Latest Vivaldi Asset Management, LLC Stock Portfolio

Vivaldi Asset Management, LLC Performance:

2025 Q2: -0.19%YTD: -0.01%2024: 1.57%

Performance for 2025 Q2 is -0.19%, and YTD is -0.01%, and 2024 is 1.57%.

About Vivaldi Asset Management, LLC and 13F Hedge Fund Stock Holdings

First Trust Capital Management L.P. is a hedge fund based in CHICAGO, IL. On 31-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $5.2 Billions. In it's latest 13F Holdings report, First Trust Capital Management L.P. reported an equity portfolio of $1.5 Billions as of 30 Jun, 2025.

The top stock holdings of First Trust Capital Management L.P. are DNB, SWTX, SKX. The fund has invested 6.6% of it's portfolio in DUN & BRADSTREET HLDGS INC and 6.2% of portfolio in SPRINGWORKS THERAPEUTICS INC.

The fund managers got completely rid off INTRA-CELLULAR THERAPIES INC (ITCI), BEACON ROOFING SUPPLY INC (BECN) and PAYCOR HCM INC (PYCR) stocks. They significantly reduced their stock positions in WALGREENS BOOTS ALLIANCE INC (WBA), TRIUMPH GROUP INC NEW (TGI) and BAYVIEW ACQUISITION CORP. First Trust Capital Management L.P. opened new stock positions in SPRINGWORKS THERAPEUTICS INC (SWTX), SKECHERS U S A INC (SKX) and BLUEPRINT MEDICINES CORP (BPMC). The fund showed a lot of confidence in some stocks as they added substantially to ENSTAR GROUP LIMITED (ESGR), DUN & BRADSTREET HLDGS INC (DNB) and REDFIN CORP (RDFN).

Vivaldi Asset Management, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that First Trust Capital Management L.P. made a return of -0.19% in the last quarter. In trailing 12 months, it's portfolio return was 1.42%.

New Buys

Ticker	$ Bought
springworks therapeutics inc	91,337,600
skechers u s a inc	89,491,100
blueprint medicines corp	58,458,800
azek co inc	56,094,700
avidxchange holdings inc	35,674,000
chime finl inc	22,659,200
texas ventures acquisition i	17,214,400
siddhi acquisition corp	16,763,500

New stocks bought by Vivaldi Asset Management, LLC

Additions

Ticker	% Inc.
enstar group limited	1,025
dun & bradstreet hldgs inc	435
redfin corp	303
championx corporation	229
bleichroeder acquisition cor	79.05
plum acquisition corp iv	62.5
jackson acquisition co ii	51.33
ares acquisition corp ii	34.23

Additions to existing portfolio by Vivaldi Asset Management, LLC

Reductions

Ticker	% Reduced
walgreens boots alliance inc	-93.12
triumph group inc new	-88.56
bayview acquisition corp	-61.6
m3brigade acquisition v corp	-44.12
hcm ii acquisition corp	-39.2
gp-act iii acquisition corp	-19.19
voyager acquisition corp	-17.67
melar acquisition corp. i	-11.33

Vivaldi Asset Management, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
paycor hcm inc	-77,541,900
playa hotels resorts ord	-34,372,000
chimerix inc	-20,531,700
nordstrom inc	-58,067,700
accolade inc	-15,760,400
despegar com corp	-30,672,400
air transport services grp i	-36,298,100
pactiv evergreen inc	-23,048,500

Vivaldi Asset Management, LLC got rid off the above stocks

Sector Distribution

First Trust Capital Management L.P. has about 57.4% of it's holdings in Others sector.

Sector	%
Others	57.4
Financial Services	11.2
Healthcare	10.4
Consumer Cyclical	6.7
Consumer Defensive	5.1
Industrials	3.9
Technology	3.1
Energy	1.2

Market Cap. Distribution

First Trust Capital Management L.P. has about 5.2% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	57.4
MID-CAP	33.3
LARGE-CAP	5.2
SMALL-CAP	4

Stocks belong to which Index?

About 25.2% of the stocks held by First Trust Capital Management L.P. either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	74.7
RUSSELL 2000	20
S&P 500	5.2

Top 5 Winners (%)		%
ANSS	ansys inc	10.9 %
JNPR	juniper networks inc	10.3 %
AMED	amedisys inc	6.2 %
RDFN	redfin corp	4.6 %
EVRI	everi hldgs inc	4.2 %

Top 5 Winners ($)		$
RDFN	redfin corp	0.5 M
WBA	walgreens boots alliance inc	0.3 M
DNB	dun & bradstreet hldgs inc	0.3 M
TGI	triumph group inc new	0.1 M
AMED	amedisys inc	0.1 M

Top 5 Losers (%)		%
HES	hess corp	-13.3 %
PAA	plains all amern pipeline l	-8.4 %
CHX	championx corporation	-5.7 %
K	kellanova	-3.6 %
SRDX	surmodics inc	-2.7 %

Top 5 Losers ($)		$
K	kellanova	-3.0 M
CHX	championx corporation	-0.9 M
HES	hess corp	-0.2 M
PAA	plains all amern pipeline l	0.0 M
SRDX	surmodics inc	0.0 M

Vivaldi Asset Management, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Vivaldi Asset Management, LLC

First Trust Capital Management L.P. has 121 stocks in it's portfolio. About 42.6% of the portfolio is in top 10 stocks. K proved to be the most loss making stock for the portfolio. RDFN was the most profitable stock for First Trust Capital Management L.P. last quarter.

Last Reported on: 14 Aug, 2025

	Ticker	Namesorted descending	% Portfolio	Shares Held	$ Value	Type	% Change
	DNB	dun & bradstreet hldgs inc	6.56	10,667,500	96,967,700	added	435
Historical Trend of DUN & BRADSTREET HLDGS INC Position Held By Vivaldi Asset Management, LLC What % of Portfolio is DNB?: Number of DNB shares held: Change in No. of Shares Held:
	SWTX	springworks therapeutics inc	6.18	1,943,770	91,337,600	new

	SKX	skechers u s a inc	6.05	1,418,240	89,491,100	new

	K	kellanova	4.91	912,530	72,573,500	reduced	-10.36

	ESGR	enstar group limited	4.33	190,436	64,055,100	added	1,025

	BPMC	blueprint medicines corp	3.95	456,068	58,458,800	new

	AZEK	azek co inc	3.79	1,032,100	56,094,700	new

	AVDX	avidxchange holdings inc	2.41	3,643,920	35,674,000	new

		agriculture & nat sol acq co	2.29	3,117,580	33,825,700	unchanged	0.00

		aa mission acquisition corp	2.10	2,984,540	31,098,900	added	1.36

		ares acquisition corp ii	2.00	2,604,010	29,503,400	added	34.23

		centurion acquisition corp	1.95	2,745,000	28,877,400	added	6.09

		nabors energy transition cor	1.95	2,591,410	28,764,700	reduced	-0.14

		palmer square capital bdc in	1.89	2,000,560	27,927,800	unchanged	0.00

		bleichroeder acquisition cor	1.58	2,265,000	23,352,200	added	79.05

		drugs made in amer acqutn co	1.55	2,242,500	22,873,500	added	8.51

		haymaker acquisition corp iv	1.54	2,055,850	22,820,000	unchanged	0.00

		chime finl inc	1.53	656,598	22,659,200	new

		lionheart holdings	1.52	2,145,000	22,522,500	added	3.62

		graf global corp	1.51	2,139,250	22,376,500	added	3.15