Latest PVG ASSET MANAGEMENT CORP Stock Portfolio

PVG ASSET MANAGEMENT CORP Performance:

2025 Q3: 5.69%YTD: 11.18%2024: 2.21%

Performance for 2025 Q3 is 5.69%, and YTD is 11.18%, and 2024 is 2.21%.

About PVG ASSET MANAGEMENT CORP and 13F Hedge Fund Stock Holdings

PVG ASSET MANAGEMENT CORP is a hedge fund based in DENVER, CO. On 17-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $350.7 Millions. In it's latest 13F Holdings report, PVG ASSET MANAGEMENT CORP reported an equity portfolio of $27.2 Millions as of 30 Sep, 2025.

The top stock holdings of PVG ASSET MANAGEMENT CORP are VB, AVXL, IJR. The fund has invested 5% of it's portfolio in VANGUARD INDEX S&P 500 (VOO) and 4.4% of portfolio in ANAVEX LIFE SCIENCES CORP. (AVXL).

The fund managers got completely rid off SPDR BARCLAYS CAPITAL 1-3 MONTH (BIL) (BIL), VERU INC. (VERU) (VERU) and INVESCO ETF TR S&P EQUAL WEIGHTED (RSP) (CSD) stocks. They significantly reduced their stock positions in FORTRESS BIOTECH INC. (FBIO) (FBIO), CARDIOL THERAPEUTICS INC. (CRDL) (CRDL) and EXXON MOBIL CORPORATION (XOM) (XOM). PVG ASSET MANAGEMENT CORP opened new stock positions in BLACKROCK ENHANCED EQUITY DIV TRUST (BDJ), VERU INC. (VERU) (VERU) and KIMBERLY-CLARK CORP (KMB) (KMB). The fund showed a lot of confidence in some stocks as they added substantially to THE BOEING CO (BA) (BA), JP MORGAN PREMIUM INCOME ETF (JEPI) (BBAX) and ALPHABET INC CAP CL C (GOOG) (GOOG).

PVG ASSET MANAGEMENT CORP Annual Return Estimates Vs S&P 500

Our best estimate is that PVG ASSET MANAGEMENT CORP made a return of 5.69% in the last quarter. In trailing 12 months, it's portfolio return was 12%.

Performance
S&P 500

New Buys

Ticker	$ Bought
blackrock enhanced equity div trust (bdj)	723,570
short qqq proshares (psq)	669,470
veru inc. (veru)	603,478
kimberly-clark corp (kmb)	543,365
proshares short s&p500 (sh)	526,938
direxion daily amzn bull 2x shares (amzu)	478,468
gap inc. (gap)	467,136
baxter international inc. (bax)	401,002

New stocks bought by PVG ASSET MANAGEMENT CORP

Additions

Ticker	% Inc.
the boeing co (ba)	57.71
jp morgan premium income etf (jepi)	50.07
alphabet inc cap cl c (goog)	24.26
axon enterprise inc. (axon)	19.67
anavex life sciences corp. (avxl)	19.47
viking therapeutics, inc. (vktx)	18.71
first trust senior loan etf (ftsl)	16.63
cherry hill mtg invt corp. (chmi)	11.45

Additions to existing portfolio by PVG ASSET MANAGEMENT CORP

Reductions

Ticker	% Reduced
fortress biotech inc. (fbio)	-77.28
cardiol therapeutics inc. (crdl)	-49.87
exxon mobil corporation (xom)	-38.52
grail inc. (gral)	-22.37
intel corp (intc)	-21.45
broadcom inc. (avgo)	-20.95
microsoft corp. (msft)	-19.99
neos etf trust s&p 500 high income (spyi)	-16.79

PVG ASSET MANAGEMENT CORP reduced stake in above stock

Sold off

Ticker	$ Sold
greene concepts inc. (inkw)	-175
veru inc. (veru)	-958,436
spdr barclays capital 1-3 month (bil)	-5,169,900
mfs government markets income trust (mgf)	-94,286
dynex cap inc com (dx)	-335,451
agnc investment corp (agnc)	-219,199
msc income fund inc. (mscf)	-242,981
ark etf tr ark space expl (arkx)	-325,000

PVG ASSET MANAGEMENT CORP got rid off the above stocks

Sector Distribution

PVG ASSET MANAGEMENT CORP has about 36.7% of it's holdings in Others sector.

