Latest CALDWELL SUTTER CAPITAL, INC. Stock Portfolio

CALDWELL SUTTER CAPITAL, INC. Performance:

2025 Q4: 1.31%YTD: 7.71%2024: 7.7%

Performance for 2025 Q4 is 1.31%, and YTD is 7.71%, and 2024 is 7.7%.

About CALDWELL SUTTER CAPITAL, INC. and 13F Hedge Fund Stock Holdings

CALDWELL SUTTER CAPITAL, INC. is a hedge fund based in Sausalito, CA. On 2026-01-30, the fund reported it's updated stock portfolio. In the 13F Holdings report, CALDWELL SUTTER CAPITAL, INC. reported an equity portfolio of $235.9 Millions as of 31 Dec, 2025.

The top stock holdings of CALDWELL SUTTER CAPITAL, INC. are AAPL, PPIH, MSA. The fund has invested 5.6% of it's portfolio in APPLE INC and 3% of portfolio in PERMA-PIPE INTL HLDGS INC.

The fund managers got completely rid off DIMENSIONAL ETF TRUST (DFAC), KELLANOVA (K) and BARK INC (BARK) stocks. They significantly reduced their stock positions in BORR DRILLING LTD, FLEXHARES TR (ASET) and ISHARES TR (IJR). CALDWELL SUTTER CAPITAL, INC. opened new stock positions in AMRIZE LTD, CIENA CORP (CIEN) and ISHARES INC (ACWV). The fund showed a lot of confidence in some stocks as they added substantially to NETFLIX INC. (NFLX), SERVICENOW INC (NOW) and HORMEL FOODS CORP (HRL).

CALDWELL SUTTER CAPITAL, INC. Annual Return Estimates Vs S&P 500

Our best estimate is that CALDWELL SUTTER CAPITAL, INC. made a return of 1.31% in the last quarter. In trailing 12 months, it's portfolio return was 7.71%.

Performance
S&P 500

New Buys

Ticker	$ Bought
amrize ltd	129,792
unilever plc	64,092
solstice advanced matls inc com	63,640
endeavour silver corp	55,704
ciena corp	38,589
qnity electronics inc	34,825
ishares inc	28,427
block inc	21,154

New stocks bought by CALDWELL SUTTER CAPITAL, INC.

Additions

Ticker	% Inc.
netflix inc.	2,288
servicenow inc	400
hormel foods corp	369
texas pacific land corporation	200
the campbells company	170
smucker j m co	155
lyondellbasell industries n v	155
conagra brands inc	150

Additions to existing portfolio by CALDWELL SUTTER CAPITAL, INC.

Reductions

Ticker	% Reduced
hurco co	-66.69
robinhood mkts inc	-56.56
eli lilly & co	-45.87
spdr s&p 500 etf tr	-45.55
sunstone hotel invs inc	-41.19
oceanfirst finl corp	-32.54
csw industrials inc	-31.01
ishares tr	-27.7

CALDWELL SUTTER CAPITAL, INC. reduced stake in above stock

Sold off

None of the stocks were completely sold off by CALDWELL SUTTER CAPITAL, INC.

Sector Distribution

CALDWELL SUTTER CAPITAL, INC. has about 27.6% of it's holdings in Others sector.

Sector	%
Others	27.6
Financial Services	19.3
Technology	13
Industrials	12.4
Consumer Defensive	5.4
Energy	5.1
Healthcare	4.1
Real Estate	4
Communication Services	3.7
Consumer Cyclical	3.6
Utilities	1.2

Market Cap. Distribution

CALDWELL SUTTER CAPITAL, INC. has about 45.8% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	27.6
LARGE-CAP	25.5
MEGA-CAP	20.3
MICRO-CAP	10.3
MID-CAP	7.7
SMALL-CAP	6
NANO-CAP	2.6

Stocks belong to which Index?

About 63% of the stocks held by CALDWELL SUTTER CAPITAL, INC. either belong to S&P 500 or RUSSELL 2000 index.

Index	%
S&P 500	44.3
Others	37
RUSSELL 2000	18.7

Top 5 Winners (%)		%
SPRB	spruce biosciences inc	875.9 %
AXTI	axt inc	264.1 %
LPCN	lipocine inc new	181.8 %
	sotherly hotels inc	168.7 %
SLS	sellas life sciences group inc	134.2 %

Top 5 Winners ($)		$
PPIH	perma-pipe intl hldgs inc	1.7 M
AAPL	apple inc	0.9 M
CAT	caterpillar inc	0.8 M
AMRK	gold com inc	0.4 M
PKBK	parke bancorp inc	0.3 M

Top 5 Losers (%)		%
NFLX	netflix inc.	-86.0 %
NOW	servicenow inc	-75.0 %
EVLV	evolv technologies hldngs in	-63.0 %
BLNK	blink charging co	-62.5 %
TPL	texas pacific land corporation	-60.0 %

Top 5 Losers ($)		$
XLB	select sector spdr tr	-0.6 M
KNTK	kinetik holdings inc com	-0.5 M
MSA	msa safety inc	-0.4 M
WLY	wiley john & sons inc	-0.3 M
XLB	select sector spdr tr	-0.3 M

CALDWELL SUTTER CAPITAL, INC. Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of CALDWELL SUTTER CAPITAL, INC.

CALDWELL SUTTER CAPITAL, INC. has 874 stocks in it's portfolio. About 23.3% of the portfolio is in top 10 stocks. XLB proved to be the most loss making stock for the portfolio. PPIH was the most profitable stock for CALDWELL SUTTER CAPITAL, INC. last quarter.

Last Reported on: 30 Jan, 2026

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
A	agilent technologies inc	0.01	193	26,262	unchanged	0.00

AAPL	apple inc	5.59	48,500	13,185,200	reduced	-6.33

AAXJ	ishares tr	0.19	4,800	446,976	reduced	-4.99

AAXJ	ishares tr	0.18	3,583	427,597	added	3.79

AAXJ	ishares tr	0.06	1,001	141,631	unchanged	0.00

AAXJ	ishares tr	0.04	412	88,452	unchanged	0.00

AAXJ	ishares tr	0.03	748	60,311	unchanged	0.00

AAXJ	ishares tr	0.02	624	48,379	unchanged	0.00

AAXJ	ishares tr	0.01	682	36,064	unchanged	0.00

AAXJ	ishares tr	0.01	266	27,044	added	129

AAXJ	ishares tr	0.01	865	26,780	reduced	-15.11

AAXJ	ishares tr	0.01	170	18,250	unchanged	0.00

AAXJ	ishares tr	0.01	200	17,852	unchanged	0.00

AB	alliancebernstein hldg l p	0.06	3,537	136,104	added	0.28

ABBV	abbvie inc	0.52	5,363	1,225,420	reduced	-0.98

ABT	abbott labs	0.19	3,523	441,397	unchanged	0.00

ACES	alps etf tr	0.01	357	16,786	unchanged	0.00

ACWF	ishares tr	0.01	553	27,904	added	7.8

ACWV	ishares inc	0.04	1,544	98,970	unchanged	0.00

ACWV	ishares inc	0.04	2,202	93,585	unchanged	0.00