Latest Empirical Asset Management, LLC Stock Portfolio

Empirical Asset Management, LLC Performance:

2025 Q3: -7.69%YTD: 25.81%2024: -23.44%

Performance for 2025 Q3 is -7.69%, and YTD is 25.81%, and 2024 is -23.44%.

About Empirical Asset Management, LLC and 13F Hedge Fund Stock Holdings

Empirical Asset Management, LLC is a hedge fund based in WELLESLEY, MA. On 05-Sep-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $290.2 Millions. In it's latest 13F Holdings report, Empirical Asset Management, LLC reported an equity portfolio of $360.1 Millions as of 30 Sep, 2025.

The top stock holdings of Empirical Asset Management, LLC are AAPL, SPY, NVDA. The fund has invested 5.1% of it's portfolio in APPLE INC and 3.1% of portfolio in SPDR S&P 500 ETF TR.

The fund managers got completely rid off CARVANA CO (CVNA), SEAGATE TECHNOLOGY HLDNGS PL (STX) and NORTHERN TR CORP (NTRS) stocks. They significantly reduced their stock positions in AMGEN INC (AMGN), RBB FD INC (EERN) and VANGUARD SCOTTSDALE FDS (BNDW). Empirical Asset Management, LLC opened new stock positions in USCF ETF TR (BUY), SCHWAB STRATEGIC TR (FNDA) and ARISTA NETWORKS INC (ANET). The fund showed a lot of confidence in some stocks as they added substantially to COSTCO WHSL CORP NEW (COST), UBER TECHNOLOGIES INC (UBER) and QUALCOMM INC (QCOM).

Empirical Asset Management, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Empirical Asset Management, LLC made a return of -7.69% in the last quarter. In trailing 12 months, it's portfolio return was 3.68%.

New Buys

Ticker	$ Bought
uscf etf tr	3,698,630
schwab strategic tr	2,619,270
arista networks inc	2,096,910
select sector spdr tr	1,717,060
simplify exchange traded fun	1,614,530
monolithic pwr sys inc	1,557,730
first tr exchange-traded alp	1,405,880
invesco exchange traded fd t	1,221,220

New stocks bought by Empirical Asset Management, LLC

Additions

Ticker	% Inc.
costco whsl corp new	4,700
uber technologies inc	2,745
qualcomm inc	2,356
vanguard world fd	2,020
invesco qqq tr	1,381
vanguard index fds	1,218
crowdstrike hldgs inc	1,070
eaton corp plc	797

Additions to existing portfolio by Empirical Asset Management, LLC

Reductions

Ticker	% Reduced
amgen inc	-74.61
rbb fd inc	-69.13
vanguard scottsdale fds	-64.42
flexshares tr	-62.47
franklin templeton etf tr	-61.85
ishares s&p gsci commodity-	-60.14
wisdomtree tr	-60.09
etf ser solutions	-58.55

Empirical Asset Management, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
match group inc new	-624,897
buckle inc	-687,025
monster beverage corp new	-896,128
seagate technology hldngs pl	-1,486,310
cassava sciences inc	-18,100
edwards lifesciences corp	-699,041
northern tr corp	-1,054,980
exponent inc	-567,861

Empirical Asset Management, LLC got rid off the above stocks

Sector Distribution

Empirical Asset Management, LLC has about 51.9% of it's holdings in Others sector.

Sector	%
Others	51.9
Technology	18.1
Consumer Cyclical	5.4
Financial Services	5.1
Communication Services	4.5
Healthcare	3.8
Industrials	3.4
Consumer Defensive	2.7
Energy	2.1
Utilities	1.4
Basic Materials	1.2

Market Cap. Distribution

Empirical Asset Management, LLC has about 43% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	51.9
MEGA-CAP	24.4
LARGE-CAP	18.6
MID-CAP	3.4
SMALL-CAP	1.6

Stocks belong to which Index?

About 43.6% of the stocks held by Empirical Asset Management, LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	56.4
S&P 500	40.4
RUSSELL 2000	3.2

Top 5 Winners (%)		%
CECE	ceco environmental corp	80.8 %
MEDP	medpace hldgs inc	55.0 %
TSLA	tesla inc	40.0 %
CHRW	c h robinson worldwide inc	37.1 %
SLV	ishares silver tr	29.1 %

Top 5 Winners ($)		$
SLV	ishares silver tr	0.9 M
IJR	ishares tr	0.8 M
SPY	spdr s&p 500 etf tr	0.8 M
CECE	ceco environmental corp	0.7 M
GOOG	alphabet inc	0.5 M

Top 5 Losers (%)		%
ACN	accenture plc ireland	-53.6 %
KO	coca cola co	-52.9 %
DIS	disney walt co	-50.1 %
COST	costco whsl corp new	-49.9 %
UBER	uber technologies inc	-49.8 %

Top 5 Losers ($)		$
MSFT	microsoft corp	-5.0 M
META	meta platforms inc	-3.7 M
AMZN	amazon com inc	-2.2 M
GLD	spdr gold tr	-2.1 M
KLAC	kla corp	-1.7 M

Empirical Asset Management, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Empirical Asset Management, LLC

Empirical Asset Management, LLC has 364 stocks in it's portfolio. About 21.7% of the portfolio is in top 10 stocks. MSFT proved to be the most loss making stock for the portfolio. SLV was the most profitable stock for Empirical Asset Management, LLC last quarter.

Last Reported on: 12 Nov, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	5.08	93,681	18,287,400	added	21.02

AAXJ	ishares tr	0.76	63,981	2,725,590	added	5.5

AAXJ	ishares tr	0.16	5,898	561,185	added	4.7

AAXJ	ishares tr	0.15	7,879	534,435	reduced	-17.59

AAXJ	ishares tr	0.08	2,744	276,299	added	13.62

AAXJ	ishares tr	0.06	2,411	229,530	added	2.9

AAXJ	ishares tr	0.00	0.00	0.00	sold off	-100

ABBV	abbvie inc	0.22	10,372	791,508	added	206

ABT	abbott labs	0.12	6,260	422,526	added	99.62

ACES	alps etf tr	0.00	15,662	15,662	new

ACGL	arch cap group ltd	0.00	0.00	0.00	sold off	-100

ACIO	etf ser solutions	0.27	31,876	987,936	reduced	-58.55

ACN	accenture plc ireland	0.06	2,331	203,344	added	109

ACSG	dbx etf tr	0.31	35,951	1,109,270	added	19.37

ACSG	dbx etf tr	0.28	21,947	1,018,760	reduced	-39.82

ACSG	dbx etf tr	0.25	22,783	897,782	new

ACWF	ishares tr	0.47	22,499	1,672,800	added	19.14

ACWF	ishares tr	0.16	12,591	588,114	reduced	-19.95

ACWF	ishares tr	0.15	20,912	526,784	added	0.19

ADBE	adobe inc	0.29	2,973	1,048,730	added	21.2