Latest John W. Rosenthal Capital Management, Inc. Stock Portfolio
John W. Rosenthal Capital Management, Inc. Performance:
2025 Q3: 2.34%YTD: 5.48%2024: 16.75%
Performance for 2025 Q3 is 2.34%, and YTD is 5.48%, and 2024 is 16.75%.
About John W. Rosenthal Capital Management, Inc. and 13F Hedge Fund Stock Holdings
In it's latest 13F Holdings report, Rosenthal | Henry Capital Advisors, Inc. reported an equity portfolio of $104.1 Millions as of 30 Sep, 2025.
The top stock holdings of Rosenthal | Henry Capital Advisors, Inc. are TBBK, BIL, WTFC. The fund has invested 11.7% of it's portfolio in BANCORP INC and 8% of portfolio in S&P REGIONAL BANKS.
The fund managers got completely rid off HOMETRUST BANCSHARES (HTBI) and MERCHANTS BANCORP IND (MBIN) stocks. They significantly reduced their stock positions in STOCK YDS BANCORP INC (SYBT), S&P REGIONAL BANKS (BIL) and BANNER CORPORATION (BANR). Rosenthal | Henry Capital Advisors, Inc. opened new stock positions in ORRSTOWN FINANCIAL SERVICES (ORRF), PROVIDENT FINANCIAL SERVICES (PFS) and FIRST COMMUNITY CORPORATION (FCCO). The fund showed a lot of confidence in some stocks as they added substantially to NORTHRIM BANCORP INC (NRIM), HBT FINANCIAL (HBT) and SEACOST BKG CORPORATION (SBCF).
The top stock holdings of Rosenthal | Henry Capital Advisors, Inc. are TBBK, BIL, WTFC. The fund has invested 11.7% of it's portfolio in BANCORP INC and 8% of portfolio in S&P REGIONAL BANKS.
The fund managers got completely rid off HOMETRUST BANCSHARES (HTBI) and MERCHANTS BANCORP IND (MBIN) stocks. They significantly reduced their stock positions in STOCK YDS BANCORP INC (SYBT), S&P REGIONAL BANKS (BIL) and BANNER CORPORATION (BANR). Rosenthal | Henry Capital Advisors, Inc. opened new stock positions in ORRSTOWN FINANCIAL SERVICES (ORRF), PROVIDENT FINANCIAL SERVICES (PFS) and FIRST COMMUNITY CORPORATION (FCCO). The fund showed a lot of confidence in some stocks as they added substantially to NORTHRIM BANCORP INC (NRIM), HBT FINANCIAL (HBT) and SEACOST BKG CORPORATION (SBCF).
John W. Rosenthal Capital Management, Inc. Annual Return Estimates Vs S&P 500
Our best estimate is that Rosenthal | Henry Capital Advisors, Inc. made a return of 2.34% in the last quarter. In trailing 12 months, it's portfolio return was 9.83%.
New Buys
| Ticker | $ Bought |
|---|---|
| orrstown financial services | 1,668,420 |
| provident financial services | 1,329,590 |
| first community corporation | 996,899 |
| chain bridge bancorp | 206,264 |
New stocks bought by John W. Rosenthal Capital Management, Inc.
Additions
| Ticker | % Inc. |
|---|---|
| northrim bancorp inc | 300 |
| hbt financial | 117 |
| seacost bkg corporation | 9.16 |
| south plains financial inc | 2.97 |
Additions to existing portfolio by John W. Rosenthal Capital Management, Inc.
