Latest Providence Capital Advisors, LLC Stock Portfolio

Providence Capital Advisors, LLC Performance:

2025 Q3: 5.96%YTD: 5.99%2024: 10.05%

Performance for 2025 Q3 is 5.96%, and YTD is 5.99%, and 2024 is 10.05%.

About Providence Capital Advisors, LLC and 13F Hedge Fund Stock Holdings

Providence Capital Advisors, LLC is a hedge fund based in CHARLOTTE, NC. On 07-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $623.4 Millions. In it's latest 13F Holdings report, Providence Capital Advisors, LLC reported an equity portfolio of $577.4 Millions as of 30 Sep, 2025.

The top stock holdings of Providence Capital Advisors, LLC are AAPL, MSFT, IJR. The fund has invested 5.1% of it's portfolio in APPLE INC and 4.2% of portfolio in MICROSOFT CORP.

The fund managers got completely rid off ORACLE CORP (ORCL), HEWLETT PACKARD ENTERPRISE C (HPE) and NIKE INC (NKE) stocks. They significantly reduced their stock positions in CISCO SYS INC (CSCO), ISHARES TR (IJR) and SCHWAB STRATEGIC TR (FNDA). Providence Capital Advisors, LLC opened new stock positions in DELL TECHNOLOGIES INC (DELL), METLIFE INC (MET) and TEXAS INSTRS INC (TXN). The fund showed a lot of confidence in some stocks as they added substantially to THE CIGNA GROUP (CI), ISHARES TR (AMPS) and ISHARES TR (AAXJ).

Providence Capital Advisors, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Providence Capital Advisors, LLC made a return of 5.96% in the last quarter. In trailing 12 months, it's portfolio return was 4.82%.

New Buys

Ticker	$ Bought
dell technologies inc	7,060,150
metlife inc	6,648,740
texas instrs inc	6,346,580
starbucks corp	6,098,880
colgate palmolive co	5,373,010
kinder morgan inc del	2,674,110
first tr exchange traded fd	98,813
first tr exchange traded fd	67,210

New stocks bought by Providence Capital Advisors, LLC

Additions

Ticker	% Inc.
the cigna group	1,016
ishares tr	377
ishares tr	325
ishares tr	300
spdr series trust	295
vanguard bd index fds	278
ishares tr	275
spdr series trust	275

Additions to existing portfolio by Providence Capital Advisors, LLC

Reductions

Ticker	% Reduced
cisco sys inc	-84.44
ishares tr	-73.68
schwab strategic tr	-66.8
ciena corp	-46.65
ishares tr	-34.3
berkshire hathaway inc del	-30.11
ishares tr	-29.1
spdr series trust	-25.75

Providence Capital Advisors, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
hewlett packard enterprise c	-7,163,640
nike inc	-6,763,370
sysco corp	-6,416,090
citigroup inc	-6,666,170
zimmer biomet holdings inc	-5,937,770
morgan stanley	-6,620,420
oracle corp	-8,795,480
chart inds inc	-5,063,920

Providence Capital Advisors, LLC got rid off the above stocks

Sector Distribution

Providence Capital Advisors, LLC has about 22.6% of it's holdings in Technology sector.

Sector	%
Technology	22.6
Others	18.7
Financial Services	10.2
Healthcare	9.8
Industrials	8.3
Consumer Cyclical	7.2
Communication Services	7.1
Consumer Defensive	5
Energy	4.3
Utilities	3.1
Real Estate	1.8
Basic Materials	1.8

Market Cap. Distribution

Providence Capital Advisors, LLC has about 79.2% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
LARGE-CAP	43.2
MEGA-CAP	36
UNALLOCATED	18.7
MID-CAP	1.9

Stocks belong to which Index?

About 78.9% of the stocks held by Providence Capital Advisors, LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
S&P 500	78.9
Others	21

Top 5 Winners (%)		%
CIEN	ciena corp	79.1 %
TSLA	tesla inc	40.0 %
GOOG	alphabet inc	37.9 %
GOOG	alphabet inc	36.1 %
EA	electronic arts inc	26.3 %

Top 5 Winners ($)		$
AAPL	apple inc	5.6 M
CIEN	ciena corp	5.5 M
GOOG	alphabet inc	4.1 M
NVDA	nvidia corporation	2.2 M
EA	electronic arts inc	1.9 M

Top 5 Losers (%)		%
UPS	united parcel service inc	-16.8 %
LYB	lyondellbasell industries n	-14.9 %
CARR	carrier global corporation	-14.1 %
PM	philip morris intl inc	-10.9 %
DE	deere &co	-9.8 %

Top 5 Losers ($)		$
CARR	carrier global corporation	-1.1 M
DE	deere &co	-0.8 M
DIS	disney walt co	-0.6 M
UPS	united parcel service inc	-0.6 M
ADBE	adobe inc	-0.6 M

Providence Capital Advisors, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Providence Capital Advisors, LLC

Providence Capital Advisors, LLC has 218 stocks in it's portfolio. About 28.8% of the portfolio is in top 10 stocks. CARR proved to be the most loss making stock for the portfolio. AAPL was the most profitable stock for Providence Capital Advisors, LLC last quarter.

Last Reported on: 06 Nov, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	5.12	116,107	29,564,400	added	2.77

AAXJ	ishares tr	0.90	97,901	5,191,710	added	3.51

AAXJ	ishares tr	0.57	40,441	3,283,370	added	3.03

AAXJ	ishares tr	0.03	2,774	188,160	reduced	-8.27

AAXJ	ishares tr	0.02	3,045	96,283	unchanged	0.00

AAXJ	ishares tr	0.00	275	25,465	unchanged	0.00

AAXJ	ishares tr	0.00	235	25,025	unchanged	0.00

AAXJ	ishares tr	0.00	368	22,515	unchanged	0.00

AAXJ	ishares tr	0.00	212	21,834	unchanged	0.00

AAXJ	ishares tr	0.00	262	13,682	reduced	-8.07

AAXJ	ishares tr	0.00	34.00	2,608	added	325

AAXJ	ishares tr	0.00	18.00	1,713	new

AAXJ	ishares tr	0.00	0.00	0.00	sold off	-100

ABBV	abbvie inc	0.72	17,917	4,148,390	added	2.66

ABT	abbott labs	1.55	67,025	8,977,330	added	2.35

ACWF	ishares tr	0.00	154	10,484	added	275

ACWF	ishares tr	0.00	160	6,928	reduced	-5.33

ACWF	ishares tr	0.00	88.00	4,473	unchanged	0.00

ACWV	ishares inc	0.15	13,056	890,575	added	8.91

ACWV	ishares inc	0.00	193	12,319	unchanged	0.00