Latest John W. Rosenthal Capital Management, Inc. Stock Portfolio
John W. Rosenthal Capital Management, Inc. Performance:
2025 Q4: 1.14%YTD: 2.9%2024: 17.13%
Performance for 2025 Q4 is 1.14%, and YTD is 2.9%, and 2024 is 17.13%.
About John W. Rosenthal Capital Management, Inc. and 13F Hedge Fund Stock Holdings
On 2026-01-28, the fund reported it's updated stock portfolio. In the 13F Holdings report, Rosenthal | Henry Capital Advisors, Inc. reported an equity portfolio of $107.9 Millions as of 31 Dec, 2025.
The top stock holdings of Rosenthal | Henry Capital Advisors, Inc. are TBBK, BIL, WTFC. The fund has invested 10.2% of it's portfolio in BANCORP INC and 7.9% of portfolio in S&P REGIONAL BANKS.
They significantly reduced their stock positions in HERITAGE COMMERCE CORP (HTBK). Rosenthal | Henry Capital Advisors, Inc. opened new stock positions in COMMERCIAL BANCGROUP INC. The fund showed a lot of confidence in some stocks as they added substantially to CHAIN BRIDGE BANCORP.
The top stock holdings of Rosenthal | Henry Capital Advisors, Inc. are TBBK, BIL, WTFC. The fund has invested 10.2% of it's portfolio in BANCORP INC and 7.9% of portfolio in S&P REGIONAL BANKS.
They significantly reduced their stock positions in HERITAGE COMMERCE CORP (HTBK). Rosenthal | Henry Capital Advisors, Inc. opened new stock positions in COMMERCIAL BANCGROUP INC. The fund showed a lot of confidence in some stocks as they added substantially to CHAIN BRIDGE BANCORP.
John W. Rosenthal Capital Management, Inc. Annual Return Estimates Vs S&P 500
Our best estimate is that Rosenthal | Henry Capital Advisors, Inc. made a return of 1.14% in the last quarter. In trailing 12 months, it's portfolio return was 2.9%.
- Performance
- S&P 500
New Buys
| Ticker | $ Bought |
|---|---|
| commercial bancgroup inc | 1,535,000 |
New stocks bought by John W. Rosenthal Capital Management, Inc.
Additions
| Ticker | % Inc. |
|---|---|
| chain bridge bancorp | 522 |
Additions to existing portfolio by John W. Rosenthal Capital Management, Inc.
Reductions
| Ticker | % Reduced |
|---|---|
| heritage commerce corp | -0.14 |
John W. Rosenthal Capital Management, Inc. reduced stake in above stock
Sold off
Sector Distribution
Rosenthal | Henry Capital Advisors, Inc. has about 78.6% of it's holdings in Financial Services sector.
- Financial Services
- Others
| Sector | % |
|---|---|
| Financial Services | 78.6 |
| Others | 20 |
| 1.4 |
Market Cap. Distribution
Rosenthal | Henry Capital Advisors, Inc. has about 0% of it's portfolio invested in the large-cap and mega-cap stocks.
- SMALL-CAP
- MID-CAP
- UNALLOCATED
- MICRO-CAP
| Category | % |
|---|---|
| SMALL-CAP | 51.7 |
| MID-CAP | 25.9 |
| UNALLOCATED | 20 |
| MICRO-CAP | 2.3 |
Stocks belong to which Index?
About 73.9% of the stocks held by Rosenthal | Henry Capital Advisors, Inc. either belong to S&P 500 or RUSSELL 2000 index.
- RUSSELL 2000
- Others
| Index | % |
|---|---|
| RUSSELL 2000 | 73.9 |
| Others | 26.1 |
John W. Rosenthal Capital Management, Inc. Holdings Map
This heatmap illustrates the top 50 positions within the fund's portfolio.
Current Stock Holdings of John W. Rosenthal Capital Management, Inc.
Rosenthal | Henry Capital Advisors, Inc. has 40 stocks in it's portfolio. About 44.7% of the portfolio is in top 10 stocks. TBBK proved to be the most loss making stock for the portfolio. NRIM was the most profitable stock for Rosenthal | Henry Capital Advisors, Inc. last quarter.
Last Reported on: 28 Jan, 2026| Ticker | Namesorted ascending | % Portfolio | Shares Held | $ Value | Type | % Change | Options | |
|---|---|---|---|---|---|---|---|---|
| BANF | bancfirst corp | 2.56 | 26,105 | 2,767,650 | unchanged | 0.00 | ||
| BANR | banner corporation | 1.79 | 30,877 | 1,934,750 | unchanged | 0.00 | ||
| BFC | bank first corp | 1.17 | 10,400 | 1,266,930 | unchanged | 0.00 | ||
| BIL | s&p regional banks | 7.90 | 131,610 | 8,529,640 | unchanged | 0.00 | ||
| BWB | bridgewater bancshares inc. | 1.47 | 90,614 | 1,588,460 | unchanged | 0.00 | ||
| CASH | meta finl group inc | 3.46 | 52,576 | 3,732,900 | unchanged | 0.00 | ||
| CCB | coastal financial corp | 3.08 | 29,013 | 3,324,600 | unchanged | 0.00 | ||
| CNOB | connectone bancorp inc | 1.99 | 81,893 | 2,147,230 | unchanged | 0.00 | ||
| ESQ | esquire finacial hoildings inc | 3.60 | 38,037 | 3,882,440 | unchanged | 0.00 | ||
| FBIZ | first bus finl svcs inc wis | 2.26 | 45,000 | 2,443,500 | unchanged | 0.00 | ||
| FBK | fb financial corp | 1.99 | 38,433 | 2,144,560 | unchanged | 0.00 | ||
| FCCO | first community corporation | 0.97 | 35,326 | 1,047,420 | unchanged | 0.00 | ||
| FFIN | first financial bankshares inc | 2.08 | 75,054 | 2,241,860 | unchanged | 0.00 | ||
| FRME | first merchants corp | 2.50 | 72,064 | 2,700,960 | unchanged | 0.00 | ||
| GABC | german amern bancorp inc | 2.11 | 58,199 | 2,280,240 | unchanged | 0.00 | ||
| HBT | hbt financial | 3.01 | 92,547 | 3,247,640 | unchanged | 0.00 | ||
| HTBK | heritage commerce corp | 2.12 | 189,785 | 2,282,560 | reduced | -0.14 | ||
| LKFN | lakeland finl corp | 2.27 | 42,854 | 2,445,250 | unchanged | 0.00 | ||
| MBWM | mercantile bank corp | 2.00 | 45,000 | 2,164,500 | unchanged | 0.00 | ||
| MYFW | first western financial | 1.37 | 55,113 | 1,477,580 | unchanged | 0.00 | ||