Latest Wellington Shields Capital Management, LLC Stock Portfolio
Wellington Shields Capital Management, LLC Performance:
2025 Q3: 7.96%YTD: 29.04%2024: -4.21%
Performance for 2025 Q3 is 7.96%, and YTD is 29.04%, and 2024 is -4.21%.
About Wellington Shields Capital Management, LLC and 13F Hedge Fund Stock Holdings
Wellington Shields Capital Management, LLC is a hedge fund based in NEW YORK, NY. On 21-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $1 Billions. In it's latest 13F Holdings report, Wellington Shields Capital Management, LLC reported an equity portfolio of $658.9 Millions as of 30 Sep, 2025.
The top stock holdings of Wellington Shields Capital Management, LLC are MSFT, GOOG, AAPL. The fund has invested 8.2% of it's portfolio in MICROSOFT CORP COM and 4.8% of portfolio in ALPHABET INC CAP STK CL C.
The fund managers got completely rid off RADNET INC COM (RDNT), CORE SCIENTIFIC INC NEW COM and HEALTH CARE SELECT SECTOR SPDR FUND (XLB) stocks. They significantly reduced their stock positions in MICRON TECHNOLOGY INC COM (MU), PAYPAL HLDGS INC COM (PYPL) and ALBEMARLE CORP COM (ALB). Wellington Shields Capital Management, LLC opened new stock positions in BLOOM ENERGY CORP COM CL A (BE), FIDELITY ETHEREUM FUND ETF and INSMED INC COM PAR $.01 (INSM). The fund showed a lot of confidence in some stocks as they added substantially to QXO INC COM NEW (SSNT), RITHM CAPITAL CORP COM NEW (RITM) and ONEOK INC NEW COM (OKE).
The top stock holdings of Wellington Shields Capital Management, LLC are MSFT, GOOG, AAPL. The fund has invested 8.2% of it's portfolio in MICROSOFT CORP COM and 4.8% of portfolio in ALPHABET INC CAP STK CL C.
The fund managers got completely rid off RADNET INC COM (RDNT), CORE SCIENTIFIC INC NEW COM and HEALTH CARE SELECT SECTOR SPDR FUND (XLB) stocks. They significantly reduced their stock positions in MICRON TECHNOLOGY INC COM (MU), PAYPAL HLDGS INC COM (PYPL) and ALBEMARLE CORP COM (ALB). Wellington Shields Capital Management, LLC opened new stock positions in BLOOM ENERGY CORP COM CL A (BE), FIDELITY ETHEREUM FUND ETF and INSMED INC COM PAR $.01 (INSM). The fund showed a lot of confidence in some stocks as they added substantially to QXO INC COM NEW (SSNT), RITHM CAPITAL CORP COM NEW (RITM) and ONEOK INC NEW COM (OKE).
Wellington Shields Capital Management, LLC Annual Return Estimates Vs S&P 500
Our best estimate is that Wellington Shields Capital Management, LLC made a return of 7.96% in the last quarter. In trailing 12 months, it's portfolio return was 10.79%.
New Buys
| Ticker | $ Bought |
|---|---|
| bloom energy corp com cl a | 15,322,000 |
| fidelity ethereum fund etf | 2,920,960 |
| insmed inc com par $.01 | 1,220,050 |
| scholastic corp com | 766,640 |
| take-two interactive software com | 434,045 |
| kraneshares csi china internet etf | 268,864 |
| ishares core u.s. aggregate bond etf | 263,758 |
| comfort sys usa inc com | 247,554 |
New stocks bought by Wellington Shields Capital Management, LLC
Additions
| Ticker | % Inc. |
|---|---|
| qxo inc com new | 213 |
| rithm capital corp com new | 87.28 |
| oneok inc new com | 73.37 |
| vistra corp com | 48.66 |
| tronox holdings plc shs | 47.67 |
| ishares preferred & income securities etf | 44.9 |
| agnico eagle mines ltd com | 35.71 |
| devon energy corp new com | 34.15 |
Additions to existing portfolio by Wellington Shields Capital Management, LLC
Reductions
| Ticker | % Reduced |
|---|---|
| micron technology inc com | -92.81 |
| paypal hldgs inc com | -92.59 |
| albemarle corp com | -78.95 |
| roper technologies inc com | -58.42 |
| applovin corp com cl a | -50.00 |
| vanguard s&p 500 etf | -40.00 |
| accenture plc ireland shs class a | -38.23 |
| chart industries | -37.82 |
Wellington Shields Capital Management, LLC reduced stake in above stock
Sold off
| Ticker | $ Sold |
|---|---|
| core scientific inc new com | -652,074 |
| radnet inc com | -984,543 |
| petroleo brasileiro sa petrobr sponsored adr | -125,100 |
| coterra energy inc com | -246,821 |
| health care select sector spdr fund | -429,845 |
| liberty energy inc com cl a | -28,802 |
| novo-nordisk a s adr | -132,518 |
| cleveland-cliffs inc new com | -8,900 |
Wellington Shields Capital Management, LLC got rid off the above stocks
Sector Distribution
Wellington Shields Capital Management, LLC has about 24.8% of it's holdings in Technology sector.
