Latest SMH CAPITAL ADVISORS INC Stock Portfolio

About SMH CAPITAL ADVISORS INC and 13F Hedge Fund Stock Holdings

On 2026-04-10, the fund reported it's updated stock portfolio. In the 13F Holdings report, SMH CAPITAL ADVISORS INC reported an equity portfolio of $32.9 Millions as of 31 Mar, 2026.

The top stock holdings of SMH CAPITAL ADVISORS INC are TRIN, CSWC, VICI. The fund has invested 7.6% of it's portfolio in TRINITY CAP INC and 5.3% of portfolio in CAPITAL SOUTHWEST CORP.

The fund managers got completely rid off SPDR SERIES TRUST (BIL), CIVITAS RESOURCES INC (CIVI) and REALTY INCOME CORP (O) stocks. They significantly reduced their stock positions in PROSPECT CAP CORP (PSEC), NEXPOINT DIVERSIFIED REL ET (NXDT) and BLACKROCK CORPOR HI YLD FD I. SMH CAPITAL ADVISORS INC opened new stock positions in SM ENERGY COMPANY (SM) and EZCORP INC (EZPW).

SMH CAPITAL ADVISORS INC Annual Return Estimates Vs S&P 500

Performance

New Buys

Ticker	$ Bought
sm energy company	1,167,520
alphatec hldgs inc	716,590
ezcorp inc	232,024

New stocks bought by SMH CAPITAL ADVISORS INC

Additions

No additions were made to existing positions by SMH CAPITAL ADVISORS INC

Reductions

Ticker	% Reduced
mara holdings inc	-99.91
capital southwest corp	-99.9
lyft inc	-99.9
riot platforms inc	-99.89
wisdomtree inc	-99.85
prospect cap corp	-99.74
nexpoint diversified rel et	-99.53
blackrock corpor hi yld fd i	-99.15

SMH CAPITAL ADVISORS INC reduced stake in above stock

Sold off

Ticker	$ Sold
wisdomtree inc	-10,812,100
super micro computer inc	-448,794
blackline inc	-210,720
granite constr inc	-319,000
selectquote inc	-166,263
spdr series trust	-2,382,980
highpeak energy inc	-323,998
u s global invs inc	-98,934

SMH CAPITAL ADVISORS INC got rid off the above stocks

Sector Distribution

Sector	%
Financial Services	51
Others	23.5
Real Estate	15.2
Energy	6.5
Consumer Cyclical	2.2
	1.5

Market Cap. Distribution

Category	%
SMALL-CAP	33.9
MID-CAP	26.7
UNALLOCATED	23.5
LARGE-CAP	15.9

Stocks belong to which Index?

Index	%
Others	80.2
RUSSELL 2000	11.2
S&P 500	8.6

Top 5 Winners (%)		%
PSEC	prospect cap corp	19304.4 %
NXDT	nexpoint diversified rel et	13064.5 %
	blackrock corpor hi yld fd i	5619.9 %
	alliancebernstein global hig	4683.0 %
RITM	rithm capital corp	4618.9 %

Top 5 Winners ($)		$
PSEC	prospect cap corp	213.2 M
TRIN	trinity cap inc	85.4 M
CSWC	capital southwest corp	39.2 M
OWL	blue owl capital inc	33.8 M
NXDT	nexpoint diversified rel et	29.2 M

Top 5 Losers (%)		%

Top 5 Losers ($)		$

SMH CAPITAL ADVISORS INC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of SMH CAPITAL ADVISORS INC

Last Reported on: 10 Apr, 2026

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AFCG	advanced flower cap inc	0.00	0.00	0.00	sold off	-100

AMT	american tower corp	0.63	207	207,096	reduced	-82.75

ATEC	alphatec hldgs inc	2.17	717	716,590	new

BIL	spdr series trust	0.00	0.00	0.00	sold off	-100

BL	blackline inc	0.00	0.00	0.00	sold off	-100

CG	carlyle group inc	2.77	911	911,034	reduced	-95.18

CGBD	carlyle secured lending inc	0.74	242	242,190	reduced	-98.91

CIVI	civitas resources inc	0.00	0.00	0.00	sold off	-100

CSWC	capital southwest corp	35.24	11,610	11,610,500	reduced	-99.9

CSWC	capital southwest corp	5.26	1,733	1,733,400	reduced	-97.79

DKS	dicks sporting goods inc	1.22	403	403,322	reduced	-80.19

EZPW	ezcorp inc	0.70	232	232,024	new

FUBO	fubotv inc	0.00	0.00	0.00	sold off	-100

GROW	u s global invs inc	0.00	0.00	0.00	sold off	-100

GVA	granite constr inc	0.00	0.00	0.00	sold off	-100

HASI	ha sustainable infra cap inc	0.97	318	318,365	reduced	-96.34

HPK	highpeak energy inc	0.00	0.00	0.00	sold off	-100

HTGC	hercules capital inc	1.84	607	606,530	reduced	-98.52

IIPR	innovative indl pptys inc	0.74	245	245,282	reduced	-94.99

IJR	ishares tr	1.26	414	414,428	reduced	-90.3