Latest John W. Rosenthal Capital Management, Inc. Stock Portfolio

$108Million | No. of Holdings #49

John W. Rosenthal Capital Management, Inc. Performance

2026 Q3-3.99%

YTD+5.47%

2025+8.11%

About John W. Rosenthal Capital Management, Inc. and 13F Hedge Fund Stock Holdings

On 2026-10-27, the fund reported it's updated stock portfolio. In the 13F Holdings report, Rosenthal | Henry Capital Advisors, Inc. reported an equity portfolio of $108.9 Millions as of 30 Sep, 2026. <br><br> The top stock holdings of Rosenthal | Henry Capital Advisors, Inc. are BIL, TBBK, WTFC. The fund has invested 6.1% of it's portfolio in S&P REGIONAL BANKS and 4.9% of portfolio in BANCORP INC. <br><br> The fund managers got completely rid off COASTAL FINANCIAL CORP (CCB) and TEXAS CAPITAL BANCSHARES INC (TCBI) stocks. They significantly reduced their stock positions in CONNECTONE BANCORP INC (CNOB) and BANCORP INC (TBBK). Rosenthal | Henry Capital Advisors, Inc. opened new stock positions in CALIFORNIA BANCORP, RENASANT CORP (RNST) and SMARTFINANCIAL INC (SMBK). The fund showed a lot of confidence in some stocks as they added substantially to INDEPENDENT BANK CORP (INDB), HOMETRUST BANCSHARES INC (HTBI) and USCB FINANCIAL HOLDINGS, INC (USCB).

John W. Rosenthal Capital Management, Inc. Equity Portfolio Value

Last Reported on: 27 Oct, 2026

$108Million

as of Oct 27, 2026

John W. Rosenthal Capital Management, Inc. Annual Return Estimates Vs S&P 500

Our best estimate is that Rosenthal | Henry Capital Advisors, Inc. made a return of -3.99% in the last quarter. In trailing 12 months, it's portfolio return was 6.68%.

Performance
S&P 500

New Buys

Ticker	$ Bought
california bancorp	1,347,180
renasant corp	1,321,920
smartfinancial inc	1,053,360

New stocks bought by John W. Rosenthal Capital Management, Inc.

Additions

Ticker	% Inc.
independent bank corp	1,133
hometrust bancshares inc	84.92
uscb financial holdings, inc	53.82
unity bancorp inc	0.48

Additions to existing portfolio by John W. Rosenthal Capital Management, Inc.

Reductions

Ticker	% Reduced
connectone bancorp inc	-58.04
bancorp inc	-21.71

John W. Rosenthal Capital Management, Inc. reduced stake in above stock

Sold off

Ticker	$ Sold
coastal financial corp	-2,248,800
texas capital bancshares inc	-1,703,790

John W. Rosenthal Capital Management, Inc. got rid off the above stocks

Sector Distribution

Rosenthal | Henry Capital Advisors, Inc. has about 78.8% of it's holdings in Financial Services sector.

Financial Services
Others

Sector	%
Financial Services	78.8
Others	19.9
	1.3

Market Cap. Distribution

Rosenthal | Henry Capital Advisors, Inc. has about 6% of it's portfolio invested in the large-cap and mega-cap stocks.

SMALL-CAP
MID-CAP
UNALLOCATED
LARGE-CAP

Category	%
SMALL-CAP	43.4
MID-CAP	30.7
UNALLOCATED	19.9
LARGE-CAP	6

Stocks belong to which Index?

About 72.9% of the stocks held by Rosenthal | Henry Capital Advisors, Inc. either belong to S&P 500 or RUSSELL 2000 index.

RUSSELL 2000
Others

Index	%
RUSSELL 2000	72.9
Others	27.1

Top 5 Winners (%)		%
CNOB	connectone bancorp inc	81.0 %
	chain bridge bancorp	9.6 %
FBIZ	first bus finl svcs inc wis	8.9 %
USCB	uscb financial holdings, inc	5.5 %
TCBX	third coast bancshares	4.9 %

Top 5 Winners ($)		$
CNOB	connectone bancorp inc	2.2 M
FBIZ	first bus finl svcs inc wis	0.3 M
	chain bridge bancorp	0.2 M
	commercewest bank	0.1 M
TCBX	third coast bancshares	0.1 M

Top 5 Losers (%)		%
TBK	triumph bancorp inc	-21.4 %
TBBK	bancorp inc	-20.6 %
CASH	meta finl group inc	-18.3 %
HTBI	hometrust bancshares inc	-14.3 %
FSBC	five star bancorp	-13.0 %

Top 5 Losers ($)		$
TBBK	bancorp inc	-1.8 M
CASH	meta finl group inc	-0.8 M
WTFC	wintrust finacial corp	-0.7 M
HTBI	hometrust bancshares inc	-0.6 M
BIL	s&p regional banks	-0.5 M

John W. Rosenthal Capital Management, Inc. Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of John W. Rosenthal Capital Management, Inc.

Rosenthal | Henry Capital Advisors, Inc. has 49 stocks in it's portfolio. About 37.8% of the portfolio is in top 10 stocks. TBBK proved to be the most loss making stock for the portfolio. CNOB was the most profitable stock for Rosenthal | Henry Capital Advisors, Inc. last quarter.

