Latest SMH CAPITAL ADVISORS INC Stock Portfolio
SMH CAPITAL ADVISORS INC Performance:
2025 Q3: -0.36%YTD: -7.85%2024: 4.86%
Performance for 2025 Q3 is -0.36%, and YTD is -7.85%, and 2024 is 4.86%.
About SMH CAPITAL ADVISORS INC and 13F Hedge Fund Stock Holdings
In it's latest 13F Holdings report, SMH CAPITAL ADVISORS INC reported an equity portfolio of $49 Millions as of 30 Sep, 2025.
The top stock holdings of SMH CAPITAL ADVISORS INC are BIL, TRIN, CSWC. The fund has invested 9.7% of it's portfolio in SPDR SERIES TRUST and 4.3% of portfolio in TRINITY CAP INC.
The fund managers got completely rid off PENNANTPARK INVT CORP (PNNT), VERIZON COMMUNICATIONS INC (VZ) and COMPASS DIVERSIFIED (CODI) stocks. They significantly reduced their stock positions in SPDR S&P 500 ETF TR (SPY), U S GLOBAL INVS INC (GROW) and VANGUARD INTL EQUITY INDEX F (VEU). SMH CAPITAL ADVISORS INC opened new stock positions in HERCULES CAPITAL INC (HTGC), HIGHPEAK ENERGY INC (HPK) and FUBOTV INC (FUBO). The fund showed a lot of confidence in some stocks as they added substantially to SPDR SERIES TRUST (BIL), PROSPECT CAP CORP (PSEC) and BLUE OWL CAPITAL INC (OWL).
The top stock holdings of SMH CAPITAL ADVISORS INC are BIL, TRIN, CSWC. The fund has invested 9.7% of it's portfolio in SPDR SERIES TRUST and 4.3% of portfolio in TRINITY CAP INC.
The fund managers got completely rid off PENNANTPARK INVT CORP (PNNT), VERIZON COMMUNICATIONS INC (VZ) and COMPASS DIVERSIFIED (CODI) stocks. They significantly reduced their stock positions in SPDR S&P 500 ETF TR (SPY), U S GLOBAL INVS INC (GROW) and VANGUARD INTL EQUITY INDEX F (VEU). SMH CAPITAL ADVISORS INC opened new stock positions in HERCULES CAPITAL INC (HTGC), HIGHPEAK ENERGY INC (HPK) and FUBOTV INC (FUBO). The fund showed a lot of confidence in some stocks as they added substantially to SPDR SERIES TRUST (BIL), PROSPECT CAP CORP (PSEC) and BLUE OWL CAPITAL INC (OWL).
SMH CAPITAL ADVISORS INC Annual Return Estimates Vs S&P 500
Our best estimate is that SMH CAPITAL ADVISORS INC made a return of -0.36% in the last quarter. In trailing 12 months, it's portfolio return was -9.16%.
New Buys
| Ticker | $ Bought |
|---|---|
| hercules capital inc | 726,925 |
| wisdomtree inc | 649,928 |
| highpeak energy inc | 457,720 |
| fubotv inc | 374,504 |
| granite constr inc | 291,400 |
| lyft inc | 247,600 |
| selectquote inc | 245,948 |
| innovative indl pptys inc | 245,234 |
New stocks bought by SMH CAPITAL ADVISORS INC
Additions
| Ticker | % Inc. |
|---|---|
| spdr series trust | 222 |
| prospect cap corp | 201 |
| blue owl capital inc | 95.42 |
| capital southwest corp | 69.21 |
| civitas resources inc | 24.34 |
| vici pptys inc | 7.4 |
| wisdomtree inc | 5.87 |
| rithm capital corp | 5.36 |
Additions to existing portfolio by SMH CAPITAL ADVISORS INC
Reductions
| Ticker | % Reduced |
|---|---|
| spdr s&p 500 etf tr | -56.54 |
| u s global invs inc | -8.92 |
| capital southwest corp | -4.1 |
| vanguard intl equity index f | -1.09 |
| carlyle group inc | -0.25 |
SMH CAPITAL ADVISORS INC reduced stake in above stock
Sold off
| Ticker | $ Sold |
|---|---|
| wisdomtree inc | -1,903,120 |
| compass diversified | -460,281 |
| pennantpark invt corp | -466,556 |
| orion properties inc | -45,328 |
| verizon communications inc | -464,495 |
| hello group inc | -9,950 |
| victory cap hldgs inc | -260,476 |
SMH CAPITAL ADVISORS INC got rid off the above stocks
Sector Distribution
SMH CAPITAL ADVISORS INC has about 40.5% of it's holdings in Others sector.
