Latest Warberg Asset Management LLC Stock Portfolio

Warberg Asset Management LLC Performance:

2025 Q4: -7.84%YTD: 3.64%2024: -11.09%

Performance for 2025 Q4 is -7.84%, and YTD is 3.64%, and 2024 is -11.09%.

About Warberg Asset Management LLC and 13F Hedge Fund Stock Holdings

On 2026-02-13, the fund reported it's updated stock portfolio. In the 13F Holdings report, Warberg Asset Management LLC reported an equity portfolio of $831.2 Millions as of 31 Dec, 2025.

The top stock holdings of Warberg Asset Management LLC are OXY, STXS, . The fund has invested 0.4% of it's portfolio in OCCIDENTAL PETE CORP and 0.3% of portfolio in STEREOTAXIS INC.

The fund managers got completely rid off RIGETTI COMPUTING INC (RGTI), FOUR LEAF ACQUISITION CORP (FORL) and TALON CAP CORP stocks. They significantly reduced their stock positions in OCCIDENTAL PETE CORP (OXY), SYNERGY CHC CORP and EON RESOURCES INC (HNRA). Warberg Asset Management LLC opened new stock positions in RIGETTI COMPUTING INC (RGTI), SILICON VY ACQUISITION CORP and ALBEMARLE CORP (ALB). The fund showed a lot of confidence in some stocks as they added substantially to MODULAR MED INC (MODD), BIOVIE INC (BIVI) and JOBY AVIATION INC (JOBY).

Warberg Asset Management LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Warberg Asset Management LLC made a return of -7.84% in the last quarter. In trailing 12 months, it's portfolio return was 3.64%.

Performance
S&P 500

New Buys

Ticker	$ Bought
lumentum hldgs inc	8,757,990
snowflake inc	6,147,390
ionis pharmaceuticals inc	5,491,240
astronics corp	1,731,380
bank america corp	1,089,900
rigetti computing inc	923,655
silicon vy acquisition corp	745,875
vine hill cap invts corp ii	720,510

New stocks bought by Warberg Asset Management LLC

Additions

Ticker	% Inc.
uber technologies inc	474
epr pptys	201
modular med inc	106
axon enterprise inc	92.02
alnylam pharmaceuticals inc	66.73
biovie inc	64.11
macom tech solutions hldgs i	62.39
joby aviation inc	62.37

Additions to existing portfolio by Warberg Asset Management LLC

Reductions

Ticker	% Reduced
occidental pete corp	-63.3
synergy chc corp	-59.2
tyler tex indpt sch dist	-50.36
silynxcom ltd	-44.26
workiva inc	-38.74
nextera energy cap hldgs inc	-35.53
epr pptys	-31.76
seagate hdd cayman	-30.88

Warberg Asset Management LLC reduced stake in above stock

Sold off

Ticker	$ Sold
sea ltd	-23,908,800
integer hldgs corp	-13,562,500
southern co	-5,351,250
stride inc	-9,995,010
porch group inc	-4,492,080
expedia group inc	-2,809,750
ppl cap fdg inc	-692,181
gcm grosvenor inc	-353,789

Warberg Asset Management LLC got rid off the above stocks

Sector Distribution

Warberg Asset Management LLC has about 73.3% of it's holdings in Others sector.

Sector	%
Others	73.3
Energy	8.1
Healthcare	7.4
Technology	3.1
Real Estate	2.8
Industrials	1.9
Basic Materials	1.8
Consumer Defensive	1.2

Market Cap. Distribution

Warberg Asset Management LLC has about 9.9% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	73.3
LARGE-CAP	9.9
MICRO-CAP	8.2
MID-CAP	4.9
NANO-CAP	3.8

Stocks belong to which Index?

About 12.4% of the stocks held by Warberg Asset Management LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	87.7
S&P 500	9.9
RUSSELL 2000	2.5

Top 5 Winners (%)		%
IAUX	i-80 gold corp	101.3 %
ANGH	anghami inc	74.0 %
INTS	intensity therapeutics inc	60.7 %
	generation essentials group	13.3 %
PIII	p3 health partners inc	6.4 %

Top 5 Winners ($)		$
IAUX	i-80 gold corp	0.1 M
	d. boral arc acq i corp.	0.0 M
	vendome acquisition corp i	0.0 M
	charlton aria acquisition co	0.0 M
INTS	intensity therapeutics inc	0.0 M

Top 5 Losers (%)		%
RNW	renew energy global plc	-84.4 %
	murano global invts plc	-82.0 %
CEAD	cea industries inc	-65.3 %
BTBD	bt brands inc	-63.7 %
	carbon revolution ltd	-59.3 %

Top 5 Losers ($)		$
OXY	occidental pete corp	-1.9 M
STXS	stereotaxis inc	-0.9 M
	core scientific inc new	-0.7 M
NEOV	neovolta inc	-0.2 M
JOBY	joby aviation inc	-0.1 M

Warberg Asset Management LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Warberg Asset Management LLC

Warberg Asset Management LLC has 117 stocks in it's portfolio. About 1.8% of the portfolio is in top 10 stocks. OXY proved to be the most loss making stock for the portfolio. IAUX was the most profitable stock for Warberg Asset Management LLC last quarter.

Last Reported on: 13 Feb, 2026

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AKTX	akari therapeutics plc	0.01	308,340	88,709	new

ALB	albemarle corp	0.09	12,034	709,404	new

ALCC	oklo inc	0.04	5,000	358,950	new

ALNY	alnylam pharmaceuticals inc	0.89	5,002,000	7,379,930	added	66.73

ALRN	rein therapeutics inc	0.00	0.00	0.00	sold off	-100

AMPX	amprius technologies inc	0.00	0.00	0.00	sold off	-100

ANGH	anghami inc	0.00	40,409	950	unchanged	0.00

ASNS	actelis networks inc	0.00	51,011	25,240	new

ATRO	astronics corp	0.21	675,000	1,731,380	new

AXON	axon enterprise inc	3.66	12,059,000	30,431,100	added	92.02

BA	boeing co	0.00	0.00	0.00	sold off	-100

BAC	bank america corp	0.13	873	1,089,900	new

BATRA	liberty media corp del	0.11	730,000	925,741	added	1.53

BIVI	biovie inc	0.02	461,937	138,812	added	64.11

BOX	box inc	1.59	11,302,000	13,239,700	unchanged	0.00

BTBD	bt brands inc	0.00	10,000	1,081	unchanged	0.00

CEAD	cea industries inc	0.00	35,000	1,943	unchanged	0.00

CENX	century alum co	0.05	188,000	396,621	new

CLRB	cellectar biosciences inc	0.00	13,900	41,005	new

CNP	centerpoint energy inc	0.40	3,000,000	3,286,710	unchanged	0.00