Latest Wellington Shields Capital Management, LLC Stock Portfolio

Wellington Shields Capital Management, LLC Performance:

2025 Q4: 4.06%YTD: 98.02%2024: -34.68%

Performance for 2025 Q4 is 4.06%, and YTD is 98.02%, and 2024 is -34.68%.

About Wellington Shields Capital Management, LLC and 13F Hedge Fund Stock Holdings

Wellington Shields Capital Management, LLC is a hedge fund based in New York, NY. On 2026-02-09, the fund reported it's updated stock portfolio. In the 13F Holdings report, Wellington Shields Capital Management, LLC reported an equity portfolio of $685.8 Millions as of 31 Dec, 2025.

The top stock holdings of Wellington Shields Capital Management, LLC are MSFT, GOOG, AAPL. The fund has invested 7.9% of it's portfolio in MICROSOFT CORP COM and 5.8% of portfolio in ALPHABET INC CAP STK CL C.

The fund managers got completely rid off INSMED INC COM PAR $.01 (INSM), TRIMBLE INC COM and ROPER TECHNOLOGIES INC COM (ROP) stocks. They significantly reduced their stock positions in TRUIST FINL CORP COM (TFC), HILLENBRAND INC COM (HI) and CHIPOTLE MEXICAN GRILL INC COM (CMG). Wellington Shields Capital Management, LLC opened new stock positions in TEMPUS AI INC CL A, ALCOA CORP COM (AA) and WARBY PARKER INC CL A COM (WRBY). The fund showed a lot of confidence in some stocks as they added substantially to NETFLIX INC. COM (NFLX), FLOWERS FOODS INC COM (FLO) and TAKE-TWO INTERACTIVE SOFTWARE COM (TTWO).

Wellington Shields Capital Management, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Wellington Shields Capital Management, LLC made a return of 4.06% in the last quarter. In trailing 12 months, it's portfolio return was 98.02%.

Performance
S&P 500

New Buys

Ticker	$ Bought
tempus ai inc cl a	1,393,230
alcoa corp com	1,030,390
warby parker inc cl a com	935,379
dell technologies inc cl c	928,617
toast inc cl a	688,894
state street spdr s&p biotech etf	371,887
ishares biotechnology etf	324,038
pan amern silver corp com	259,050

New stocks bought by Wellington Shields Capital Management, LLC

Additions

Ticker	% Inc.
netflix inc. com	932
flowers foods inc com	546
take-two interactive software com	327
bank america corp com	186
bristol-myers squibb co com	127
applovin corp com cl a	100
state street technology select sector spdr etf	100
state street consumer discretionary select sector spdr etf	100

Additions to existing portfolio by Wellington Shields Capital Management, LLC

Reductions

Ticker	% Reduced
truist finl corp com	-93.16
hillenbrand inc com	-84.91
chipotle mexican grill inc com	-81.6
delta air lines inc com new	-55.52
chart industries	-42.35
vanguard ftse europe etf	-36.51
warner bros discovery inc com ser a	-35.32
vistra corp com	-32.73

Wellington Shields Capital Management, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
casi pharmaceuticals inc com	-115,428
vale s a sponsored ads	-450,690
on hldg ag namen akt a	-629,236
trimble inc com	-1,084,310
antero midstream corp com	-244,944
defi technologies inc com	-23,210
universal electrs inc com	-49,163
bcb bancorp inc com	-86,800

Wellington Shields Capital Management, LLC got rid off the above stocks

Sector Distribution

Wellington Shields Capital Management, LLC has about 25% of it's holdings in Technology sector.

Sector	%
Technology	25
Financial Services	17.2
Others	15.4
Communication Services	11.5
Industrials	10.2
Healthcare	6.6
Consumer Cyclical	4.9
Energy	3.2
Consumer Defensive	2.1
Basic Materials	1.8
Utilities	1.2

Market Cap. Distribution

Wellington Shields Capital Management, LLC has about 76.5% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
MEGA-CAP	45.7
LARGE-CAP	30.8
UNALLOCATED	15.4
MID-CAP	5.6
MICRO-CAP	1.9

Stocks belong to which Index?

About 75.8% of the stocks held by Wellington Shields Capital Management, LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
S&P 500	72.1
Others	24.2
RUSSELL 2000	3.7

Top 5 Winners (%)		%
ALB	albemarle corp com	74.4 %
MU	micron technology inc com	70.6 %
TEVA	teva pharmaceutical inds ltd sponsored ads	54.5 %
PL	planet labs pbc com cl a	51.9 %
SLV	ishares silver trust	51.8 %

Top 5 Winners ($)		$
GOOG	alphabet inc cap stk cl c	9.0 M
GOOG	alphabet inc cap stk cl a	6.9 M
AMD	advanced micro devices inc com	2.7 M
AAPL	apple inc com	2.1 M
MKSI	mks inc. com	2.0 M

Top 5 Losers (%)		%
NFLX	netflix inc. com	-86.6 %
DD	dupont de nemours inc com	-48.4 %
BMNR	bitmine immersion tecnologies com new	-47.7 %
XLB	state street consumer discretionary select sector spdr etf	-43.0 %
XLB	state street technology select sector spdr etf	-41.8 %

Top 5 Losers ($)		$
MSFT	microsoft corp com	-3.7 M
BX	blackstone inc com	-2.5 M
NFLX	netflix inc. com	-1.9 M
PANW	palo alto networks inc com	-1.1 M
	fidelity ethereum fund etf	-0.8 M

Wellington Shields Capital Management, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Wellington Shields Capital Management, LLC

Wellington Shields Capital Management, LLC has 316 stocks in it's portfolio. About 40.1% of the portfolio is in top 10 stocks. MSFT proved to be the most loss making stock for the portfolio. GOOG was the most profitable stock for Wellington Shields Capital Management, LLC last quarter.

Last Reported on: 09 Feb, 2026

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AA	alcoa corp com	0.15	19,390	1,030,390	new

AAPL	apple inc com	4.68	118,135	32,116,300	reduced	-1.77

AAXJ	ishares preferred & income securities etf	0.03	5,950	184,223	added	0.2

ABBV	abbvie inc com	0.51	15,368	3,511,430	unchanged	0.00

ABT	abbott labs com	0.23	12,709	1,592,310	unchanged	0.00

ACES	alerian mlp etf	0.12	17,080	803,102	reduced	-18.98

ACN	accenture plc ireland shs class a	0.28	7,135	1,914,320	reduced	-1.86

ACWV	ishares msci brazil etf	0.19	41,500	1,318,460	unchanged	0.00

ADBE	adobe inc com	0.02	363	127,046	unchanged	0.00

ADI	analog devices inc com	0.09	2,333	632,710	reduced	-8.51

ADP	automatic data processing inc com	0.07	1,798	462,500	reduced	-4.92

AEP	american elec pwr co inc com	0.03	1,680	193,721	unchanged	0.00

AES	aes corp com	0.04	21,304	305,499	reduced	-27.05

AFK	vaneck semiconductor etf	0.69	13,095	4,715,860	reduced	-0.42

AFK	vaneck junior gold miners etf	0.28	16,950	1,928,570	unchanged	0.00

AFK	vaneck gold miners etf	0.15	11,800	1,012,090	reduced	-15.11

AFL	aflac inc com	0.02	1,100	121,297	unchanged	0.00

AGNG	global x uranium etf	0.08	12,700	542,671	unchanged	0.00

AGNG	global x u.s. infrastructure development etf	0.08	11,125	531,664	unchanged	0.00

ALB	albemarle corp com	0.01	400	56,576	unchanged	0.00