Latest Spectrum Asset Management, Inc. (NB/CA) Stock Portfolio

Spectrum Asset Management, Inc. (NB/CA) Performance:

2025 Q4: 0.57%YTD: 13.12%2024: -8.03%

Performance for 2025 Q4 is 0.57%, and YTD is 13.12%, and 2024 is -8.03%.

About Spectrum Asset Management, Inc. (NB/CA) and 13F Hedge Fund Stock Holdings

Spectrum Asset Management, Inc. (NB/CA) is a hedge fund based in DES MOINES, IA. On 22-Sep-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $9.4 Billions. In it's latest 13F Holdings report, Spectrum Asset Management, Inc. (NB/CA) reported an equity portfolio of $299.8 Millions as of 31 Dec, 2025.

The top stock holdings of Spectrum Asset Management, Inc. (NB/CA) are VUSB, CSD, ICAP. The fund has invested 7.5% of it's portfolio in VANGUARD BD INDEX FDS and 4.7% of portfolio in INVESCO EXCHANGE TRADED FD T.

The fund managers got completely rid off VERIZON COMMUNICATIONS INC (VZ), GLOBAL X FDS (AGNG) and FISERV INC stocks. They significantly reduced their stock positions in LINDE PLC (LIN), ORACLE CORP (ORCL) and ASML HOLDING N V. Spectrum Asset Management, Inc. (NB/CA) opened new stock positions in SERIES PORTFOLIOS TR (ICAP), FIRST TR EXCHNG TRADED FD VI (BUFD) and ETF OPPORTUNITIES TRUST. The fund showed a lot of confidence in some stocks as they added substantially to FIRST TR EXCHNG TRADED FD VI (AFLG), SCHWAB STRATEGIC TR (FNDA) and SELECT SECTOR SPDR TR (XLB).

Spectrum Asset Management, Inc. (NB/CA) Annual Return Estimates Vs S&P 500

Our best estimate is that Spectrum Asset Management, Inc. (NB/CA) made a return of 0.57% in the last quarter. In trailing 12 months, it's portfolio return was 13.12%.

Performance
S&P 500

New Buys

Ticker	$ Bought
series portfolios tr	13,926,400
first tr exchng traded fd vi	5,410,480
etf opportunities trust	4,908,540
ishares tr	621,150
japan smaller capitalization	521,370
qualcomm inc	517,085
franco nev corp	509,702
eli lilly & co	499,727

New stocks bought by Spectrum Asset Management, Inc. (NB/CA)

Additions

Ticker	% Inc.
first tr exchng traded fd vi	203
schwab strategic tr	183
select sector spdr tr	140
amazon com inc	59.9
heartbeam inc	26.88
ishares tr	22.69
ishares inc	16.47
schwab strategic tr	16.44

Additions to existing portfolio by Spectrum Asset Management, Inc. (NB/CA)

Reductions

Ticker	% Reduced
linde plc	-45.12
oracle corp	-33.98
asml holding n v	-29.69
tenon medical inc	-25.69
schwab charles corp	-24.53
arista networks inc	-19.95
cheniere energy inc	-17.48
l3harris technologies inc	-16.27

Spectrum Asset Management, Inc. (NB/CA) reduced stake in above stock

Sold off

Ticker	$ Sold
verizon communications inc	-3,300,550
ishares inc	-1,854,280
global x fds	-2,449,770
fiserv inc	-2,054,500
schlumberger ltd	-517,677
ishares tr	-304,517
nike inc	-693,081
axis cap hldgs ltd	-499,390

Spectrum Asset Management, Inc. (NB/CA) got rid off the above stocks

Sector Distribution

Spectrum Asset Management, Inc. (NB/CA) has about 66% of it's holdings in Others sector.

Sector	%
Others	66
Technology	5.7
Industrials	5.7
Healthcare	5.6
Utilities	5.2
Energy	3.7
Communication Services	2.5
Consumer Defensive	2.2
Financial Services	2

Market Cap. Distribution

Spectrum Asset Management, Inc. (NB/CA) has about 30% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	66
LARGE-CAP	15.6
MEGA-CAP	14.4
SMALL-CAP	3.9

Stocks belong to which Index?

About 31.7% of the stocks held by Spectrum Asset Management, Inc. (NB/CA) either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	68.3
S&P 500	27.8
RUSSELL 2000	3.9

Top 5 Winners (%)		%
BEAT	heartbeam inc	38.8 %
GOOG	alphabet inc	27.8 %
GOOG	alphabet inc	27.3 %
	elbit sys ltd	13.3 %
CSCO	cisco sys inc	12.3 %

Top 5 Winners ($)		$
GOOG	alphabet inc	1.4 M
IAU	ishares gold tr	1.4 M
CSCO	cisco sys inc	0.5 M
WMT	walmart inc	0.4 M
GOOG	alphabet inc	0.4 M

Top 5 Losers (%)		%
XLB	select sector spdr tr	-41.4 %
TNON	tenon medical inc	-38.0 %
ORCL	oracle corp	-25.5 %
VEEV	veeva sys inc	-25.1 %
TNON	tenon medical inc	-19.4 %

Top 5 Losers ($)		$
ORCL	oracle corp	-1.9 M
XLB	select sector spdr tr	-1.8 M
LNG	cheniere energy inc	-0.4 M
MSFT	microsoft corp	-0.4 M
HON	honeywell intl inc	-0.3 M

Spectrum Asset Management, Inc. (NB/CA) Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Spectrum Asset Management, Inc. (NB/CA)

Spectrum Asset Management, Inc. (NB/CA) has 105 stocks in it's portfolio. About 41% of the portfolio is in top 10 stocks. ORCL proved to be the most loss making stock for the portfolio. GOOG was the most profitable stock for Spectrum Asset Management, Inc. (NB/CA) last quarter.

Last Reported on: 26 Jan, 2026

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAAU	goldman sachs physical gold	1.00	70,786	3,011,940	reduced	-0.77

AAPL	apple inc	0.39	4,267	1,160,060	reduced	-1.00

AAXJ	ishares tr	0.00	0.00	0.00	sold off	-100

ABBV	abbvie inc	1.38	18,085	4,132,190	reduced	-12.03

ABT	abbott labs	0.91	21,752	2,725,310	reduced	-12.86

ACWV	ishares inc	1.03	33,527	3,078,050	added	12.21

ACWV	ishares inc	1.02	95,984	3,059,570	added	16.01

ACWV	ishares inc	1.01	43,792	3,036,100	added	16.47

ACWV	ishares inc	0.00	0.00	0.00	sold off	-100

AFLG	first tr exchng traded fd vi	3.89	259,689	11,661,600	reduced	-2.57

AFLG	first tr exchng traded fd vi	3.26	234,763	9,778,980	reduced	-1.59

AFLG	first tr exchng traded fd vi	2.22	139,441	6,654,350	reduced	-1.87

AFLG	first tr exchng traded fd vi	2.04	135,514	6,130,550	reduced	-0.9

AFLG	first tr exchng traded fd vi	0.46	28,381	1,386,070	added	14.44

AFLG	first tr exchng traded fd vi	0.23	15,460	684,724	added	203

AFLG	first tr exchng traded fd vi	0.09	5,845	278,047	reduced	-2.09

AGNG	global x fds	0.13	7,990	386,784	added	2.02

AGNG	global x fds	0.00	0.00	0.00	sold off	-100

AGT	ishares tr	0.75	15,145	2,256,350	added	22.69

AMPS	ishares tr	3.86	122,762	11,559,300	reduced	-0.33