Sector	%
Others	36.7
Technology	19.8
Healthcare	18.2
Industrials	9.8
Consumer Cyclical	6
Financial Services	4.5
Consumer Defensive	2
Communication Services	1.7

Market Cap. Distribution

PVG ASSET MANAGEMENT CORP has about 41.6% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	36.7
MEGA-CAP	22.2
LARGE-CAP	19.4
MID-CAP	7.8
MICRO-CAP	6.7
SMALL-CAP	6.2

Stocks belong to which Index?

About 48.3% of the stocks held by PVG ASSET MANAGEMENT CORP either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	51.6
S&P 500	38.8
RUSSELL 2000	9.5

Top 5 Winners (%)		%
BCAB	bioatla, inc. (bcab)	71.8 %
FBIO	fortress biotech inc. (fbio)	60.5 %
GLW	corning inc (glw)	56.0 %
INTC	intel corp (intc)	44.4 %
GOOG	alphabet inc cap cl c (goog)	32.5 %

Top 5 Winners ($)		$
FBIO	fortress biotech inc. (fbio)	0.4 M
GLW	corning inc (glw)	0.2 M
NVDA	nvidia corp (nvda)	0.2 M
AVGO	broadcom inc. (avgo)	0.1 M
GOOG	alphabet inc cap cl c (goog)	0.1 M

Top 5 Losers (%)		%
CRDL	cardiol therapeutics inc. (crdl)	-16.0 %
AXON	axon enterprise inc. (axon)	-12.4 %
CHMI	cherry hill mtg invt corp. (chmi)	-11.9 %
RWAY	runway growth finance corp. (rway)	-5.3 %
CRWD	crowdstrike holdings, inc. (crwd)	-3.6 %

Top 5 Losers ($)		$
AXON	axon enterprise inc. (axon)	-0.1 M
CRDL	cardiol therapeutics inc. (crdl)	-0.1 M
AVXL	anavex life sciences corp. (avxl)	0.0 M
CHMI	cherry hill mtg invt corp. (chmi)	0.0 M
RWAY	runway growth finance corp. (rway)	0.0 M

PVG ASSET MANAGEMENT CORP Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of PVG ASSET MANAGEMENT CORP

PVG ASSET MANAGEMENT CORP has 67 stocks in it's portfolio. About 34.1% of the portfolio is in top 10 stocks. AXON proved to be the most loss making stock for the portfolio. FBIO was the most profitable stock for PVG ASSET MANAGEMENT CORP last quarter.

Last Reported on: 31 Dec, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc. (aapl)	1.81	1,933	492,199	unchanged	0.00

ABBV	abbvie inc (abbv)	1.95	2,291	530,458	unchanged	0.00

AEIS	advanced energy industries inc. (aeis)	0.77	1,233	209,782	new

AEO	american eagle outfitters (aeo)	0.00	0.00	0.00	sold off	-100

AGNC	agnc investment corp (agnc)	0.00	0.00	0.00	sold off	-100

AMZN	amazon.com inc (amzn)	3.16	3,911	858,738	reduced	-8.96

ANET	arista networks, inc. (anet)	0.77	1,432	208,656	new

ARKF	ark innovation etf (arkk)	0.00	0.00	0.00	sold off	-100

ARKF	ark autonomous tech & robotics etf (arkq)	0.00	0.00	0.00	sold off	-100

ARKF	ark etf tr ark space expl (arkx)	0.00	0.00	0.00	sold off	-100

AVAV	aerovironment, inc. (avav)	1.22	1,055	332,208	new

AVGO	broadcom inc. (avgo)	2.76	2,272	749,555	reduced	-20.95

AVXL	anavex life sciences corp. (avxl)	4.36	133,148	1,185,020	added	19.47

AXON	axon enterprise inc. (axon)	1.93	730	523,877	added	19.67

AXP	american express company (axp)	0.96	786	261,077	unchanged	0.00

BA	the boeing co (ba)	2.19	2,760	595,690	added	57.71

BAC	bank of america corp (bac)	0.89	4,704	242,679	added	2.71

BAX	baxter international inc. (bax)	1.48	17,611	401,002	new

BBAX	jp morgan premium income etf (jepi)	2.16	10,293	587,786	added	50.07

BCAB	bioatla, inc. (bcab)	0.17	67,000	46,089	added	3.08