Latest CALDWELL SUTTER CAPITAL, INC. Stock Portfolio

CALDWELL SUTTER CAPITAL, INC. Performance:

2025 Q1: -2.85%YTD: -2.85%2024: 5.99%

Performance for 2025 Q1 is -2.85%, and YTD is -2.85%, and 2024 is 5.99%.

About CALDWELL SUTTER CAPITAL, INC. and 13F Hedge Fund Stock Holdings

CALDWELL SUTTER CAPITAL, INC. is a hedge fund based in SAUSALITO, CA. On 02-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $299.7 Millions. In it's latest 13F Holdings report, CALDWELL SUTTER CAPITAL, INC. reported an equity portfolio of $210.2 Millions as of 31 Mar, 2025.

The top stock holdings of CALDWELL SUTTER CAPITAL, INC. are AAPL, V, MSA. The fund has invested 5.1% of it's portfolio in APPLE INC and 2.4% of portfolio in VISA INC.

The fund managers got completely rid off MANITEX INTL INC (MNTX), UIPATH INC (PATH) and PALANTIR TECHNOLOGIES INC (PLTR) stocks. They significantly reduced their stock positions in ISHARES TR (IJR), CREATIVE MEDIA & CMNTY TR (CMCT) and MDU RES GROUP INC (MDU). CALDWELL SUTTER CAPITAL, INC. opened new stock positions in ISHARES TR (DMXF), ST JOE CO (JOE) and HELIX ENERGY SOLUTIONS GRP INC (HLX). The fund showed a lot of confidence in some stocks as they added substantially to ROBINHOOD MKTS INC (HOOD), INTUIT (INTU) and SPDR S&P MIDCAP 400 ETF TR (MDY).

CALDWELL SUTTER CAPITAL, INC. Annual Return Estimates Vs S&P 500

Our best estimate is that CALDWELL SUTTER CAPITAL, INC. made a return of -2.85% in the last quarter. In trailing 12 months, it's portfolio return was -0.44%.

New Buys

Ticker	$ Bought
ishares tr	486,135
st joe co	165,029
helix energy solutions grp inc	83,100
ishares tr	77,605
imperial pete inc	72,116
invesco exchange traded fd t	55,564
noble corp plc	47,400
seadrill ltd	30,000

New stocks bought by CALDWELL SUTTER CAPITAL, INC.

Additions

Ticker	% Inc.
robinhood mkts inc	14,080
intuit	8,400
spdr s&p midcap 400 etf tr	928
spdr gold tr	206
stryker corporation	176
ishares tr	162
ishares tr	141
rayonier advanced matls inc	122

Additions to existing portfolio by CALDWELL SUTTER CAPITAL, INC.

Reductions

Ticker	% Reduced
cohen & steers infrastructure	-76.06
constellation brands inc	-55.95
spdr ser tr	-51.63
ishares tr	-51.38
ishares tr	-49.29
smurfit westrock plc	-48.51
occidental pete corp	-46.3
global indemnity group llc	-42.86

CALDWELL SUTTER CAPITAL, INC. reduced stake in above stock

Sold off

None of the stocks were completely sold off by CALDWELL SUTTER CAPITAL, INC.

Sector Distribution

CALDWELL SUTTER CAPITAL, INC. has about 27.3% of it's holdings in Others sector.

Sector	%
Others	27.3
Financial Services	16.9
Technology	12.5
Industrials	10.8
Energy	6.8
Consumer Defensive	6.3
Real Estate	5.2
Healthcare	4.4
Communication Services	4.1
Consumer Cyclical	3.6
Utilities	1.4

Market Cap. Distribution

CALDWELL SUTTER CAPITAL, INC. has about 46.8% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	27.3
LARGE-CAP	25.9
MEGA-CAP	20.9
MID-CAP	9.2
MICRO-CAP	7.2
SMALL-CAP	6.5
NANO-CAP	3

Stocks belong to which Index?

About 63.5% of the stocks held by CALDWELL SUTTER CAPITAL, INC. either belong to S&P 500 or RUSSELL 2000 index.

Index	%
S&P 500	45.3
Others	36.4
RUSSELL 2000	18.2

Top 5 Winners (%)		%
CMCT	creative media & cmnty tr	190.3 %
WKHS	workhorse group inc	158.6 %
MP	mp materials corp	56.5 %
MPW	medical pptys trust inc	51.8 %
CVS	cvs health corp	50.7 %

Top 5 Winners ($)		$
V	visa inc	0.5 M
CVX	chevron corp	0.4 M
IBM	international business machs	0.3 M
T	at&t inc	0.2 M
ABBV	abbvie inc	0.2 M

Top 5 Losers (%)		%
HYZN	hyzon motors inc	-100.0 %
LPTX	leap therapeutics inc	-91.7 %
EVTV	envirotech vehicles inc	-79.1 %
CGC	canopy growth corp	-65.8 %
PCVX	vaxcyte inc	-53.9 %

Top 5 Losers ($)		$
AAPL	apple inc	-1.4 M
MOD	modine mfg co	-0.7 M
INBK	first internet bancorp	-0.7 M
MSA	msa safety inc	-0.6 M
AXR	amrep corp	-0.6 M

CALDWELL SUTTER CAPITAL, INC. Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of CALDWELL SUTTER CAPITAL, INC.

CALDWELL SUTTER CAPITAL, INC. has 886 stocks in it's portfolio. About 21.5% of the portfolio is in top 10 stocks. AAPL proved to be the most loss making stock for the portfolio. V was the most profitable stock for CALDWELL SUTTER CAPITAL, INC. last quarter.

Last Reported on: 16 Apr, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
A	agilent technologies inc	0.01	193	22,577	unchanged	0.00

AAPL	apple inc	5.10	48,279	10,724,100	reduced	-3.78

AAXJ	ishares tr	0.22	6,192	458,208	unchanged	0.00

AAXJ	ishares tr	0.16	2,906	343,263	added	5.06

AAXJ	ishares tr	0.06	1,001	116,506	unchanged	0.00

AAXJ	ishares tr	0.04	978	77,154	reduced	-5.6

AAXJ	ishares tr	0.03	412	63,077	unchanged	0.00

AAXJ	ishares tr	0.02	624	39,643	unchanged	0.00

AAXJ	ishares tr	0.02	682	35,716	reduced	-49.29

AAXJ	ishares tr	0.01	899	27,626	reduced	-51.38

AAXJ	ishares tr	0.01	200	18,916	unchanged	0.00

AAXJ	ishares tr	0.01	170	18,023	unchanged	0.00

AB	alliancebernstein hldg l p	0.07	3,605	138,108	added	1.84

ABBV	abbvie inc	0.59	5,963	1,249,360	reduced	-3.67

ABT	abbott labs	0.22	3,523	467,326	unchanged	0.00

ACES	alps etf tr	0.01	357	18,543	reduced	-2.46

ACWF	ishares tr	0.01	483	24,469	added	5.46

ACWV	ishares inc	0.04	1,697	90,365	unchanged	0.00

ACWV	ishares inc	0.04	2,395	88,807	reduced	-1.6

ACWV	ishares inc	0.01	162	18,852	unchanged	0.00