Latest SMH CAPITAL ADVISORS INC Stock Portfolio
SMH CAPITAL ADVISORS INC Performance:
2025 Q4: -1.31%YTD: -9.07%2024: 7.77%
Performance for 2025 Q4 is -1.31%, and YTD is -9.07%, and 2024 is 7.77%.
About SMH CAPITAL ADVISORS INC and 13F Hedge Fund Stock Holdings
On 2026-02-12, the fund reported it's updated stock portfolio. In the 13F Holdings report, SMH CAPITAL ADVISORS INC reported an equity portfolio of $49.1 Millions as of 31 Dec, 2025.
The top stock holdings of SMH CAPITAL ADVISORS INC are TRIN, BIL, CSWC. The fund has invested 5.1% of it's portfolio in TRINITY CAP INC and 4.8% of portfolio in SPDR SERIES TRUST.
They significantly reduced their stock positions in U S GLOBAL INVS INC (GROW), SPDR SERIES TRUST (BIL) and HA SUSTAINABLE INFRA CAP INC (HASI). SMH CAPITAL ADVISORS INC opened new stock positions in TPG INC (TPG). The fund showed a lot of confidence in some stocks as they added substantially to TRINITY CAP INC (TRIN), VICI PPTYS INC (VICI) and CAPITAL SOUTHWEST CORP (CSWC).
The top stock holdings of SMH CAPITAL ADVISORS INC are TRIN, BIL, CSWC. The fund has invested 5.1% of it's portfolio in TRINITY CAP INC and 4.8% of portfolio in SPDR SERIES TRUST.
They significantly reduced their stock positions in U S GLOBAL INVS INC (GROW), SPDR SERIES TRUST (BIL) and HA SUSTAINABLE INFRA CAP INC (HASI). SMH CAPITAL ADVISORS INC opened new stock positions in TPG INC (TPG). The fund showed a lot of confidence in some stocks as they added substantially to TRINITY CAP INC (TRIN), VICI PPTYS INC (VICI) and CAPITAL SOUTHWEST CORP (CSWC).
SMH CAPITAL ADVISORS INC Annual Return Estimates Vs S&P 500
Our best estimate is that SMH CAPITAL ADVISORS INC made a return of -1.31% in the last quarter. In trailing 12 months, it's portfolio return was -9.07%.
- Performance
- S&P 500
New Buys
| Ticker | $ Bought |
|---|---|
| riot platforms inc | 1,241,620 |
| super micro computer inc | 448,794 |
| mara holdings inc | 416,000 |
| tpg inc | 217,056 |
New stocks bought by SMH CAPITAL ADVISORS INC
Additions
| Ticker | % Inc. |
|---|---|
| trinity cap inc | 22.9 |
| vici pptys inc | 11.34 |
| capital southwest corp | 2.48 |
| hercules capital inc | 1.23 |
| main str cap corp | 1.1 |
| carlyle secured lending inc | 0.97 |
| vanguard intl equity index f | 0.44 |
| ishares tr | 0.4 |
Additions to existing portfolio by SMH CAPITAL ADVISORS INC
Reductions
| Ticker | % Reduced |
|---|---|
| u s global invs inc | -55.11 |
| spdr series trust | -49.66 |
| ha sustainable infra cap inc | -37.21 |
| dicks sporting goods inc | -25.3 |
| wisdomtree inc | -9.12 |
| nexpoint diversified rel et | -3.2 |
| prospect cap corp | -2.82 |
| calamos strategic total retu | -2.02 |
SMH CAPITAL ADVISORS INC reduced stake in above stock
Sold off
Sector Distribution
SMH CAPITAL ADVISORS INC has about 44.5% of it's holdings in Financial Services sector.
