Latest John W. Rosenthal Capital Management, Inc. Stock Portfolio
John W. Rosenthal Capital Management, Inc. Performance:
2026 Q1: -1.42%YTD: -1.42%2025: 8.11%
Performance for 2026 Q1 is -1.42%, and YTD is -1.42%, and 2025 is 8.11%.
About John W. Rosenthal Capital Management, Inc. and 13F Hedge Fund Stock Holdings
On 2026-04-24, the fund reported it's updated stock portfolio. In the 13F Holdings report, Rosenthal | Henry Capital Advisors, Inc. reported an equity portfolio of $102.2 Millions as of 31 Mar, 2026.
The top stock holdings of Rosenthal | Henry Capital Advisors, Inc. are TBBK, BIL, WTFC. The fund has invested 8.6% of it's portfolio in BANCORP INC and 8.4% of portfolio in S&P REGIONAL BANKS.
They significantly reduced their stock positions in NORTHEAST COMMUNITY BANCORP INC (NECB), ORIGIN BANCORP and HBT FINANCIAL (HBT). Rosenthal | Henry Capital Advisors, Inc. opened new stock positions in HOMETRUST BANCSHARES INC (HTBI) and TEXAS CAPITAL BANCSHARES INC (TCBI). The fund showed a lot of confidence in some stocks as they added substantially to HERITAGE COMMERCE CORP (HTBK).
The top stock holdings of Rosenthal | Henry Capital Advisors, Inc. are TBBK, BIL, WTFC. The fund has invested 8.6% of it's portfolio in BANCORP INC and 8.4% of portfolio in S&P REGIONAL BANKS.
They significantly reduced their stock positions in NORTHEAST COMMUNITY BANCORP INC (NECB), ORIGIN BANCORP and HBT FINANCIAL (HBT). Rosenthal | Henry Capital Advisors, Inc. opened new stock positions in HOMETRUST BANCSHARES INC (HTBI) and TEXAS CAPITAL BANCSHARES INC (TCBI). The fund showed a lot of confidence in some stocks as they added substantially to HERITAGE COMMERCE CORP (HTBK).
John W. Rosenthal Capital Management, Inc. Annual Return Estimates Vs S&P 500
Our best estimate is that Rosenthal | Henry Capital Advisors, Inc. made a return of -1.42% in the last quarter. In trailing 12 months, it's portfolio return was 11.15%.
- Performance
- S&P 500
New Buys
| Ticker | $ Bought |
|---|---|
| hometrust bancshares inc | 2,134,500 |
| texas capital bancshares inc | 953,000 |
New stocks bought by John W. Rosenthal Capital Management, Inc.
Additions
| Ticker | % Inc. |
|---|---|
| heritage commerce corp | 0.14 |
Additions to existing portfolio by John W. Rosenthal Capital Management, Inc.
Reductions
| Ticker | % Reduced |
|---|---|
| northeast community bancorp inc | -99.95 |
| origin bancorp | -99.85 |
| hbt financial | -54.08 |
| versabank new | -34.36 |
| northrim bancorp inc | -16.77 |
John W. Rosenthal Capital Management, Inc. reduced stake in above stock
Sold off
Sector Distribution
Rosenthal | Henry Capital Advisors, Inc. has about 79.9% of it's holdings in Financial Services sector.
- Financial Services
- Others
| Sector | % |
|---|---|
| Financial Services | 79.9 |
| Others | 18.7 |
| 1.4 |
Market Cap. Distribution
Rosenthal | Henry Capital Advisors, Inc. has about 6.3% of it's portfolio invested in the large-cap and mega-cap stocks.
- SMALL-CAP
- MID-CAP
- UNALLOCATED
- LARGE-CAP
- MICRO-CAP
| Category | % |
|---|---|
| SMALL-CAP | 40.8 |
| MID-CAP | 31.9 |
| UNALLOCATED | 18.7 |
| LARGE-CAP | 6.3 |
| MICRO-CAP | 2.3 |
Stocks belong to which Index?
About 75% of the stocks held by Rosenthal | Henry Capital Advisors, Inc. either belong to S&P 500 or RUSSELL 2000 index.
- RUSSELL 2000
- Others
| Index | % |
|---|---|
| RUSSELL 2000 | 75 |
| Others | 25 |
John W. Rosenthal Capital Management, Inc. Holdings Map
This heatmap illustrates the top 50 positions within the fund's portfolio.
Current Stock Holdings of John W. Rosenthal Capital Management, Inc.
Rosenthal | Henry Capital Advisors, Inc. has 42 stocks in it's portfolio. About 45.4% of the portfolio is in top 10 stocks. TBBK proved to be the most loss making stock for the portfolio. CASH was the most profitable stock for Rosenthal | Henry Capital Advisors, Inc. last quarter.
Last Reported on: 24 Apr, 2026| Ticker | Namesorted ascending | % Portfolio | Shares Held | $ Value | Type | % Change | Options | |
|---|---|---|---|---|---|---|---|---|
| BANF | bancfirst corp | 2.77 | 26,105 | 2,832,390 | unchanged | 0.00 | ||
| BANR | banner corporation | 1.83 | 30,877 | 1,873,620 | unchanged | 0.00 | ||
| BFC | bank first corp | 1.37 | 10,400 | 1,404,620 | unchanged | 0.00 | ||
| BIL | s&p regional banks | 8.39 | 131,610 | 8,574,390 | unchanged | 0.00 | ||
| BWB | bridgewater bancshares inc. | 1.62 | 90,614 | 1,656,420 | unchanged | 0.00 | ||
| CASH | meta finl group inc | 4.59 | 52,576 | 4,691,360 | unchanged | 0.00 | ||
| CCB | coastal financial corp | 2.16 | 29,013 | 2,207,890 | unchanged | 0.00 | ||
| CNOB | connectone bancorp inc | 2.14 | 81,893 | 2,192,270 | unchanged | 0.00 | ||
| ESQ | esquire finacial hoildings inc | 4.00 | 38,037 | 4,088,980 | unchanged | 0.00 | ||
| FBIZ | first bus finl svcs inc wis | 2.37 | 45,000 | 2,426,850 | unchanged | 0.00 | ||
| FBK | fb financial corp | 1.95 | 38,433 | 1,996,210 | unchanged | 0.00 | ||
| FCCO | first community corporation | 1.00 | 35,326 | 1,018,100 | unchanged | 0.00 | ||
| FFIN | first financial bankshares inc | 2.16 | 75,054 | 2,210,340 | unchanged | 0.00 | ||
| FRME | first merchants corp | 2.73 | 72,064 | 2,791,040 | unchanged | 0.00 | ||
| GABC | german amern bancorp inc | 2.38 | 58,199 | 2,432,140 | unchanged | 0.00 | ||
| HBT | hbt financial | 1.12 | 42,500 | 1,145,800 | reduced | -54.08 | ||
| HTBI | hometrust bancshares inc | 2.09 | 50,047 | 2,134,500 | new | |||
| HTBK | heritage commerce corp | 2.32 | 190,055 | 2,371,880 | added | 0.14 | ||
| LKFN | lakeland finl corp | 2.41 | 42,854 | 2,458,960 | unchanged | 0.00 | ||
| MBWM | mercantile bank corp | 2.22 | 45,000 | 2,272,500 | unchanged | 0.00 | ||