Latest Round Rock Advisors, LLC Stock Portfolio

Round Rock Advisors, LLC Performance:

2025 Q2: 22.46%YTD: 19.26%2024: 8.22%

Performance for 2025 Q2 is 22.46%, and YTD is 19.26%, and 2024 is 8.22%.

About Round Rock Advisors, LLC and 13F Hedge Fund Stock Holdings

Round Rock Advisors, LLC is a hedge fund based in WILTON, CT. On 15-Sep-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $484.8 Millions. In it's latest 13F Holdings report, Round Rock Advisors, LLC reported an equity portfolio of $579.7 Millions as of 30 Jun, 2025.

The top stock holdings of Round Rock Advisors, LLC are BBAX, QQQ, VIGI. The fund has invested 10.3% of it's portfolio in J P MORGAN EXCHANGE TRADED F and 7.4% of portfolio in INVESCO QQQ TR.

The fund managers got completely rid off VANGUARD INDEX FDS (VB), ELI LILLY & CO (LLY) and INTUITIVE SURGICAL INC (ISRG) stocks. They significantly reduced their stock positions in VANGUARD INDEX FDS (VB), TEMPLETON EMERGING MKTS INCO and PALANTIR TECHNOLOGIES INC (PLTR). Round Rock Advisors, LLC opened new stock positions in PGIM ETF TR (PAB), SPDR SERIES TRUST (BIL) and BROADCOM INC (AVGO). The fund showed a lot of confidence in some stocks as they added substantially to REGENERON PHARMACEUTICALS (REGN), ORACLE CORP (ORCL) and MCDONALDS CORP (MCD).

Round Rock Advisors, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Round Rock Advisors, LLC made a return of 22.46% in the last quarter. In trailing 12 months, it's portfolio return was 23.03%.

New Buys

Ticker	$ Bought
pgim etf tr	563,880
spdr series trust	509,190
broadcom inc	455,925
booking holdings inc	428,404
rh	378,020
bank america corp	340,704
constellation energy corp	290,807
purecycle technologies inc	274,000

New stocks bought by Round Rock Advisors, LLC

Additions

Ticker	% Inc.
regeneron pharmaceuticals	108
oracle corp	84.12
mcdonalds corp	69.65
agnico eagle mines ltd	57.69
wp carey inc	55.21
micron technology inc	54.4
bank new york mellon corp	44.69
novartis ag	40.00

Additions to existing portfolio by Round Rock Advisors, LLC

Reductions

Ticker	% Reduced
vanguard index fds	-47.89
templeton emerging mkts inco	-44.06
palantir technologies inc	-34.13
vanguard index fds	-33.51
select sector spdr tr	-33.26
ares management corporation	-32.31
vanguard index fds	-31.56
matthews asia fds	-31.54

Round Rock Advisors, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
blackstone strategic cred 20	-250,636
morgan stanley emkt dbt fd i	-141,100
neuberger berman mun fd inc	-165,818
vanguard index fds	-1,292,940
vanguard star fds	-246,102
bristol-myers squibb co	-220,647
vanguard world fd	-211,915
ishares tr	-244,683

Round Rock Advisors, LLC got rid off the above stocks

Sector Distribution

Round Rock Advisors, LLC has about 67.3% of it's holdings in Others sector.

Sector	%
Others	67.3
Technology	9.5
Financial Services	7.2
Energy	3.4
Consumer Cyclical	2.6
Healthcare	2.4
Industrials	2.3
Communication Services	2.3
Utilities	1.3

Market Cap. Distribution

Round Rock Advisors, LLC has about 25.6% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	67.3
MEGA-CAP	14.8
LARGE-CAP	10.8
SMALL-CAP	6.5

Stocks belong to which Index?

About 26% of the stocks held by Round Rock Advisors, LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	74
S&P 500	24.5
RUSSELL 2000	1.5

Top 5 Winners (%)		%
AMPS	ishares tr	5851.4 %
AMPS	ishares tr	464.2 %
PLTR	palantir technologies inc	56.6 %
SNOW	snowflake inc	53.1 %
APH	amphenol corp new	50.5 %

Top 5 Winners ($)		$
AMPS	ishares tr	79.2 M
AMPS	ishares tr	21.6 M
QQQ	invesco qqq tr	6.4 M
MSFT	microsoft corp	4.4 M
XLB	select sector spdr tr	1.8 M

Top 5 Losers (%)		%
UNH	unitedhealth group inc	-40.4 %
FNWB	first northwest bancorp	-24.2 %
OKE	oneok inc new	-17.7 %
CGBD	carlyle secured lending inc	-15.3 %
KNTK	kinetik holdings inc	-15.0 %

Top 5 Losers ($)		$
UNH	unitedhealth group inc	-2.1 M
AAPL	apple inc	-1.5 M
XLB	select sector spdr tr	-1.0 M
DMLP	dorchester minerals lp	-0.6 M
TRIN	trinity cap inc	-0.6 M

Round Rock Advisors, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Round Rock Advisors, LLC

Round Rock Advisors, LLC has 212 stocks in it's portfolio. About 48.8% of the portfolio is in top 10 stocks. UNH proved to be the most loss making stock for the portfolio. AMPS was the most profitable stock for Round Rock Advisors, LLC last quarter.

Last Reported on: 06 Aug, 2025

	Ticker	Namesorted descending	% Portfolio	Shares Held	$ Value	Type	% Change
	BBAX	j p morgan exchange traded f	10.34	1,182,910	59,949,900	added	18.64
Historical Trend of J P MORGAN EXCHANGE TRADED F Position Held By Round Rock Advisors, LLC What % of Portfolio is BBAX?: Number of BBAX shares held: Change in No. of Shares Held:
	QQQ	invesco qqq tr	7.43	78,045	43,052,600	added	0.95

	VIGI	vanguard whitehall fds	6.82	296,785	39,564,300	added	1.47

	AFK	vaneck etf trust	4.32	89,856	25,059,000	added	0.69

	VB	vanguard index fds	4.29	88,864	24,866,900	reduced	-3.47

	IJR	ishares tr	4.25	225,215	24,613,800	added	2.2

	MSFT	microsoft corp	3.09	36,001	17,907,500	reduced	-1.06

	AAPL	apple inc	2.96	83,697	17,172,200	reduced	-4.43

	XLB	select sector spdr tr	2.76	108,330	15,980,900	added	0.95

		berkshire hathaway inc del	2.51	20.00	14,576,000	unchanged	0.00

	IJR	ishares tr	2.40	104,661	13,900,000	added	1.78

	CSD	invesco exchange traded fd t	2.35	74,883	13,609,300	added	3.36

	XLB	select sector spdr tr	2.13	91,430	12,323,900	added	2.44

	DMLP	dorchester minerals lp	1.49	309,817	8,631,500	added	10.98

	AMZN	amazon com inc	1.42	37,595	8,247,970	added	6.25

	TRIN	trinity cap inc	1.41	580,619	8,169,310	added	8.95

	XLB	select sector spdr tr	1.35	31,008	7,852,120	reduced	-5.62

	GOOG	alphabet inc	1.23	40,288	7,146,710	reduced	-2.33

	TSLX	sixth street specialty lendi	1.16	281,184	6,694,990	added	2.44

	SPY	spdr s&p 500 etf tr	1.12	10,546	6,515,960	added	9.24