$108.90MTotal Value

51.00Positions

27 Oct, 2026Last Reported

Current holdings of Current Stock Holdings of John W. Rosenthal Capital Management, Inc., last reported on 27 Oct, 2026. Select a row with a linked ticker to view its historical trend.
Holdingsorted ascending	% Portfolio	Shares Held	$ Value	% Change
BANF Bancfirst Corp Bancfirst CorpBANF John W. Rosenthal Capital Management, Inc.'s holding in Bancfirst Corp over time	2.52%	26,105	$2.75M 2.52%	unchanged 0 percentunchanged

BANR Banner Corporation Banner CorporationBANR John W. Rosenthal Capital Management, Inc.'s holding in Banner Corporation over time	1.9%	30,877	$2.07M 1.9%	unchanged 0 percentunchanged

BFC Bank First Corp Bank First CorpBFC John W. Rosenthal Capital Management, Inc.'s holding in Bank First Corp over time	1.42%	10,400	$1.55M 1.42%	unchanged 0 percentunchanged

BIL S&P Regional Banks S&P Regional Banks BIL John W. Rosenthal Capital Management, Inc.'s holding in S&P Regional Banks over time	6.08%	95,280	$6.62M 6.08%	unchanged 0 percentunchanged

BWB Bridgewater Bancshares Inc. Bridgewater Bancshares Inc.BWB John W. Rosenthal Capital Management, Inc.'s holding in Bridgewater Bancshares Inc. over time	1.68%	90,614	$1.83M 1.68%	unchanged 0 percentunchanged

CASH Meta Finl Group Inc Meta Finl Group IncCASH John W. Rosenthal Capital Management, Inc.'s holding in Meta Finl Group Inc over time	3.44%	52,576	$3.74M 3.44%	unchanged 0 percentunchanged

CCB Coastal Financial Corp Coastal Financial CorpCCB John W. Rosenthal Capital Management, Inc.'s holding in Coastal Financial Corp over time	0%	0.00	$0.00 0%	decreased 100 percentsold off

CNOB Connectone Bancorp Inc Connectone Bancorp IncCNOB John W. Rosenthal Capital Management, Inc.'s holding in Connectone Bancorp Inc over time	2.26%	34,366	$2.46M 2.26%	decreased 58.04 percentreduced

COLB Columbia Banking System, Inc Columbia Banking System, IncCOLB John W. Rosenthal Capital Management, Inc.'s holding in Columbia Banking System, Inc over time	1.23%	46,806	$1.34M 1.23%	unchanged 0 percentunchanged

CVBF Cvb Financial Corp Cvb Financial CorpCVBF John W. Rosenthal Capital Management, Inc.'s holding in Cvb Financial Corp over time	2.45%	123,534	$2.67M 2.45%	unchanged 0 percentunchanged

DCOM Dime Commercial Bancshares, Inc Dime Commercial Bancshares, IncDCOM John W. Rosenthal Capital Management, Inc.'s holding in Dime Commercial Bancshares, Inc over time	0.54%	14,882	$586.6K 0.54%	unchanged 0 percentunchanged

ESQ Esquire Finacial Hoildings Inc Esquire Finacial Hoildings IncESQ John W. Rosenthal Capital Management, Inc.'s holding in Esquire Finacial Hoildings Inc over time	3.33%	31,187	$3.63M 3.33%	unchanged 0 percentunchanged

FBIZ First Bus Finl Svcs Inc Wis First Bus Finl Svcs Inc WisFBIZ John W. Rosenthal Capital Management, Inc.'s holding in First Bus Finl Svcs Inc Wis over time	2.84%	45,000	$3.10M 2.84%	unchanged 0 percentunchanged

FBK Fb Financial Corp Fb Financial CorpFBK John W. Rosenthal Capital Management, Inc.'s holding in Fb Financial Corp over time	1.82%	38,433	$1.99M 1.82%	unchanged 0 percentunchanged

FCCO First Community Corporation First Community CorporationFCCO John W. Rosenthal Capital Management, Inc.'s holding in First Community Corporation over time	1.04%	35,326	$1.14M 1.04%	unchanged 0 percentunchanged

FFIN First Financial Bankshares Inc First Financial Bankshares IncFFIN John W. Rosenthal Capital Management, Inc.'s holding in First Financial Bankshares Inc over time	2.19%	75,054	$2.38M 2.19%	unchanged 0 percentunchanged

FRME First Merchants Corp First Merchants CorpFRME John W. Rosenthal Capital Management, Inc.'s holding in First Merchants Corp over time	1.5%	41,164	$1.64M 1.5%	unchanged 0 percentunchanged

FSBC Five Star Bancorp Five Star BancorpFSBC John W. Rosenthal Capital Management, Inc.'s holding in Five Star Bancorp over time	0.89%	22,813	$966.6K 0.89%	unchanged 0 percentunchanged

GABC German Amern Bancorp Inc German Amern Bancorp IncGABC John W. Rosenthal Capital Management, Inc.'s holding in German Amern Bancorp Inc over time	2.58%	58,199	$2.81M 2.58%	unchanged 0 percentunchanged

HTBI Hometrust Bancshares Inc Hometrust Bancshares IncHTBI John W. Rosenthal Capital Management, Inc.'s holding in Hometrust Bancshares Inc over time	3.48%	92,547	$3.79M 3.48%	increased 84.92 percentadded