Latest Prospect Financial Services LLC Stock Portfolio

Prospect Financial Services LLC Performance:

2025 Q3: 5.6%YTD: 12.05%2024: 24.87%

Performance for 2025 Q3 is 5.6%, and YTD is 12.05%, and 2024 is 24.87%.

About Prospect Financial Services LLC and 13F Hedge Fund Stock Holdings

In it's latest 13F Holdings report, Prospect Financial Services LLC reported an equity portfolio of $173.9 Millions as of 30 Sep, 2025.

The top stock holdings of Prospect Financial Services LLC are SLG, GOOG, BNDW. The fund has invested 7.4% of it's portfolio in SL GREEN RLTY CORP and 5.5% of portfolio in ALPHABET INC.

The fund managers got completely rid off BAIDU INC, FIRST TR EXCHNG TRADED FD VI (AFLG) and ISHARES TR (IJR) stocks. They significantly reduced their stock positions in ISHARES TR (AMPS), PAYPAL HLDGS INC (PYPL) and VANGUARD INDEX FDS (VB). Prospect Financial Services LLC opened new stock positions in NEBIUS GROUP N.V. (YNDX), THE ALGER ETF TRUST (ATFV) and ORACLE CORP (ORCL). The fund showed a lot of confidence in some stocks as they added substantially to UNITEDHEALTH GROUP INC (UNH), ISHARES BITCOIN TRUST ETF and STRATEGY INC (MSTR).

Prospect Financial Services LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Prospect Financial Services LLC made a return of 5.6% in the last quarter. In trailing 12 months, it's portfolio return was 17.28%.

New Buys

Ticker	$ Bought
nebius group n.v.	292,464
the alger etf trust	256,693
oracle corp	246,481
ishares tr	246,109
rocket lab corp	239,550
vanguard index fds	232,924
ishares ethereum tr	224,987
ishares tr	218,870

New stocks bought by Prospect Financial Services LLC

Additions

Ticker	% Inc.
unitedhealth group inc	518
ishares bitcoin trust etf	293
cava group inc	116
strategy inc	76.03
sweetgreen inc	51.51
vanguard whitehall fds	44.73
vanguard index fds	33.48
taiwan semiconductor mfg ltd	33.08

Additions to existing portfolio by Prospect Financial Services LLC

Reductions

Ticker	% Reduced
ishares tr	-49.83
paypal hldgs inc	-48.6
vanguard index fds	-43.41
first tr exch traded fd iii	-35.36
chipotle mexican grill inc	-30.21
eli lilly & co	-19.1
global x fds	-19.03
global x fds	-15.81

Prospect Financial Services LLC reduced stake in above stock

Sold off

Ticker	$ Sold
acurx pharmaceuticals inc	-151,588
baidu inc	-1,250,380
first tr exchng traded fd vi	-317,205
first tr exchange-traded fd	-211,975
ishares tr	-271,384
first tr exchng traded fd vi	-230,374
alibaba group hldg ltd	-252,786
chevron corp new	-228,839

Prospect Financial Services LLC got rid off the above stocks

Sector Distribution

Prospect Financial Services LLC has about 45.1% of it's holdings in Others sector.

Sector	%
Others	45.1
Technology	14.4
Communication Services	11.7
Real Estate	10
Industrials	5.8
Consumer Cyclical	4.8
Energy	3.9
Healthcare	1.7
Financial Services	1.7

Market Cap. Distribution

Prospect Financial Services LLC has about 44.4% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	45.1
MEGA-CAP	26.5
LARGE-CAP	17.9
MID-CAP	10

Stocks belong to which Index?

About 44.3% of the stocks held by Prospect Financial Services LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	55.7
S&P 500	35.7
RUSSELL 2000	8.6

Top 5 Winners (%)		%
TSLA	tesla inc	39.5 %
GOOG	alphabet inc	37.8 %
GOOG	alphabet inc	37.3 %
PLTR	palantir technologies inc	33.8 %
AAPL	apple inc	24.1 %

Top 5 Winners ($)		$
GOOG	alphabet inc	2.6 M
PLTR	palantir technologies inc	1.6 M
GOOG	alphabet inc	1.4 M
NVDA	nvidia corporation	1.2 M
AAPL	apple inc	1.0 M

Top 5 Losers (%)		%
SG	sweetgreen inc	-36.3 %
CMG	chipotle mexican grill inc	-30.2 %
MSTR	strategy inc	-12.6 %
MELI	mercadolibre inc	-10.1 %
NFLX	netflix inc	-10.1 %

Top 5 Losers ($)		$
SLG	sl green rlty corp	-0.5 M
CMG	chipotle mexican grill inc	-0.3 M
PYPL	paypal hldgs inc	-0.3 M
ET	energy transfer l p	-0.2 M
MSTR	strategy inc	-0.1 M

Prospect Financial Services LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Prospect Financial Services LLC

Prospect Financial Services LLC has 101 stocks in it's portfolio. About 46.1% of the portfolio is in top 10 stocks. SLG proved to be the most loss making stock for the portfolio. GOOG was the most profitable stock for Prospect Financial Services LLC last quarter.

Last Reported on: 07 Nov, 2025

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	2.79	19,045	4,849,370	reduced	-4.05

AAXJ	ishares tr	1.75	36,767	3,041,760	added	7.76

AAXJ	ishares tr	0.58	32,171	1,017,250	reduced	-6.02

ACWF	ishares tr	0.14	3,615	246,109	new

ACXP	acurx pharmaceuticals inc	0.05	19,883	85,302	new

ACXP	acurx pharmaceuticals inc	0.00	0.00	0.00	sold off	-100

AFLG	first tr exchng traded fd vi	0.00	0.00	0.00	sold off	-100

AGNG	global x fds	0.53	47,259	918,237	reduced	-15.81

AGNG	global x fds	0.15	15,266	259,669	reduced	-19.03

AGZD	wisdomtree tr	0.32	4,363	558,591	added	1.04

AGZD	wisdomtree tr	0.22	8,702	384,629	reduced	-1.57

AMPS	ishares tr	0.32	10,793	561,866	reduced	-49.83

AMZN	amazon com inc	1.76	13,930	3,058,620	reduced	-0.83

AOA	ishares tr	0.60	3,831	1,048,360	reduced	-5.9

AOA	ishares tr	0.13	4,300	218,870	new

ARKF	ark etf tr	0.35	7,009	604,877	unchanged	0.00

ARKF	ark etf tr	0.22	13,914	386,399	added	4.51

ARKF	ark etf tr	0.12	1,900	211,964	new

ATFV	the alger etf trust	0.15	6,845	256,693	new

AVGO	broadcom inc	0.39	2,074	684,348	added	26.00