Latest Kaizen Financial Strategies Stock Portfolio

Kaizen Financial Strategies Performance:

2025 Q3: 8.35%YTD: 9.1%2024: 17.01%

Performance for 2025 Q3 is 8.35%, and YTD is 9.1%, and 2024 is 17.01%.

About Kaizen Financial Strategies and 13F Hedge Fund Stock Holdings

In it's latest 13F Holdings report, Kaizen Financial Strategies reported an equity portfolio of $221.2 Millions as of 30 Sep, 2025.

The top stock holdings of Kaizen Financial Strategies are SPY, FNDA, AAPL. The fund has invested 8.4% of it's portfolio in SPDR S&P 500 ETF TR and 8% of portfolio in SCHWAB STRATEGIC TR.

The fund managers got completely rid off GLOBAL X FDS (AGNG), ARIS WATER SOLUTIONS INC (ARIS) and NEXTERA ENERGY INC (NEE) stocks. They significantly reduced their stock positions in ADOBE INC (ADBE), SCHWAB STRATEGIC TR (FNDA) and ISHARES TR (IJR). Kaizen Financial Strategies opened new stock positions in NEOS ETF TRUST (KOCG), ETF SER SOLUTIONS (ACIO) and VANGUARD MALVERN FDS (VTIP). The fund showed a lot of confidence in some stocks as they added substantially to ISHARES TR (AMPS), SCHWAB STRATEGIC TR (FNDA) and ORACLE CORP (ORCL).

Kaizen Financial Strategies Annual Return Estimates Vs S&P 500

Our best estimate is that Kaizen Financial Strategies made a return of 8.35% in the last quarter. In trailing 12 months, it's portfolio return was 13.51%.

New Buys

Ticker	$ Bought
neos etf trust	1,830,710
neos etf trust	1,826,050
etf ser solutions	929,295
vanguard malvern fds	917,598
nextera energy inc	696,269
american express co	637,102
proshares tr ii	488,888
western digital corp	420,616

New stocks bought by Kaizen Financial Strategies

Additions

Ticker	% Inc.
ishares tr	28.75
schwab strategic tr	26.81
oracle corp	26.08
cubesmart	26.06
nuscale pwr corp	19.01
schwab strategic tr	17.4
capital group dividend value	17.31
alliancebernstein global hig	17.04

Additions to existing portfolio by Kaizen Financial Strategies

Reductions

Ticker	% Reduced
adobe inc	-47.59
schwab strategic tr	-27.5
ishares tr	-27.43
ishares tr	-25.94
applied matls inc	-25.08
world gold tr	-24.94
kinross gold corp	-24.42
oklo inc	-23.87

Kaizen Financial Strategies reduced stake in above stock

Sold off

Ticker	$ Sold
global x fds	-1,239,170
global x fds	-1,402,500
aris water solutions inc	-479,845
blue owl capital inc	-252,698
cleveland-cliffs inc new	-87,940
nextera energy inc	-427,284
schwab strategic tr	-233,794
proshares tr	-200,258

Kaizen Financial Strategies got rid off the above stocks

Sector Distribution

Kaizen Financial Strategies has about 60.6% of it's holdings in Others sector.

Sector	%
Others	60.6
Technology	17.5
Communication Services	5.5
Consumer Cyclical	3.9
Financial Services	3.8
Industrials	2.8
Healthcare	2.8

Market Cap. Distribution

Kaizen Financial Strategies has about 35% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	60.6
MEGA-CAP	27.5
LARGE-CAP	7.5
MID-CAP	2
SMALL-CAP	1.7

Stocks belong to which Index?

About 37.6% of the stocks held by Kaizen Financial Strategies either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	62.4
S&P 500	34.1
RUSSELL 2000	3.5

Top 5 Winners (%)		%
UEC	uranium energy corp	79.7 %
LRCX	lam research corp	66.1 %
AMD	advanced micro devices inc	63.8 %
GOOG	alphabet inc	59.8 %
KTOS	kratos defense & sec solutio	59.1 %

Top 5 Winners ($)		$
AAPL	apple inc	4.0 M
GOOG	alphabet inc	2.5 M
NVDA	nvidia corporation	1.8 M
SPY	spdr s&p 500 etf tr	1.4 M
GOOG	alphabet inc	1.4 M

Top 5 Losers (%)		%
AXON	axon enterprise inc	-29.1 %
PGR	progressive corp	-19.9 %
SLM	slm corp	-18.3 %
ACHR	archer aviation inc	-18.0 %
NFLX	netflix inc	-18.0 %

Top 5 Losers ($)		$
META	meta platforms inc	-0.2 M
CRM	salesforce inc	-0.2 M
NFLX	netflix inc	-0.2 M
AXON	axon enterprise inc	-0.1 M
PGR	progressive corp	-0.1 M

Kaizen Financial Strategies Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Kaizen Financial Strategies

Kaizen Financial Strategies has 150 stocks in it's portfolio. About 49.9% of the portfolio is in top 10 stocks. META proved to be the most loss making stock for the portfolio. AAPL was the most profitable stock for Kaizen Financial Strategies last quarter.

Last Reported on: 12 Nov, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	7.48	61,327	16,544,100	reduced	-0.78

AAXJ	ishares tr	0.20	5,523	444,805	added	8.02

AAXJ	ishares tr	0.13	4,420	290,880	unchanged	0.00

ABBV	abbvie inc	0.40	4,058	888,761	reduced	-6.97

ABT	abbott labs	0.00	0.00	0.00	sold off	-100

ACHR	archer aviation inc	0.26	64,494	572,707	reduced	-2.21

ACIO	etf ser solutions	0.42	8,416	929,295	new

ACWV	ishares inc	0.14	6,100	308,965	unchanged	0.00

ACWV	ishares inc	0.11	5,010	249,248	added	0.2

ADBE	adobe inc	0.14	915	299,525	reduced	-47.59

AFK	vaneck etf trust	1.51	9,523	3,343,290	reduced	-17.27

AFK	vaneck etf trust	0.19	14,137	413,357	added	8.89

AFK	vaneck etf trust	0.10	8,279	210,712	new

AGNG	global x fds	0.00	0.00	0.00	sold off	-100

AGNG	global x fds	0.00	0.00	0.00	sold off	-100

AGQ	proshares tr ii	0.22	10,164	488,888	new

AGT	ishares tr	0.19	15,319	418,372	added	0.64

AGX	argan inc	0.65	4,595	1,430,790	reduced	-0.54

AJG	gallagher arthur j & co	0.00	0.00	0.00	sold off	-100

ALCC	oklo inc	0.42	8,737	932,675	reduced	-23.87