Reductions
| Ticker | % Reduced |
|---|---|
| stock yds bancorp inc | -23.87 |
| s&p regional banks | -22.45 |
| banner corporation | -0.34 |
| fb financial corp | -0.33 |
| first financial bankshares inc | -0.33 |
| first merchants corp | -0.33 |
| heritage commerce corp | -0.33 |
| connectone bancorp inc | -0.32 |
John W. Rosenthal Capital Management, Inc. reduced stake in above stock
Sold off
| Ticker | $ Sold |
|---|---|
| hometrust bancshares | -1,877,870 |
| merchants bancorp ind | -1,078,150 |
John W. Rosenthal Capital Management, Inc. got rid off the above stocks
Sector Distribution
Rosenthal | Henry Capital Advisors, Inc. has about 81.6% of it's holdings in Financial Services sector.
| Sector | % |
|---|---|
| Financial Services | 81.6 |
| Others | 17.3 |
| 1.2 |
Market Cap. Distribution
Rosenthal | Henry Capital Advisors, Inc. has about 0% of it's portfolio invested in the large-cap and mega-cap stocks.
| Category | % |
|---|---|
| SMALL-CAP | 52 |
| MID-CAP | 28.5 |
| UNALLOCATED | 17.3 |
| MICRO-CAP | 2.2 |
Stocks belong to which Index?
About 77% of the stocks held by Rosenthal | Henry Capital Advisors, Inc. either belong to S&P 500 or RUSSELL 2000 index.
| Index | % |
|---|---|
| RUSSELL 2000 | 77 |
| Others | 23 |
John W. Rosenthal Capital Management, Inc. Holdings Map
This heatmap illustrates the top 50 positions within the fund's portfolio.
Current Stock Holdings of John W. Rosenthal Capital Management, Inc.
Rosenthal | Henry Capital Advisors, Inc. has 39 stocks in it's portfolio. About 47% of the portfolio is in top 10 stocks. NRIM proved to be the most loss making stock for the portfolio. TBBK was the most profitable stock for Rosenthal | Henry Capital Advisors, Inc. last quarter.
Last Reported on: 27 Oct, 2025| Ticker | Namesorted ascending | % Portfolio | Shares Held | $ Value | Type | % Change | Options | |
|---|---|---|---|---|---|---|---|---|
| BANF | bancfirst corp | 3.17 | 26,105 | 3,300,980 | reduced | -0.31 | ||
| BANR | banner corporation | 1.94 | 30,877 | 2,022,440 | reduced | -0.34 | ||
| BFC | bank first corp | 1.21 | 10,400 | 1,261,620 | unchanged | 0.00 | ||
| BIL | s&p regional banks | 8.00 | 131,610 | 8,330,910 | reduced | -22.45 | ||
| BWB | bridgewater bancshares inc. | 1.53 | 90,614 | 1,594,810 | unchanged | 0.00 | ||
| CASH | meta finl group inc | 3.74 | 52,576 | 3,891,150 | reduced | -0.2 | ||
| CCB | coastal financial corp | 3.02 | 29,013 | 3,138,340 | reduced | -0.31 | ||
| CNOB | connectone bancorp inc | 1.95 | 81,893 | 2,031,760 | reduced | -0.32 | ||
| ESQ | esquire finacial hoildings inc | 3.73 | 38,037 | 3,881,860 | reduced | -0.28 | ||
| FBIZ | first bus finl svcs inc wis | 2.22 | 45,000 | 2,306,700 | unchanged | 0.00 | ||
| FBK | fb financial corp | 2.06 | 38,433 | 2,142,250 | reduced | -0.33 | ||
| FCCO | first community corporation | 0.96 | 35,326 | 996,899 | new | |||
| FFIN | first financial bankshares inc | 2.43 | 75,054 | 2,525,560 | reduced | -0.33 | ||
| FRME | first merchants corp | 2.61 | 72,064 | 2,716,810 | reduced | -0.33 | ||
| GABC | german amern bancorp inc | 2.20 | 58,199 | 2,285,470 | reduced | -0.32 | ||
| HBT | hbt financial | 3.00 | 92,547 | 3,119,920 | added | 117 | ||
| HTBI | hometrust bancshares | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| HTBK | heritage commerce corp | 1.81 | 190,055 | 1,887,240 | reduced | -0.33 | ||
| LKFN | lakeland finl corp | 2.64 | 42,854 | 2,751,230 | reduced | -0.3 | ||
| MBIN | merchants bancorp ind | 0.00 | 0.00 | 0.00 | sold off | -100 | ||