Latest Spectrum Asset Management, Inc. (NB/CA) Stock Portfolio

Spectrum Asset Management, Inc. (NB/CA) Performance:

2025 Q3: 3.23%YTD: 7.08%2024: 4.51%

Performance for 2025 Q3 is 3.23%, and YTD is 7.08%, and 2024 is 4.51%.

About Spectrum Asset Management, Inc. (NB/CA) and 13F Hedge Fund Stock Holdings

Spectrum Asset Management, Inc. (NB/CA) is a hedge fund based in DES MOINES, IA. On 22-Sep-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $9.4 Billions. In it's latest 13F Holdings report, Spectrum Asset Management, Inc. (NB/CA) reported an equity portfolio of $284.4 Millions as of 30 Sep, 2025.

The top stock holdings of Spectrum Asset Management, Inc. (NB/CA) are VUSB, CSD, FNDA. The fund has invested 7.5% of it's portfolio in VANGUARD BD INDEX FDS and 4.6% of portfolio in INVESCO EXCHANGE TRADED FD T.

The fund managers got completely rid off ACCENTURE PLC IRELAND (ACN) and COGNIZANT TECHNOLOGY SOLUTIO (CTSH) stocks. They significantly reduced their stock positions in TENON MEDICAL INC (TNON), VEEVA SYS INC (VEEV) and MERCADOLIBRE INC (MELI). Spectrum Asset Management, Inc. (NB/CA) opened new stock positions in VANGUARD BD INDEX FDS (VUSB), VANGUARD WHITEHALL FDS (VIGI) and NIKE INC (NKE). The fund showed a lot of confidence in some stocks as they added substantially to SCHWAB STRATEGIC TR (FNDA), FISERV INC and CHENIERE ENERGY INC (LNG).

Spectrum Asset Management, Inc. (NB/CA) Annual Return Estimates Vs S&P 500

Our best estimate is that Spectrum Asset Management, Inc. (NB/CA) made a return of 3.23% in the last quarter. In trailing 12 months, it's portfolio return was 6.67%.

New Buys

Ticker	$ Bought
vanguard bd index fds	21,421,200
vanguard whitehall fds	4,659,090
nike inc	693,081
schlumberger ltd	517,677
axis cap hldgs ltd	499,390
progressive corp	496,864
moodys corp	468,857
ishares tr	436,937

New stocks bought by Spectrum Asset Management, Inc. (NB/CA)

Additions

Ticker	% Inc.
schwab strategic tr	158
fiserv inc	103
cheniere energy inc	93.73
alphabet inc	91.52
first tr exchng traded fd vi	57.49
invesco exchange traded fd t	12.69
bank america corp	11.86
amazon com inc	6.28

Additions to existing portfolio by Spectrum Asset Management, Inc. (NB/CA)

Reductions

Ticker	% Reduced
tenon medical inc	-58.48
veeva sys inc	-25.02
mercadolibre inc	-19.01
elbit sys ltd	-18.18
berkshire hathaway inc del	-17.82
tenon medical inc	-13.64
rtx corporation	-13.38
chevron corp new	-10.29

Spectrum Asset Management, Inc. (NB/CA) reduced stake in above stock

Sold off

Ticker	$ Sold
cognizant technology solutio	-486,674
accenture plc ireland	-717,038

Spectrum Asset Management, Inc. (NB/CA) got rid off the above stocks

Sector Distribution

Spectrum Asset Management, Inc. (NB/CA) has about 58% of it's holdings in Others sector.

Sector	%
Others	58
Technology	7.6
Industrials	6.8
Healthcare	6
Utilities	5.7
Energy	4.5
Communication Services	3.5
Financial Services	3
Consumer Defensive	2.3
Basic Materials	1.4
Consumer Cyclical	1.1

Market Cap. Distribution

Spectrum Asset Management, Inc. (NB/CA) has about 37.4% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	58
LARGE-CAP	20.3
MEGA-CAP	17.1
SMALL-CAP	4.1

Stocks belong to which Index?

About 38.9% of the stocks held by Spectrum Asset Management, Inc. (NB/CA) either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	61.1
S&P 500	34.8
RUSSELL 2000	4.1

Top 5 Winners (%)		%
TSLA	tesla inc	40.0 %
GOOG	alphabet inc	37.4 %
BEAT	heartbeam inc	32.0 %
ORCL	oracle corp	28.6 %
PHM	pulte group inc	25.2 %

Top 5 Winners ($)		$
ORCL	oracle corp	1.7 M
ABBV	abbvie inc	0.9 M
LHX	l3harris technologies inc	0.8 M
GOOG	alphabet inc	0.7 M
EME	emcor group inc	0.7 M

Top 5 Losers (%)		%
MORN	morningstar inc	-26.1 %
MELI	mercadolibre inc	-10.6 %
PAYC	paycom software inc	-10.1 %
DE	deere & co	-9.7 %
HON	honeywell intl inc	-9.6 %

Top 5 Losers ($)		$
HON	honeywell intl inc	-0.5 M
MORN	morningstar inc	-0.1 M
COST	costco whsl corp new	-0.1 M
CSCO	cisco sys inc	-0.1 M
EMR	emerson elec co	-0.1 M

Spectrum Asset Management, Inc. (NB/CA) Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Spectrum Asset Management, Inc. (NB/CA)

Spectrum Asset Management, Inc. (NB/CA) has 108 stocks in it's portfolio. About 39.5% of the portfolio is in top 10 stocks. HON proved to be the most loss making stock for the portfolio. ORCL was the most profitable stock for Spectrum Asset Management, Inc. (NB/CA) last quarter.

Last Reported on: 23 Oct, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAAU	goldman sachs physical gold	0.96	71,332	2,719,180	reduced	-0.04

AAPL	apple inc	0.39	4,310	1,097,410	added	1.34

AAXJ	ishares tr	0.15	4,074	436,937	new

ABBV	abbvie inc	1.67	20,557	4,759,880	reduced	-0.26

ABT	abbott labs	1.18	24,962	3,343,410	added	0.02

ACN	accenture plc ireland	0.00	0.00	0.00	sold off	-100

ACWV	ishares inc	0.97	29,879	2,750,060	reduced	-0.07

ACWV	ishares inc	0.90	82,739	2,564,910	reduced	-0.99

ACWV	ishares inc	0.90	37,600	2,564,700	reduced	-2.43

ACWV	ishares inc	0.65	68,677	1,854,280	reduced	-0.02

AFLG	first tr exchng traded fd vi	4.14	266,531	11,780,700	added	57.49

AFLG	first tr exchng traded fd vi	3.42	238,549	9,725,690	reduced	-1.09

AFLG	first tr exchng traded fd vi	2.33	142,103	6,612,980	reduced	-1.92

AFLG	first tr exchng traded fd vi	2.13	136,741	6,060,430	reduced	-1.92

AFLG	first tr exchng traded fd vi	0.41	24,800	1,161,140	unchanged	0.00

AFLG	first tr exchng traded fd vi	0.10	5,970	278,770	unchanged	0.00

AFLG	first tr exchng traded fd vi	0.08	5,100	220,336	unchanged	0.00

AGNG	global x fds	0.86	39,065	2,449,770	added	1.39

AGNG	global x fds	0.13	7,832	379,211	added	1.89

AGT	ishares tr	0.63	12,344	1,797,290	added	3.11