's portfolio in WNS HLDGS LTD and 6.3% of portfolio in VERONA PHARMA PLC.
The fund managers got completely rid off DUN & BRADSTREET HLDGS INC (DNB), SPRINGWORKS THERAPEUTICS INC (SWTX) and SKECHERS U S A INC (SKX) stocks. They significantly reduced their stock positions in INFORMATICA INC (INFA), DYNAMIX CORP and KELLANOVA (K). First Trust Capital Management L.P. opened new stock positions in WNS HLDGS LTD, VERONA PHARMA PLC (VRNA) and VERITEX HLDGS INC (VBTX). The fund showed a lot of confidence in some stocks as they added substantially to COLUMBUS CIRCLE CAP CORP. I.
Vivaldi Asset Management, LLC Annual Return Estimates Vs S&P 500
Our best estimate is that First Trust Capital Management L.P. made a return of -0.36% in the last quarter. In trailing 12 months, it's portfolio return was 1.71%.
New Buys
| Ticker | $ Bought |
|---|---|
| wns hldgs ltd | 103,818,000 |
| verona pharma plc | 97,012,500 |
| veritex hldgs inc | 86,112,800 |
| mr cooper group inc | 72,843,300 |
| cyberark software ltd | 57,978,000 |
| electronic arts inc | 50,425,000 |
| aris water solutions inc | 45,496,100 |
| tourmaline bio inc | 33,278,100 |
New stocks bought by Vivaldi Asset Management, LLC
Additions
| Ticker | % Inc. |
|---|---|
| columbus circle cap corp. i | 1.84 |
| chime finl inc | 0.04 |
Additions to existing portfolio by Vivaldi Asset Management, LLC
Reductions
| Ticker | % Reduced |
|---|---|
| informatica inc | -82.73 |
| dynamix corp | -75.58 |
| m3brigade acquisition v corp | -52.73 |
| nabors energy transition cor | -50.00 |
| kellanova | -47.91 |
| palmer square capital bdc in | -35.6 |
| haymaker acquisition corp iv | -29.13 |
| renatus tactical acquis | -24.82 |
Vivaldi Asset Management, LLC reduced stake in above stock
Sold off
| Ticker | $ Sold |
|---|---|
| dun & bradstreet hldgs inc | -96,967,700 |
| ares acquisition corp ii | -29,503,400 |
| springworks therapeutics inc | -91,337,600 |
| skechers u s a inc | -89,491,100 |
| hcm ii acquisition corp | -11,667,500 |
| redfin corp | -11,657,400 |
| azek co inc | -56,094,700 |
| spark i acquisition corp | -9,244,270 |
Vivaldi Asset Management, LLC got rid off the above stocks
Sector Distribution
First Trust Capital Management L.P. has about 65.3% of it's holdings in Others sector.
| Sector | % |
|---|---|
| Others | 65.3 |
| Financial Services | 10.3 |
| Healthcare | 8.6 |
| Communication Services | 4.7 |
| Technology | 3.6 |
| Utilities | 2.9 |
| Consumer Defensive | 2.5 |
| Industrials | 1.1 |
Market Cap. Distribution
First Trust Capital Management L.P. has about 5.8% of it's portfolio invested in the large-cap and mega-cap stocks.
| Category | % |
|---|---|
| UNALLOCATED | 65.3 |
| SMALL-CAP | 14.2 |
| MID-CAP | 12.6 |
| LARGE-CAP | 5.8 |
| MICRO-CAP | 2.1 |
Stocks belong to which Index?
About 26.8% of the stocks held by First Trust Capital Management L.P. either belong to S&P 500 or RUSSELL 2000 index.
| Index | % |
|---|---|
| Others | 73.2 |
| RUSSELL 2000 | 21 |
| S&P 500 | 5.8 |
Vivaldi Asset Management, LLC Holdings Map
This heatmap illustrates the top 50 positions within the fund's portfolio.
Current Stock Holdings of Vivaldi Asset Management, LLC
First Trust Capital Management L.P. has 121 stocks in it's portfolio. About 40% of the portfolio is in top 10 stocks. proved to be the most loss making stock for the portfolio. K was the most profitable stock for First Trust Capital Management L.P. last quarter.
Last Reported on: 17 Nov, 2025| Ticker | Namesorted ascending | % Portfolio | Shares Held | $ Value | Type | % Change | Options | |
|---|---|---|---|---|---|---|---|---|
| AMED | amedisys inc | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| ANSS | ansys inc | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| ARIS | aris water solutions inc | 2.93 | 1,844,940 | 45,496,100 | new | |||
| AVDX | avidxchange holdings inc | 2.14 | 3,343,920 | 33,272,000 | reduced | -8.23 | ||
| AZEK | azek co inc | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| BPMC | blueprint medicines corp | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| CHX | championx corporation | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| COOP | mr cooper group inc | 4.70 | 345,573 | 72,843,300 | new | |||
| DNB | dun & bradstreet hldgs inc | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| EA | electronic arts inc | 3.25 | 250,000 | 50,425,000 | new | |||
| EBTC | enterprise bancorp inc mass | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| EPD | enterprise prods partners l | 0.01 | 6,726 | 210,322 | unchanged | 0.00 | ||
| ESGR | enstar group limited | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| ET | energy transfer l p | 0.01 | 12,027 | 206,383 | unchanged | 0.00 | ||
| EVRI | everi hldgs inc | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| FARO | faro technologies inc | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| FL | foot locker inc | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| FYBR | frontier communications pare | 0.06 | 24,115 | 900,695 | unchanged | 0.00 | ||
| GES | guess inc | 0.07 | 68,808 | 1,149,780 | new | |||
| GHLD | guild hldgs co | 0.00 | 0.00 | 0.00 | sold off | -100 | ||