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Latest Warberg Asset Management LLC Stock Portfolio

$599Million– No. of Holdings #138

Warberg Asset Management LLC Performance:

2026 Q1: 11.26%YTD: 11.26%2025: 3.64%

Performance for 2026 Q1 is 11.26%, and YTD is 11.26%, and 2025 is 3.64%.

About Warberg Asset Management LLC and 13F Hedge Fund Stock Holdings

On 2026-05-07, the fund reported it's updated stock portfolio. In the 13F Holdings report, Warberg Asset Management LLC reported an equity portfolio of $599.6 Millions as of 31 Mar, 2026.

The top stock holdings of Warberg Asset Management LLC are OXY, , ALB. The fund has invested 3.5% of it's portfolio in OCCIDENTAL PETE CORP and 1.3% of portfolio in CORNERSTONE STRATEGIC INVEST.

The fund managers got completely rid off RIGETTI COMPUTING INC (RGTI), SILICON VY ACQUISITION CORP and OKLO INC (ALCC) stocks. They significantly reduced their stock positions in D. BORAL ARC ACQ I CORP., CURIS INC (CRIS) and JOBY AVIATION INC (JOBY). Warberg Asset Management LLC opened new stock positions in CORNERSTONE STRATEGIC INVEST, SHIFT4 PMTS INC (FOUR) and SELECT SECTOR SPDR TR (XLB). The fund showed a lot of confidence in some stocks as they added substantially to ALBEMARLE CORP (ALB), OCCIDENTAL PETE CORP (OXY) and GOLD ROYALTY CORP (GROY).

Warberg Asset Management LLC Equity Portfolio Value

Last Reported on: 07 May, 2026

Warberg Asset Management LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Warberg Asset Management LLC made a return of 11.26% in the last quarter. In trailing 12 months, it's portfolio return was 26.85%.

Performance
S&P 500

New Buys

Ticker	$ Bought
lci inds	7,852,100
cornerstone strategic invest	7,585,290
txnm energy inc	6,675,000
snowflake inc	4,889,500
akamai technologies inc	2,857,700
shift4 pmts inc	2,721,260
irhythm holdings inc	2,194,980
select sector spdr tr	1,769,880

New stocks bought by Warberg Asset Management LLC

Additions

Ticker	% Inc.
lumentum hldgs inc	311
albemarle corp	219
occidental pete corp	195
astronics corp	149
gold royalty corp	124
planet labs pbc	90.47
evergy inc	76.85
bank america corp	71.82

Additions to existing portfolio by Warberg Asset Management LLC

Reductions

Ticker	% Reduced
d. boral arc acq i corp.	-84.62
post hldgs inc	-77.5
curis inc	-75.18
pantages capital acquisition	-67.5
workiva inc	-57.62
visionwave holdings inc	-53.76
flyexclusive inc	-52.82
ventas rlty ltd partnership	-47.39

Warberg Asset Management LLC reduced stake in above stock

Sold off

Ticker	$ Sold
axon enterprise inc	-30,431,100
macom tech solutions hldgs i	-24,184,500
box inc	-13,239,700
progress software corp	-6,564,120
spotify usa inc	-6,995,390
western digital corp	-26,286,500
ford mtr co	-4,488,270
snowflake inc	-6,147,390

Warberg Asset Management LLC got rid off the above stocks

Sector Distribution

Warberg Asset Management LLC has about 60.7% of it's holdings in Others sector.

Sector	%
Others	60.7
Energy	26.1
Basic Materials	3.5
Technology	3.3
Healthcare	3
Industrials	1.4
Real Estate	1.3

Market Cap. Distribution

Warberg Asset Management LLC has about 28.6% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	60.8
LARGE-CAP	28.6
MICRO-CAP	6
MID-CAP	1.9
NANO-CAP	1.9

Stocks belong to which Index?

About 31.1% of the stocks held by Warberg Asset Management LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	68.9
S&P 500	28.6
RUSSELL 2000	2.5

Top 5 Winners (%)		%
	noble corp plc	197.7 %
HNRA	eon resources inc	127.3 %
	namib minerals	74.2 %
BTBD	bt brands inc	69.4 %
OXY	occidental pete corp	58.5 %

Top 5 Winners ($)		$
OXY	occidental pete corp	7.7 M
	noble corp plc	1.0 M
ALB	albemarle corp	0.3 M
PL	planet labs pbc	0.2 M
	usa rare earth inc	0.1 M

Top 5 Losers (%)		%
NXGL	nexgel inc	-77.7 %
OPFI	oppfi inc	-76.0 %
	cid holdco inc	-66.9 %
JOBY	joby aviation inc	-64.1 %
HUBC	hub cyber security ltd	-62.0 %

Top 5 Losers ($)		$
STXS	stereotaxis inc	-0.5 M
JOBY	joby aviation inc	-0.2 M
OPFI	oppfi inc	-0.1 M
MOB	mobilicom ltd	-0.1 M
NEN	new england rlty assoc ltd p	-0.1 M

Warberg Asset Management LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Warberg Asset Management LLC

Warberg Asset Management LLC has 138 stocks in it's portfolio. About 7.5% of the portfolio is in top 10 stocks. STXS proved to be the most loss making stock for the portfolio. OXY was the most profitable stock for Warberg Asset Management LLC last quarter.

Last Reported on: 07 May, 2026

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAXJ	ishares tr	0.08	6,000	477,420	new

AKAM	akamai technologies inc	0.48	2,500,000	2,857,700	new

AKTX	akari therapeutics plc	0.00	0.00	0.00	sold off	-100

ALB	albemarle corp	0.46	38,500	2,766,220	added	219

ALCC	oklo inc	0.00	0.00	0.00	sold off	-100

ALNY	alnylam pharmaceuticals inc	1.07	5,002,000	6,421,570	unchanged	0.00

AMPG	amplitech group inc	0.00	166,667	20,000	new

AMPG	amplitech group inc	0.00	200,117	18,747	new

AMPX	amprius technologies inc	0.07	63,200	434,184	new

ANGH	anghami inc	0.00	40,409	501	unchanged	0.00

ASNS	actelis networks inc	0.00	0.00	0.00	sold off	-100

ATRO	astronics corp	0.87	1,685,000	5,198,730	added	149

AXON	axon enterprise inc	0.00	0.00	0.00	sold off	-100

BAC	bank america corp	0.30	1,500	1,787,340	added	71.82

BATRA	liberty media corp del	0.00	0.00	0.00	sold off	-100

BCTX	briacell therapeutics corp	0.02	115,000	118,462	new

BIVI	biovie inc	0.02	456,629	141,555	reduced	-1.15

BOX	box inc	0.00	0.00	0.00	sold off	-100

BTBD	bt brands inc	0.00	10,000	1,831	unchanged	0.00

BTTC	bimergen energy corp	0.01	97,248	77,794	new