Latest ABNER HERRMAN & BROCK LLC Stock Portfolio

ABNER HERRMAN & BROCK LLC Performance:

2025 Q3: 4.89%YTD: 14.57%2024: 25.1%

Performance for 2025 Q3 is 4.89%, and YTD is 14.57%, and 2024 is 25.1%.

About ABNER HERRMAN & BROCK LLC and 13F Hedge Fund Stock Holdings

In it's latest 13F Holdings report, ABNER HERRMAN & BROCK LLC reported an equity portfolio of $979.2 Millions as of 31 Dec, 2025.

The top stock holdings of ABNER HERRMAN & BROCK LLC are NVDA, GOOG, IBM. The fund has invested 7.7% of it's portfolio in NVIDIA CORP and 4.4% of portfolio in ALPHABET INC-CL C.

The fund managers got completely rid off FIRST CITIZENS (FCNCA), FACTSET RESEARCH SYSTEMS INC (FDS) and DUPONT DE NEMOURS INC (DD) stocks. They significantly reduced their stock positions in AUTOMATIC DATA PROCESSING (ADP), NEXTERA ENERGY INC (NEE) and AIR PRODUCTS & CHEMICALS INC (APD). ABNER HERRMAN & BROCK LLC opened new stock positions in CNA FINANCIAL CORP (CNA), QNITY ELECTRONICS INC and IONQ INC (IONQ). The fund showed a lot of confidence in some stocks as they added substantially to MERCK & CO. INC. (MRK), NETFLIX INC (NFLX) and CAPITAL ONE FINANCIAL CORP (COF).

ABNER HERRMAN & BROCK LLC Annual Return Estimates Vs S&P 500

Our best estimate is that ABNER HERRMAN & BROCK LLC made a return of 4.89% in the last quarter. In trailing 12 months, it's portfolio return was 18.33%.

Performance
S&P 500

New Buys

Ticker	$ Bought
cna financial corp	716,000
qnity electronics inc	592,000
ionq inc	424,000
totalenergies se	327,000
vanguard index funds vanguard	241,000
ishares russell midcap	232,000
verizon communications inc	208,000
ishares tr core msci eafetf	207,000

New stocks bought by ABNER HERRMAN & BROCK LLC

Additions

Ticker	% Inc.
merck & co. inc.	1,807
netflix inc	882
capital one financial corp	52.85
quanta services inc	27.84
lowe's cos inc	27.37
johnson & johnson	21.09
goldman sachs group inc	12.38
alphabet inc-cl c	9.76

Additions to existing portfolio by ABNER HERRMAN & BROCK LLC

Reductions

Ticker	% Reduced
automatic data processing	-83.97
nextera energy inc	-69.63
air products & chemicals inc	-52.17
uber technologies inc	-32.86
intuit inc	-28.08
abbvie inc	-20.87
procter & gamble co/the	-20.21
spdr gold shares	-13.29

ABNER HERRMAN & BROCK LLC reduced stake in above stock

Sold off

Ticker	$ Sold
dupont de nemours inc	-818,000
totalenergies se	-298,000
enbridge inc	-204,000
factset research systems inc	-1,146,000
american water works co inc	-418,000
waste management inc	-377,000
first citizens	-1,374,000
blackrock inc	-512,000

ABNER HERRMAN & BROCK LLC got rid off the above stocks

Sector Distribution

ABNER HERRMAN & BROCK LLC has about 32.6% of it's holdings in Technology sector.

Sector	%
Technology	32.6
Financial Services	21.8
Consumer Cyclical	12.5
Communication Services	10.4
Healthcare	7.1
Industrials	5.9
Energy	3.3
Consumer Defensive	2.7
Others	2.2
Basic Materials	1.1

Market Cap. Distribution

ABNER HERRMAN & BROCK LLC has about 97.6% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
MEGA-CAP	55.2
LARGE-CAP	42.4
UNALLOCATED	2.2

Stocks belong to which Index?

About 94.1% of the stocks held by ABNER HERRMAN & BROCK LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
S&P 500	94.1
Others	5.8

Top 5 Winners (%)		%
TSLA	tesla inc	40.0 %
GOOG	alphabet inc-cl c	37.1 %
ORCL	oracle corp	28.3 %
LPG	dorian lpg ltd	22.3 %
AAPL	apple inc	22.2 %

Top 5 Winners ($)		$
NVDA	nvidia corp	12.0 M
GOOG	alphabet inc-cl c	8.3 M
ORCL	oracle corp	7.4 M
TSLA	tesla inc	7.1 M
AAPL	apple inc	5.5 M

Top 5 Losers (%)		%
ISRG	intuitive surgical inc	-15.0 %
INTU	intuit inc	-13.3 %
CRM	salesforce inc	-12.7 %
NFLX	netflix inc	-10.4 %
AIG	american international group	-8.2 %

Top 5 Losers ($)		$
NFLX	netflix inc	-4.8 M
INTU	intuit inc	-3.2 M
CRM	salesforce inc	-2.7 M
ISRG	intuitive surgical inc	-2.6 M
IBM	intl business machines corp	-1.8 M

ABNER HERRMAN & BROCK LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of ABNER HERRMAN & BROCK LLC

ABNER HERRMAN & BROCK LLC has 114 stocks in it's portfolio. About 40.6% of the portfolio is in top 10 stocks. NFLX proved to be the most loss making stock for the portfolio. NVDA was the most profitable stock for ABNER HERRMAN & BROCK LLC last quarter.

Last Reported on: 06 Jan, 2026

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	3.30	118,890	32,321,000	reduced	-0.18

ABBV	abbvie inc	0.07	3,087	705,000	reduced	-20.87

ABT	abbott laboratories	1.74	135,710	17,003,000	reduced	-0.76

ADP	automatic data processing	0.24	9,038	2,325,000	reduced	-83.97

AIG	american international group	1.44	165,122	14,126,000	added	0.08

ALL	allstate corp	0.15	6,900	1,436,000	reduced	-6.43

AMD	advanced micro devices	2.87	131,157	28,089,000	reduced	-0.85

AMGN	amgen inc	0.38	11,332	3,709,000	reduced	-4.98

AMZN	amazon.com inc	3.50	148,346	34,241,000	reduced	-0.31

AON	aon plc-class a	1.95	54,155	19,110,000	reduced	-2.04

APD	air products & chemicals inc	0.44	17,320	4,278,000	reduced	-52.17

AVGO	broadcom inc	0.11	3,058	1,058,000	added	8.71

AWK	american water works co inc	0.00	0.00	0.00	sold off	-100

AXP	american express co	2.81	74,367	27,512,000	reduced	-1.8

BA	boeing co/the	0.34	15,144	3,288,000	added	0.06

BIL	spdr portfolio s&p 500 etf	0.04	4,950	397,000	reduced	-4.24

BK	bank of new york mellon corp	0.64	53,875	6,254,000	unchanged	0.00

C	citigroup inc	1.16	97,620	11,391,000	reduced	-1.66

CAC	camden national corp	0.02	5,464	237,000	unchanged	0.00

CB	chubb ltd	2.02	63,536	19,831,000	reduced	-9.73