Latest ALETHEA CAPITAL MANAGEMENT, LLC Stock Portfolio

$123Million– No. of Holdings #32

ALETHEA CAPITAL MANAGEMENT, LLC Performance:

2024 Q1: 18.42%YTD: 18.42%2023: -5.29%

Performance for 2024 Q1 is 18.42%, and YTD is 18.42%, and 2023 is -5.29%.

About ALETHEA CAPITAL MANAGEMENT, LLC and 13F Hedge Fund Stock Holdings

ALETHEA CAPITAL MANAGEMENT, LLC is a hedge fund based in SAN DIEGO, CA. On 01-May-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $202.5 Millions. In it's latest 13F Holdings report, ALETHEA CAPITAL MANAGEMENT, LLC reported an equity portfolio of $123.1 Millions as of 31 Mar, 2024.

The top stock holdings of ALETHEA CAPITAL MANAGEMENT, LLC are AXSM, BIL, RNA. The fund has invested 48% of it's portfolio in AXSOME THERAPEUTICS INC and 17.9% of portfolio in SPDR SER TR.

The fund managers got completely rid off HONEYWELL INTL INC (HON), BANK AMERICA CORP (BAC) and APPLE INC (AAPL) stocks. They significantly reduced their stock positions in KURA ONCOLOGY INC (KURA), AVIDITY BIOSCIENCES INC (RNA) and ASSERTIO HOLDINGS INC (ASRT). ALETHEA CAPITAL MANAGEMENT, LLC opened new stock positions in SPDR SER TR (BIL), INVESCO EXCHANGE TRADED FD T (CSD) and DIAMONDBACK ENERGY INC (FANG). The fund showed a lot of confidence in some stocks as they added substantially to EXXON MOBIL CORP (XOM), KIMBERLY-CLARK CORP (KMB) and PROCTER AND GAMBLE CO (PG).

ALETHEA CAPITAL MANAGEMENT, LLC Equity Portfolio Value

Last Reported on: 16 May, 2024

ALETHEA CAPITAL MANAGEMENT, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that ALETHEA CAPITAL MANAGEMENT, LLC made a return of 18.42% in the last quarter. In trailing 12 months, it's portfolio return was 32.11%.

New Buys

Ticker	$ Bought
spdr ser tr	22,083,100
invesco exchange traded fd t	644,900
diamondback energy inc	598,275
allstate corp	577,680
packaging corp amer	550,362
williams cos inc	527,615
public svc enterprise grp in	517,011
coterra energy inc	514,163

New stocks bought by ALETHEA CAPITAL MANAGEMENT, LLC

Additions

Ticker	% Inc.
exxon mobil corp	78.38
kimberly-clark corp	66.21
procter and gamble co	60.95
vanguard index fds	4.64

Additions to existing portfolio by ALETHEA CAPITAL MANAGEMENT, LLC

Reductions

Ticker	% Reduced
kura oncology inc	-25.92
avidity biosciences inc	-10.99
assertio holdings inc	-3.99
cidara therapeutics inc	-1.79
axsome therapeutics inc	-1.5
ishares tr	-0.67

ALETHEA CAPITAL MANAGEMENT, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
bank america corp	-357,468
intel corp	-351,750
coca cola co	-315,276
dow inc	-290,652
medtronic plc	-288,330
cvs health corp	-260,568
duke energy corp new	-291,120
alphabet inc	-354,439

ALETHEA CAPITAL MANAGEMENT, LLC got rid off the above stocks

Sector Distribution

ALETHEA CAPITAL MANAGEMENT, LLC has about 70.3% of it's holdings in Healthcare sector.

Sector	%
Healthcare	70.3
Others	22
Energy	1.8
Consumer Defensive	1.6

Market Cap. Distribution

ALETHEA CAPITAL MANAGEMENT, LLC has about 8% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
MID-CAP	64.1
UNALLOCATED	22
LARGE-CAP	6.7
SMALL-CAP	4.6
MEGA-CAP	1.3
MICRO-CAP	1.3

Stocks belong to which Index?

About 76.8% of the stocks held by ALETHEA CAPITAL MANAGEMENT, LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
RUSSELL 2000	68.8
Others	23.2
S&P 500	8

Top 5 Winners (%)		%
RNA	avidity biosciences inc	168.0 %
KURA	kura oncology inc	47.0 %
CDTX	cidara therapeutics inc	15.4 %
XOM	exxon mobil corp	14.4 %
JAMF	wisdomtree tr	12.7 %

Top 5 Winners ($)		$
RNA	avidity biosciences inc	13.0 M
KURA	kura oncology inc	2.4 M
CDTX	cidara therapeutics inc	0.2 M
AXSM	axsome therapeutics inc	0.2 M
XOM	exxon mobil corp	0.1 M

Top 5 Losers (%)		%
LPRO	open lending corp	-26.4 %
ASRT	assertio holdings inc	-10.6 %
AGG	ishares tr	-4.3 %
SBUX	starbucks corp	-1.7 %
AMGN	amgen inc	-1.7 %

Top 5 Losers ($)		$
AGG	ishares tr	-0.1 M
LPRO	open lending corp	0.0 M
ASRT	assertio holdings inc	0.0 M
SBUX	starbucks corp	0.0 M
AMGN	amgen inc	0.0 M

ALETHEA CAPITAL MANAGEMENT, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of ALETHEA CAPITAL MANAGEMENT, LLC

ALETHEA CAPITAL MANAGEMENT, LLC has 32 stocks in it's portfolio. About 92.4% of the portfolio is in top 10 stocks. AGG proved to be the most loss making stock for the portfolio. RNA was the most profitable stock for ALETHEA CAPITAL MANAGEMENT, LLC last quarter.

Last Reported on: 16 May, 2024

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	0.00	0.00	0.00	sold off	-100

AEE	ameren corp	0.21	3,496	258,564	new

AGG	ishares tr	1.78	23,123	2,187,900	reduced	-0.67

ALL	allstate corp	0.47	3,339	577,680	new

AMGN	amgen inc	0.37	1,591	452,353	new

ASRT	assertio holdings inc	0.10	128,448	123,220	reduced	-3.99

AXSM	axsome therapeutics inc	48.02	740,791	59,115,100	reduced	-1.5

BAC	bank america corp	0.00	0.00	0.00	sold off	-100

BG	bunge global sa	0.39	4,705	482,357	new

BIL	spdr ser tr	17.94	240,557	22,083,100	new

BLK	blackrock inc	0.00	0.00	0.00	sold off	-100

CDTX	cidara therapeutics inc	1.20	79,924	1,470,610	reduced	-1.79

CMI	cummins inc	0.00	0.00	0.00	sold off	-100

CSCO	cisco sys inc	0.38	9,416	469,953	new

CSD	invesco exchange traded fd t	0.52	11,396	644,900	new

CTRA	coterra energy inc	0.42	18,442	514,163	new

CVS	cvs health corp	0.00	0.00	0.00	sold off	-100

DOW	dow inc	0.00	0.00	0.00	sold off	-100

DUK	duke energy corp new	0.00	0.00	0.00	sold off	-100

ETN	eaton corp plc	0.00	0.00	0.00	sold off	-100