| Sector | % |
|---|---|
| Technology | 24.8 |
| Financial Services | 18.1 |
| Others | 15.2 |
| Industrials | 11.4 |
| Communication Services | 9.5 |
| Healthcare | 6.1 |
| Consumer Cyclical | 5 |
| Energy | 3.4 |
| Consumer Defensive | 2.2 |
| Basic Materials | 1.9 |
| Utilities | 1.2 |
Market Cap. Distribution
Wellington Shields Capital Management, LLC has about 76.4% of it's portfolio invested in the large-cap and mega-cap stocks.
| Category | % |
|---|---|
| MEGA-CAP | 43.9 |
| LARGE-CAP | 32.5 |
| UNALLOCATED | 15.2 |
| MID-CAP | 6.2 |
| MICRO-CAP | 1.6 |
Stocks belong to which Index?
About 76.4% of the stocks held by Wellington Shields Capital Management, LLC either belong to S&P 500 or RUSSELL 2000 index.
| Index | % |
|---|---|
| S&P 500 | 71.6 |
| Others | 23.6 |
| RUSSELL 2000 | 4.8 |
Wellington Shields Capital Management, LLC Holdings Map
This heatmap illustrates the top 50 positions within the fund's portfolio.
Current Stock Holdings of Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC has 335 stocks in it's portfolio. About 38.9% of the portfolio is in top 10 stocks. ISRG proved to be the most loss making stock for the portfolio. GOOG was the most profitable stock for Wellington Shields Capital Management, LLC last quarter.
Last Reported on: 05 Nov, 2025| Ticker | Namesorted ascending | % Portfolio | Shares Held | $ Value | Type | % Change | Options | |
|---|---|---|---|---|---|---|---|---|
| AAPL | apple inc com | 4.65 | 120,260 | 30,621,800 | reduced | -1.74 | ||
| AAXJ | ishares preferred & income securities etf | 0.03 | 5,938 | 187,749 | added | 44.9 | ||
| ABBV | abbvie inc com | 0.54 | 15,368 | 3,558,310 | reduced | -0.13 | ||
| ABT | abbott labs com | 0.26 | 12,709 | 1,702,240 | unchanged | 0.00 | ||
| ACES | alerian mlp etf | 0.15 | 21,080 | 989,284 | reduced | -23.69 | ||
| ACN | accenture plc ireland shs class a | 0.27 | 7,270 | 1,792,780 | reduced | -38.23 | ||
| ACWF | ishares core dividend growth etf | 0.00 | 0.00 | 0.00 | sold off | -100 | ||
| ACWV | ishares msci brazil etf | 0.20 | 41,500 | 1,286,500 | unchanged | 0.00 | ||
| ADBE | adobe inc com | 0.02 | 363 | 128,048 | unchanged | 0.00 | ||
| ADI | analog devices inc com | 0.10 | 2,550 | 626,535 | unchanged | 0.00 | ||
| ADP | automatic data processing inc com | 0.08 | 1,891 | 555,009 | unchanged | 0.00 | ||
| AEP | american elec pwr co inc com | 0.03 | 1,680 | 189,000 | unchanged | 0.00 | ||
| AES | aes corp com | 0.06 | 29,204 | 384,325 | reduced | -0.92 | ||
| AFK | vaneck semiconductor etf | 0.65 | 13,150 | 4,291,690 | reduced | -5.47 | ||
| AFK | vaneck junior gold miners etf | 0.26 | 16,950 | 1,678,560 | unchanged | 0.00 | ||
| AFK | vaneck gold miners etf | 0.16 | 13,900 | 1,061,960 | unchanged | 0.00 | ||
| AFL | aflac inc com | 0.02 | 1,100 | 122,870 | unchanged | 0.00 | ||
| AGNG | global x uranium etf | 0.09 | 12,700 | 605,409 | reduced | -19.11 | ||
| AGNG | global x u.s. infrastructure development etf | 0.08 | 11,125 | 529,884 | reduced | -25.21 | ||
| ALB | albemarle corp com | 0.00 | 400 | 32,432 | reduced | -78.95 | ||