Latest SHEPHERD KAPLAN KROCHUK, LLC Stock Portfolio

SHEPHERD KAPLAN KROCHUK, LLC Performance:

2025 Q3: 2.17%YTD: 0.21%2024: 5.79%

Performance for 2025 Q3 is 2.17%, and YTD is 0.21%, and 2024 is 5.79%.

About SHEPHERD KAPLAN KROCHUK, LLC and 13F Hedge Fund Stock Holdings

In it's latest 13F Holdings report, SHEPHERD KAPLAN KROCHUK, LLC reported an equity portfolio of $121.8 Millions as of 30 Sep, 2025.

The top stock holdings of SHEPHERD KAPLAN KROCHUK, LLC are AFK, VB, AAPL. The fund has invested 7.9% of it's portfolio in VANECK ETF TRUST and 6.4% of portfolio in VANGUARD INDEX FDS.

They significantly reduced their stock positions in VANGUARD MUN BD FDS (VTEB), PIMCO ETF TR (BOND) and DBX ETF TR (ACSG). SHEPHERD KAPLAN KROCHUK, LLC opened new stock positions in PROSHARES TR (EET), ULTIMUS MANAGERS TR and ALPHABET INC (GOOG). The fund showed a lot of confidence in some stocks as they added substantially to VANGUARD INDEX FDS (VB), ISHARES TR (DMXF) and J P MORGAN EXCHANGE TRADED F (BBAX).

SHEPHERD KAPLAN KROCHUK, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that SHEPHERD KAPLAN KROCHUK, LLC made a return of 2.17% in the last quarter. In trailing 12 months, it's portfolio return was 1.06%.

New Buys

Ticker	$ Bought
proshares tr	407,083
ultimus managers tr	303,372
alphabet inc	226,264
invesco exchange traded fd t	204,175

New stocks bought by SHEPHERD KAPLAN KROCHUK, LLC

Additions

Ticker	% Inc.
vanguard index fds	173
ishares tr	81.41
j p morgan exchange traded f	47.51
vanguard bd index fds	41.46
ishares tr	21.82
vanguard index fds	19.54
dow inc	17.96
vanguard index fds	13.74

Additions to existing portfolio by SHEPHERD KAPLAN KROCHUK, LLC

Reductions

Ticker	% Reduced
vanguard mun bd fds	-37.5
pimco etf tr	-37.29
dbx etf tr	-34.14
energy vault holdings inc	-33.97
janus detroit str tr	-16.4
the campbells company	-16.22
magna intl inc	-14.26
duke energy corp new	-13.65

SHEPHERD KAPLAN KROCHUK, LLC reduced stake in above stock

Sold off

None of the stocks were completely sold off by SHEPHERD KAPLAN KROCHUK, LLC

Sector Distribution

SHEPHERD KAPLAN KROCHUK, LLC has about 73.7% of it's holdings in Others sector.

Sector	%
Others	73.7
Technology	7.2
Utilities	6.3
Energy	5.3
Consumer Defensive	2.9
Healthcare	1.4
Basic Materials	1.4

Market Cap. Distribution

SHEPHERD KAPLAN KROCHUK, LLC has about 20.7% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	73.7
LARGE-CAP	13.9
MEGA-CAP	6.8
SMALL-CAP	5.4

Stocks belong to which Index?

About 22.9% of the stocks held by SHEPHERD KAPLAN KROCHUK, LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	77.1
S&P 500	17.3
RUSSELL 2000	5.6

Top 5 Winners (%)		%
NRGV	energy vault holdings inc	313.7 %
NEM	newmont corp	44.7 %
AAPL	apple inc	24.1 %
GLD	spdr gold tr	16.6 %
IJR	ishares tr	9.7 %

Top 5 Winners ($)		$
AAPL	apple inc	1.5 M
IJR	ishares tr	0.3 M
NEM	newmont corp	0.3 M
NRGV	energy vault holdings inc	0.2 M
CPB	the campbells company	0.1 M

Top 5 Losers (%)		%
DOW	dow inc	-11.6 %
ET	energy transfer l p	-5.3 %
IBM	international business machs	-4.3 %
KMI	kinder morgan inc del	-3.7 %
BEN	franklin resources inc	-3.0 %

Top 5 Losers ($)		$
ET	energy transfer l p	-0.2 M
DOW	dow inc	-0.1 M
KMI	kinder morgan inc del	-0.1 M
IBM	international business machs	0.0 M
BEN	franklin resources inc	0.0 M

SHEPHERD KAPLAN KROCHUK, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of SHEPHERD KAPLAN KROCHUK, LLC

SHEPHERD KAPLAN KROCHUK, LLC has 60 stocks in it's portfolio. About 48.7% of the portfolio is in top 10 stocks. ET proved to be the most loss making stock for the portfolio. AAPL was the most profitable stock for SHEPHERD KAPLAN KROCHUK, LLC last quarter.

Last Reported on: 13 Nov, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	6.35	30,367	7,732,470	added	0.15

AAXJ	ishares tr	3.10	27,318	3,776,430	unchanged	0.00

AAXJ	ishares tr	2.47	27,218	3,007,320	reduced	-5.77

ACES	alps etf tr	0.42	10,866	509,961	added	2.23

ACSG	dbx etf tr	1.63	67,650	1,990,260	reduced	-34.14

AFK	vaneck etf trust	7.89	323,476	9,616,930	added	8.33

AGOV	exchange listed fds tr	1.16	16,242	1,409,910	reduced	-4.68

AMPS	ishares tr	5.37	68,771	6,542,870	reduced	-9.21

BBAX	j p morgan exchange traded f	4.27	82,746	5,205,530	reduced	-1.57

BBAX	j p morgan exchange traded f	2.71	57,823	3,301,690	added	47.51

BBAX	j p morgan exchange traded f	0.70	14,545	858,094	reduced	-7.31

BEN	franklin resources inc	0.48	25,045	579,291	reduced	-10.03

BIV	vanguard bd index fds	0.72	11,170	872,231	added	41.46

BOND	pimco etf tr	2.69	33,207	3,274,910	added	0.46

BOND	pimco etf tr	1.67	29,984	2,037,710	reduced	-37.29

CGW	invesco exch traded fd tr ii	1.46	153,126	1,776,260	added	0.63

CMCSA	comcast corp new	0.32	12,505	392,907	reduced	-3.2

COM	direxion shs etf tr	1.95	247,405	2,377,560	added	10.87

CPB	the campbells company	2.82	108,910	3,439,380	reduced	-16.22

CSD	invesco exchange traded fd t	0.17	1,797	204,175	new