Latest Vivaldi Capital Management, LLC Stock Portfolio

Vivaldi Capital Management, LLC Performance:

2025 Q3: 9.43%YTD: 12.52%2024: 4.87%

Performance for 2025 Q3 is 9.43%, and YTD is 12.52%, and 2024 is 4.87%.

About Vivaldi Capital Management, LLC and 13F Hedge Fund Stock Holdings

Vivaldi Capital Management LP is a hedge fund based in CHICAGO, IL. On 31-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $5.2 Billions. In it's latest 13F Holdings report, Vivaldi Capital Management LP reported an equity portfolio of $707.3 Millions as of 30 Sep, 2025.

The top stock holdings of Vivaldi Capital Management LP are AAPL, BIL, NVDA. The fund has invested 5.5% of it's portfolio in APPLE INC and 3.3% of portfolio in SPDR SERIES TRUST.

The fund managers got completely rid off AIRBNB INC (ABNB), GITLAB INC (GTLB) and SELECT SECTOR SPDR TR (XLB) stocks. They significantly reduced their stock positions in MOTOROLA SOLUTIONS INC (MSI), UNION PAC CORP (UNP) and COCA COLA CO (KO). Vivaldi Capital Management LP opened new stock positions in LULULEMON ATHLETICA INC (LULU), ALMONTY INDS INC and AUTOMATIC DATA PROCESSING IN (ADP). The fund showed a lot of confidence in some stocks as they added substantially to NORTHROP GRUMMAN CORP (NOC), NORFOLK SOUTHN CORP (NSC) and TIDAL TRUST I (ACSI).

Vivaldi Capital Management, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Vivaldi Capital Management LP made a return of 9.43% in the last quarter. In trailing 12 months, it's portfolio return was 5.29%.

New Buys

Ticker	$ Bought
lululemon athletica inc	3,641,690
almonty inds inc	502,902
allspring exchange traded fu	497,079
automatic data processing in	292,620
pimco calif mun income fd	269,004
robinhood mkts inc	254,001
grayscale ethereum trust etf	237,183
corning inc	228,864

New stocks bought by Vivaldi Capital Management, LLC

Additions

Ticker	% Inc.
northrop grumman corp	70.72
norfolk southn corp	56.98
tidal trust i	49.12
galectin therapeutics inc	48.31
spdr index shs fds	36.75
fidelity wise origin bitcoin	30.56
schwab strategic tr	26.83
ishares bitcoin trust etf	23.37

Additions to existing portfolio by Vivaldi Capital Management, LLC

Reductions

Ticker	% Reduced
motorola solutions inc	-61.15
union pac corp	-54.84
coca cola co	-53.55
vanguard index fds	-51.08
cisco sys inc	-49.52
verizon communications inc	-47.11
merck & co inc	-43.29
ishares tr	-40.51

Vivaldi Capital Management, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
pimco calif mun income fd ii	-258,831
altimmune inc	-77,400
pfizer inc	-349,989
gitlab inc	-640,201
blackrock muniyield quality	-145,601
nuveen amt free qlty mun inc	-141,927
nuveen quality muncp income	-145,980
western asset emerging mkts	-104,018

Vivaldi Capital Management, LLC got rid off the above stocks

Sector Distribution

Vivaldi Capital Management LP has about 45.6% of it's holdings in Others sector.

Sector	%
Others	45.6
Technology	17
Healthcare	9
Financial Services	8.3
Consumer Cyclical	5.6
Industrials	4.9
Communication Services	4.9
Consumer Defensive	2.2

Market Cap. Distribution

Vivaldi Capital Management LP has about 50% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	45.6
LARGE-CAP	28.2
MEGA-CAP	21.8
MID-CAP	3.9

Stocks belong to which Index?

About 50.5% of the stocks held by Vivaldi Capital Management LP either belong to S&P 500 or RUSSELL 2000 index.

Index	%
S&P 500	50.5
Others	48.6

Top 5 Winners (%)		%
	platinum group metals ltd	73.2 %
GALT	galectin therapeutics inc	72.4 %
WBD	warner bros discovery inc	67.1 %
	lenz therapeutics inc	55.2 %
INTC	intel corp	47.9 %

Top 5 Winners ($)		$
AAPL	apple inc	7.6 M
GOOG	alphabet inc	4.6 M
BWA	borgwarner inc	4.2 M
BK	bank new york mellon corp	3.9 M
NVDA	nvidia corporation	3.7 M

Top 5 Losers (%)		%
SFM	sprouts fmrs mkt inc	-33.8 %
RHI	robert half inc.	-15.9 %
UPS	united parcel service inc	-15.6 %
CRM	salesforce inc	-13.0 %
	palmer square capital bdc in	-12.1 %

Top 5 Losers ($)		$
RHI	robert half inc.	-1.4 M
UPS	united parcel service inc	-1.0 M
DE	deere & co	-0.7 M
ON	on semiconductor corp	-0.4 M
	palmer square capital bdc in	-0.4 M

Vivaldi Capital Management, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Vivaldi Capital Management, LLC

Vivaldi Capital Management LP has 279 stocks in it's portfolio. About 29.5% of the portfolio is in top 10 stocks. RHI proved to be the most loss making stock for the portfolio. AAPL was the most profitable stock for Vivaldi Capital Management LP last quarter.

Last Reported on: 17 Nov, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAAU	goldman sachs physical gold	0.59	109,524	4,175,060	reduced	-20.98

AAPL	apple inc	5.50	152,777	38,901,700	reduced	-0.97

AAXJ	ishares tr	0.71	36,534	5,050,410	added	5.22

AAXJ	ishares tr	0.28	24,665	1,981,830	reduced	-7.44

AAXJ	ishares tr	0.11	7,506	801,491	reduced	-40.51

AAXJ	ishares tr	0.05	4,711	382,486	reduced	-1.17

AAXJ	ishares tr	0.05	3,564	325,108	reduced	-37.54

AAXJ	ishares tr	0.03	12,636	195,605	unchanged	0.00

AAXJ	ishares tr	0.00	0.00	0.00	sold off	-100

ABBV	abbvie inc	0.26	8,044	1,862,540	reduced	-0.45

ABNB	airbnb inc	0.00	0.00	0.00	sold off	-100

ABT	abbott labs	0.16	8,317	1,113,980	reduced	-3.72

ACN	accenture plc ireland	0.00	0.00	0.00	sold off	-100

ACSI	tidal trust i	0.46	129,090	3,225,960	added	49.12

ACWF	ishares tr	0.08	8,288	596,226	added	3.16

ACWF	ishares tr	0.05	8,219	355,883	reduced	-14.89

ACWV	ishares inc	0.21	23,795	1,473,860	added	9.13

ACWV	ishares inc	0.15	11,463	1,051,730	added	1.2

ACWV	ishares inc	0.05	6,624	334,843	added	8.89

ADBE	adobe inc	0.00	0.00	0.00	sold off	-100