- Financial Services
- Others
- Real Estate
- Energy
- Consumer Cyclical
- Communication Services
| Sector | % |
|---|---|
| Financial Services | 44.5 |
| Others | 34.1 |
| Real Estate | 13.1 |
| Energy | 4.5 |
| Consumer Cyclical | 1.8 |
| Communication Services | 1.1 |
Market Cap. Distribution
SMH CAPITAL ADVISORS INC has about 15.5% of it's portfolio invested in the large-cap and mega-cap stocks.
- UNALLOCATED
- SMALL-CAP
- MID-CAP
- LARGE-CAP
| Category | % |
|---|---|
| UNALLOCATED | 34.1 |
| SMALL-CAP | 28.2 |
| MID-CAP | 20.7 |
| LARGE-CAP | 15.5 |
Stocks belong to which Index?
About 18.7% of the stocks held by SMH CAPITAL ADVISORS INC either belong to S&P 500 or RUSSELL 2000 index.
- Others
- RUSSELL 2000
- S&P 500
| Index | % |
|---|---|
| Others | 81.3 |
| RUSSELL 2000 | 9.8 |
| S&P 500 | 8.9 |
SMH CAPITAL ADVISORS INC Holdings Map
This heatmap illustrates the top 50 positions within the fund's portfolio.
Current Stock Holdings of SMH CAPITAL ADVISORS INC
SMH CAPITAL ADVISORS INC has 46 stocks in it's portfolio. About 28.2% of the portfolio is in top 10 stocks. HPK proved to be the most loss making stock for the portfolio. CSWC was the most profitable stock for SMH CAPITAL ADVISORS INC last quarter.
Last Reported on: 12 Feb, 2026| Ticker | Namesorted ascending | % Portfolio | Shares Held | $ Value | Type | % Change | Options | |
|---|---|---|---|---|---|---|---|---|
| AFCG | advanced flower cap inc | 0.15 | 26,000 | 74,100 | unchanged | 0.00 | ||
| AMT | american tower corp new | 0.43 | 1,200 | 210,684 | unchanged | 0.00 | ||
| BIL | spdr series trust | 4.85 | 100,675 | 2,382,980 | reduced | -49.66 | ||
| BL | blackline inc | 0.43 | 200,000 | 210,720 | unchanged | 0.00 | ||
| CG | carlyle group inc | 2.27 | 18,886 | 1,116,340 | reduced | -0.63 | ||
| CGBD | carlyle secured lending inc | 0.56 | 22,138 | 276,504 | added | 0.97 | ||
| CIVI | civitas resources inc | 1.42 | 25,732 | 697,074 | added | 0.00 | ||
| CSWC | capital southwest corp | 24.51 | 12,196,000 | 12,043,600 | reduced | -0.73 | ||
| CSWC | capital southwest corp | 3.54 | 78,404 | 1,736,640 | added | 2.48 | ||
| DKS | dicks sporting goods inc | 0.82 | 2,034 | 402,671 | reduced | -25.3 | ||
| FUBO | fubotv inc | 0.51 | 98,679 | 248,671 | reduced | -0.4 | ||
| GROW | u s global invs inc | 0.20 | 41,052 | 98,934 | reduced | -55.11 | ||
| GVA | granite constr inc | 0.65 | 200,000 | 319,000 | unchanged | 0.00 | ||
| HASI | ha sustainable infra cap inc | 0.56 | 8,679 | 272,794 | reduced | -37.21 | ||
| HPK | highpeak energy inc | 0.66 | 68,354 | 323,998 | reduced | -0.69 | ||
| HTGC | hercules capital inc | 1.57 | 41,065 | 772,843 | added | 1.23 | ||
| IIPR | innovative indl pptys inc | 0.47 | 4,890 | 231,590 | unchanged | 0.00 | ||
| IJR | ishares tr | 0.83 | 4,267 | 409,735 | added | 0.4 | ||
| LYFT | lyft inc | 0.49 | 200,000 | 240,420 | unchanged | 0.00 | ||
| MAIN | main str cap corp | 2.32 | 18,884 | 1,140,420 | added | 1.1 | ||