Latest Round Rock Advisors, LLC Stock Portfolio

Round Rock Advisors, LLC Performance:

2025 Q1: -2.61%YTD: -2.61%2024: 8.22%

Performance for 2025 Q1 is -2.61%, and YTD is -2.61%, and 2024 is 8.22%.

About Round Rock Advisors, LLC and 13F Hedge Fund Stock Holdings

Round Rock Advisors, LLC is a hedge fund based in WILTON, CT. On 15-Sep-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $484.8 Millions. In it's latest 13F Holdings report, Round Rock Advisors, LLC reported an equity portfolio of $539.2 Millions as of 31 Mar, 2025.

The top stock holdings of Round Rock Advisors, LLC are BBAX, VIGI, QQQ. The fund has invested 9.4% of it's portfolio in J P MORGAN EXCHANGE TRADED F and 7% of portfolio in VANGUARD WHITEHALL FDS.

The fund managers got completely rid off SCHWAB STRATEGIC TR (FNDA), CONSTELLATION ENERGY CORP (CEG) and DBX ETF TR (ACSG) stocks. They significantly reduced their stock positions in SCHWAB STRATEGIC TR (FNDA), SALESFORCE INC (CRM) and BOEING CO (BA). Round Rock Advisors, LLC opened new stock positions in SELECT SECTOR SPDR TR (XLB), ONEOK INC NEW (OKE) and PALANTIR TECHNOLOGIES INC (PLTR). The fund showed a lot of confidence in some stocks as they added substantially to OAKTREE SPECIALTY LENDING CO (OCSL), ARROWMARK FINANCIAL CORP and SIXTH STREET SPECIALTY LENDI (TSLX).

Round Rock Advisors, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Round Rock Advisors, LLC made a return of -2.61% in the last quarter. In trailing 12 months, it's portfolio return was 2.03%.

New Buys

Ticker	$ Bought
select sector spdr tr	3,820,420
oneok inc new	395,193
palantir technologies inc	367,767
citizens finl group inc	316,288
postal realty trust inc	274,947
ishares tr	269,796
at&t inc	263,782
intuitive surgical inc	259,026

New stocks bought by Round Rock Advisors, LLC

Additions

Ticker	% Inc.
oaktree specialty lending co	354
arrowmark financial corp	283
sixth street specialty lendi	226
blue owl capital corporation	195
trinity cap inc	178
goldman sachs bdc inc	174
network-1 technologies inc	171
kinetik holdings inc	164

Additions to existing portfolio by Round Rock Advisors, LLC

Reductions

Ticker	% Reduced
schwab strategic tr	-65.15
schwab strategic tr	-57.79
schwab strategic tr	-41.75
salesforce inc	-41.7
boeing co	-41.06
costco whsl corp new	-33.46
schwab strategic tr	-22.57
capital group intl focus eqt	-18.94

Round Rock Advisors, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
schwab strategic tr	-635,256
schwab strategic tr	-519,590
schwab strategic tr	-206,517
ishares tr	-256,079
schwab strategic tr	-212,282
dbx etf tr	-313,194
dow inc	-226,454
spdr ser tr	-207,081

Round Rock Advisors, LLC got rid off the above stocks

Sector Distribution

Round Rock Advisors, LLC has about 66.8% of it's holdings in Others sector.

Sector	%
Others	66.8
Technology	8.8
Financial Services	7.2
Energy	3.7
Healthcare	3.4
Communication Services	2.3
Consumer Cyclical	2.2
Industrials	2.1
Utilities	1.4
Consumer Defensive	1.1

Market Cap. Distribution

Round Rock Advisors, LLC has about 25.6% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	66.8
MEGA-CAP	15.2
LARGE-CAP	10.4
SMALL-CAP	6.8

Stocks belong to which Index?

About 26.4% of the stocks held by Round Rock Advisors, LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	73.6
S&P 500	24.8
RUSSELL 2000	1.6

Top 5 Winners (%)		%
CVS	cvs health corp	50.7 %
GILD	gilead sciences inc	21.0 %
GE	ge aerospace	19.8 %
ABBV	abbvie inc	17.7 %
YUM	yum brands inc	17.3 %

Top 5 Winners ($)		$
ABBV	abbvie inc	0.6 M
ICE	intercontinental exchange in	0.6 M
XLB	select sector spdr tr	0.6 M
XLB	select sector spdr tr	0.4 M
IBM	international business machs	0.4 M

Top 5 Losers (%)		%
TSLA	tesla inc	-34.4 %
ANET	arista networks inc	-29.9 %
UAL	united airls hldgs inc	-28.9 %
PYPL	paypal hldgs inc	-23.1 %
DELL	dell technologies inc	-20.7 %

Top 5 Losers ($)		$
QQQ	invesco qqq tr	-3.2 M
AAPL	apple inc	-2.7 M
IJR	ishares tr	-2.3 M
MSFT	microsoft corp	-1.7 M
GOOG	alphabet inc	-1.4 M

Round Rock Advisors, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Round Rock Advisors, LLC

Round Rock Advisors, LLC has 213 stocks in it's portfolio. About 47% of the portfolio is in top 10 stocks. QQQ proved to be the most loss making stock for the portfolio. ABBV was the most profitable stock for Round Rock Advisors, LLC last quarter.

Last Reported on: 30 Apr, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	3.61	87,573	19,452,700	reduced	-10.33

AAXJ	ishares tr	0.19	8,927	1,025,430	added	2.33

AAXJ	ishares tr	0.05	2,665	280,998	added	1.33

AAXJ	ishares tr	0.00	0.00	0.00	sold off	-100

ABBV	abbvie inc	0.80	20,508	4,296,840	added	1.03

ABT	abbott labs	0.04	1,513	200,699	new

ACRE	ares coml real estate corp	0.03	36,125	167,259	new

ACSG	dbx etf tr	0.00	0.00	0.00	sold off	-100

ACWF	ishares tr	0.56	119,424	3,003,520	added	7.43

ACWF	ishares tr	0.15	19,032	809,248	added	1.41

ACWF	ishares tr	0.14	15,057	763,405	added	29.58

ACWF	ishares tr	0.12	10,107	624,394	added	18.31

ADP	automatic data processing in	0.04	786	240,147	added	2.08

AEE	ameren corp	0.19	10,166	1,020,670	reduced	-0.01

AFK	vaneck etf trust	3.50	89,236	18,870,800	added	13.99

AFK	vaneck etf trust	0.06	7,598	349,280	added	20.64

AGT	ishares tr	0.57	127,251	3,080,750	added	6.11

AGT	ishares tr	0.04	2,648	216,315	unchanged	0.00

AGZD	wisdomtree tr	0.10	17,376	555,337	unchanged	0.00

ALL	allstate corp	0.04	1,049	217,216	new