| Sector | % |
|---|---|
| Others | 40.5 |
| Financial Services | 37.6 |
| Real Estate | 12.3 |
| Energy | 4.8 |
| Consumer Cyclical | 2.4 |
| Communication Services | 1.5 |
Market Cap. Distribution
SMH CAPITAL ADVISORS INC has about 14.4% of it's portfolio invested in the large-cap and mega-cap stocks.
| Category | % |
|---|---|
| UNALLOCATED | 40.5 |
| MID-CAP | 23.1 |
| SMALL-CAP | 20.8 |
| LARGE-CAP | 14.4 |
Stocks belong to which Index?
About 18.8% of the stocks held by SMH CAPITAL ADVISORS INC either belong to S&P 500 or RUSSELL 2000 index.
| Index | % |
|---|---|
| Others | 81.2 |
| RUSSELL 2000 | 10.9 |
| S&P 500 | 7.9 |
SMH CAPITAL ADVISORS INC Holdings Map
This heatmap illustrates the top 50 positions within the fund's portfolio.
Current Stock Holdings of SMH CAPITAL ADVISORS INC
SMH CAPITAL ADVISORS INC has 45 stocks in it's portfolio. About 31.7% of the portfolio is in top 10 stocks. OWL proved to be the most loss making stock for the portfolio. TRIN was the most profitable stock for SMH CAPITAL ADVISORS INC last quarter.
Last Reported on: 13 Nov, 2025| Ticker | Namesorted ascending | % Portfolio | Shares Held | $ Value | Type | % Change | Options | |
|---|---|---|---|---|---|---|---|---|
| AFCG | advanced flower cap inc | 0.17 | 26,000 | 84,500 | unchanged | 0.00 | ||
| AMT | american tower corp new | 0.44 | 1,200 | 214,776 | new | |||
| BIL | spdr series trust | 9.71 | 200,000 | 4,760,000 | added | 222 | ||
| BL | blackline inc | 0.44 | 200,000 | 214,520 | new | |||
| CG | carlyle group inc | 2.07 | 19,005 | 1,013,330 | reduced | -0.25 | ||
| CGBD | carlyle secured lending inc | 0.56 | 21,925 | 277,132 | unchanged | 0.00 | ||
| CIVI | civitas resources inc | 1.51 | 25,731 | 741,821 | added | 24.34 | ||
| CODI | compass diversified | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| CSWC | capital southwest corp | 24.25 | 12,286,000 | 11,886,700 | reduced | -4.1 | ||
| CSWC | capital southwest corp | 3.17 | 76,509 | 1,554,670 | added | 69.21 | ||
| DKS | dicks sporting goods inc | 1.23 | 2,723 | 603,008 | unchanged | 0.00 | ||
| FUBO | fubotv inc | 0.76 | 99,075 | 374,504 | new | |||
| GROW | u s global invs inc | 0.47 | 91,457 | 227,728 | reduced | -8.92 | ||
| GVA | granite constr inc | 0.59 | 200,000 | 291,400 | new | |||
| HASI | ha sustainable infra cap inc | 0.78 | 13,823 | 383,047 | added | 0.27 | ||
| HPK | highpeak energy inc | 0.93 | 68,830 | 457,720 | new | |||
| HTGC | hercules capital inc | 1.48 | 40,565 | 726,925 | new | |||
| IIPR | innovative indl pptys inc | 0.50 | 4,890 | 245,234 | new | |||
| IJR | ishares tr | 0.82 | 4,250 | 401,539 | unchanged | 0.00 | ||
| LYFT | lyft inc | 0.50 | 200,000 | 247,600 | new | |||